31 Days to a More Effective Compliance Program
Episodes
Day 21 - Managing Third Parties
21 Jan 2026
Contributed by Lukas
Welcome to a special podcast series on the Compliance Podcast Network, 31 Days to a More Effective Compliance Program. Over this 31 days series in Jan...
Day 20- Third Party Risk Management Process
20 Jan 2026
Contributed by Lukas
Welcome to a special podcast series on the Compliance Podcast Network, 31 Days to a More Effective Compliance Program. Over this 31 days series in Jan...
Day 19 - Evaluating the Risk Management Process
19 Jan 2026
Contributed by Lukas
Welcome to 31 Days to a More Effective Compliance Program. Over this 31-day series in January 2026, Tom Fox will post a key component of a best-practi...
Day 18 - Risk Assessments
18 Jan 2026
Contributed by Lukas
Welcome to 31 Days to a More Effective Compliance Program. Over this 31-day series in January 2026, Tom Fox will post a key component of a best-practi...
Day 17- Podcasting for Compliance
17 Jan 2026
Contributed by Lukas
Welcome to a special podcast series on the Compliance Podcast Network, 31 Days to a More Effective Compliance Program. Over this 31 days series in Jan...
Day 16: Effective and Tailored Compliance Training
16 Jan 2026
Contributed by Lukas
Welcome to a special podcast series on the Compliance Podcast Network, 31 Days to a More Effective Compliance Program. Over this 31 days series in Jan...
Day 15: Monitoring and Improving Internal Controls
15 Jan 2026
Contributed by Lukas
Welcome to a special podcast series on the Compliance Podcast Network, 31 Days to a More Effective Compliance Program. Over this 31 days series in Jan...
Day 14: Internal Controls
14 Jan 2026
Contributed by Lukas
Welcome to a special podcast series on the Compliance Podcast Network, 31 Days to a More Effective Compliance Program. Over this 31 days series in Jan...
Day 13: Policies and Procedures
13 Jan 2026
Contributed by Lukas
Welcome to a special podcast series on the Compliance Podcast Network, 31 Days to a More Effective Compliance Program. Over this 31 days series in Jan...
Day 12- Your Corporate Code of Conduct
12 Jan 2026
Contributed by Lukas
Welcome to a special podcast series on the Compliance Podcast Network, 31 Days to a More Effective Compliance Program. Over this 31 days series in Jan...
Day 11- Moving Compliance Down into an Organization
11 Jan 2026
Contributed by Lukas
Welcome to a special podcast series on the Compliance Podcast Network, 31 Days to a More Effective Compliance Program. Over this 31 days series in Jan...
Day 10- Leadership's Role in Shaping Corporate Culture and Compliance
10 Jan 2026
Contributed by Lukas
Welcome to a special podcast series on the Compliance Podcast Network, 31 Days to a More Effective Compliance Program. Over this 31 days series in Jan...
Day 9-Continuous Monitoring and Continuous Improvement
09 Jan 2026
Contributed by Lukas
Welcome to a special podcast series on the Compliance Podcast Network, 31 Days to a More Effective Compliance Program. Over this 31 days series in Jan...
Day 8- Building Effective Compliance Through Payroll
08 Jan 2026
Contributed by Lukas
Welcome to a special podcast series on the Compliance Podcast Network, 31 Days to a More Effective Compliance Program. Over this 31 days series in Jan...
Day 7- Clawbacks and Holdbacks
07 Jan 2026
Contributed by Lukas
Welcome to a special podcast series on the Compliance Podcast Network, 31 Days to a More Effective Compliance Program. Over this 31 day series in Janu...
Day 6- the M&A Safe Harbor Policy
06 Jan 2026
Contributed by Lukas
Welcome to a special podcast series on the Compliance Podcast Network, 31 Days to a More Effective Compliance Program. Over this 31 day series in Janu...
Day 5- Enhancing Compliance Through Automation
05 Jan 2026
Contributed by Lukas
Welcome to a special podcast series on the Compliance Podcast Network, 31 Days to a More Effective Compliance Program. Over this 31day series in Janua...
Day 4 - Building Effective Data Analytics Programs for Compliance
04 Jan 2026
Contributed by Lukas
Welcome to 31 Days to a More Effective Compliance Program. Over this 31-day series in January 2026, Tom Fox will post a key component of a best-practi...
Day 3- Key Updates in the ECCP: Messaging Apps, Internal Controls, and Compensation
03 Jan 2026
Contributed by Lukas
Welcome to a special podcast series on the Compliance Podcast Network, 31 Days to a More Effective Compliance Program. Over these 31 days in January 2...
Day 2- the ECCP on Incentives, Consequences, and Clawbacks
02 Jan 2026
Contributed by Lukas
Welcome to 31 Days to a More Effective Compliance Program. Over this 31 days series in January 2026, I will post a key part a best practices complianc...
Day 1-Data-Driven Compliance
01 Jan 2026
Contributed by Lukas
Welcome to a special podcast series on the Compliance Podcast Network, 31 Days to a More Effective Compliance Program. Over this 31 day series in Janu...
Day 31 - Leveraging Root Cause Analysis for Effective Compliance
31 Jan 2025
Contributed by Lukas
Welcome to a special podcast series on the Compliance Podcast Network, 31 Days to a More Effective Compliance Program. Over these 31 days of the serie...
Day 30 - The Foreign Extortion Prevention Act
30 Jan 2025
Contributed by Lukas
Welcome to a special podcast series on the Compliance Podcast Network, 31 Days to a More Effective Compliance Program. Over these 31 days of the serie...
Day 29 - Enhancing Compliance through Automation
29 Jan 2025
Contributed by Lukas
Welcome to a special podcast series on the Compliance Podcast Network, 31 Days to a More Effective Compliance Program. Over these 31 days of the serie...
Day 28 - The Importance of Data Governance
28 Jan 2025
Contributed by Lukas
Welcome to a special podcast series on the Compliance Podcast Network, 31 Days to a More Effective Compliance Program. Over these 31 days of the serie...
Day 27 - The Compliance Function in an Organization
27 Jan 2025
Contributed by Lukas
Welcome to a special podcast series on the Compliance Podcast Network, 31 Days to a More Effective Compliance Program. Over these 31 days of the serie...
Day 26 - CCO Authority and Independence
26 Jan 2025
Contributed by Lukas
Welcome to a special podcast series on the Compliance Podcast Network, 31 Days to a More Effective Compliance Program. Over these 31 days of the serie...
Day 25 - Responding to Investigative Findings
25 Jan 2025
Contributed by Lukas
Welcome to a special podcast series on the Compliance Podcast Network, 31 Days to a More Effective Compliance Program. Over these 31 days of the serie...
Day 24 - Internal Reporting and Triage
24 Jan 2025
Contributed by Lukas
Welcome to a special podcast series on the Compliance Podcast Network, 31 Days to a More Effective Compliance Program. Over these 31 days of the serie...
Day 23 - Investigative Protocols
23 Jan 2025
Contributed by Lukas
Welcome to a special podcast series on the Compliance Podcast Network, 31 Days to a More Effective Compliance Program. Over these 31 days of the serie...
Day 22 - Levels of Due Diligence
22 Jan 2025
Contributed by Lukas
Welcome to a special podcast series on the Compliance Podcast Network, 31 Days to a More Effective Compliance Program. Over these 31 days of the serie...
Day 21 - Managing 3rd Parties
21 Jan 2025
Contributed by Lukas
Welcome to a special podcast series on the Compliance Podcast Network, 31 Days to a More Effective Compliance Program. Over these 31 days of the serie...
Day 20 - Third-Party Risk Management Process
20 Jan 2025
Contributed by Lukas
Welcome to a special podcast series on the Compliance Podcast Network, 31 Days to a More Effective Compliance Program. Over these 31 days of the serie...
Day 19 - Evaluating Risk Assessments
19 Jan 2025
Contributed by Lukas
Welcome to a special podcast series on the Compliance Podcast Network, 31 Days to a More Effective Compliance Program. Over these 31 days of the serie...
Day 18 - Risk Assessments
18 Jan 2025
Contributed by Lukas
Welcome to a special podcast series on the Compliance Podcast Network, 31 Days to a More Effective Compliance Program. Over these 31 days of the serie...
Day 17 - Podcasting for Compliance
17 Jan 2025
Contributed by Lukas
Welcome to a special podcast series on the Compliance Podcast Network, 31 Days to a More Effective Compliance Program. Over these 31 days of the serie...
Day 16 - Effective and Tailored Compliance Training
16 Jan 2025
Contributed by Lukas
Welcome to a special podcast series on the Compliance Podcast Network, 31 Days to a More Effective Compliance Program. Over these 31 days of the serie...
Day 15 - Monitoring and Improving Internal Controls
15 Jan 2025
Contributed by Lukas
Welcome to a special podcast series on the Compliance Podcast Network, 31 Days to a More Effective Compliance Program. Over these 31 days of the serie...
Day 14 - Internal Controls
14 Jan 2025
Contributed by Lukas
Welcome to a special podcast series on the Compliance Podcast Network, 31 Days to a More Effective Compliance Program. Over these 31 days of the serie...
Day 13 - Policies and Procedures
13 Jan 2025
Contributed by Lukas
Welcome to a special podcast series on the Compliance Podcast Network, 31 Days to a More Effective Compliance Program. Over these 31 days of the serie...
Day 12 - The Importance and Construction of a Corporate Code of Conduct
12 Jan 2025
Contributed by Lukas
Welcome to a special podcast series on the Compliance Podcast Network, 31 Days to a More Effective Compliance Program. Over these 31 days of the serie...
Day 11 - Moving Compliance Down into an Organization
11 Jan 2025
Contributed by Lukas
Welcome to a special podcast series on the Compliance Podcast Network, 31 Days to a More Effective Compliance Program. Over these 31 days of the serie...
Day 10 - Leadership’s Role in Shaping Corporate Culture and Compliance
10 Jan 2025
Contributed by Lukas
Welcome to a special podcast series on the Compliance Podcast Network, 31 Days to a More Effective Compliance Program. Over these 31 days of the serie...
Day 9 - Continuous Monitoring and Continuous Improvement
09 Jan 2025
Contributed by Lukas
Welcome to a special podcast series on the Compliance Podcast Network, 31 Days to a More Effective Compliance Program. Over these 31 days of the serie...
Day 8 - Building Effective Compliance Through Payroll
08 Jan 2025
Contributed by Lukas
Welcome to a special podcast series on the Compliance Podcast Network, 31 Days to a More Effective Compliance Program. Over these 31 days of the serie...
Day 7 - Argentieri on Clawbacks and Holdbacks
07 Jan 2025
Contributed by Lukas
Welcome to a special podcast series on the Compliance Podcast Network, 31 Days to a More Effective Compliance Program. Over these 31 days of the serie...
Day 6 - M&A Safe Harbor Policy
06 Jan 2025
Contributed by Lukas
Welcome to a special podcast series on the Compliance Podcast Network, 31 Days to a More Effective Compliance Program. Over these 31 days of the serie...
Day 5- Enhancing Compliance Through Automation
05 Jan 2025
Contributed by Lukas
Learn more about your ad choices. Visit megaphone.fm/adchoices
Day 4- Building Effective Data Analytics Programs for Compliance
04 Jan 2025
Contributed by Lukas
Welcome to a special podcast series on the Compliance Podcast Network, 31 Days to a More Effective Compliance Program. Over these 31 days series in Ja...
Day 3- Key Updates in the ECCP: Messaging Apps, Internal Controls, and Compensation
03 Jan 2025
Contributed by Lukas
Welcome to a special podcast series on the Compliance Podcast Network, 31 Days to a More Effective Compliance Program. Over these 31 days series in Ja...
Day 2- 2024 ECCP on Incentives, Consequences, and Clawbacks
02 Jan 2025
Contributed by Lukas
Welcome to a special podcast series on the Compliance Podcast Network, 31 Days to a More Effective Compliance Program. Over these 31 days series in Ja...
Day 1-Data Driven Compliance
01 Jan 2025
Contributed by Lukas
Day 1-Data-Driven Compliance Welcome to a special podcast series on the Compliance Podcast Network, 31 Days to a More Effective Compliance Program. O...
31 Days to a More Effective Compliance Program: Day 31 - Using a Root Cause Analysis for Remediation
31 Jan 2024
Contributed by Lukas
The 2023 ECCP re-emphasized the need for both performing a root cause analysis but equally importantly using it to remediate your compliance program. ...
31 Days to a More Effective Compliance Program: Day 30 - The Foreign Extortion Prevention Act
30 Jan 2024
Contributed by Lukas
The compliance community has long recognized the gaping hole in the FCPA. As a supply-side law, it criminalizes the payment of bribes, not the demand ...
31 Days to a More Effective Compliance Program: Day 29 -Strategic Considerations for Implementing AI in Compliance
29 Jan 2024
Contributed by Lukas
Implementing AI in compliance requires strategic considerations and decision-making. Understanding the impact of AI, maintaining an inventory of tools...
31 Days to a More Effective Compliance Program - Day 28 - Data-Driven Compliance – From Cutting Edge to Table Stakes
28 Jan 2024
Contributed by Lukas
Compliance programs play a crucial role in ensuring that companies adhere to legal and ethical standards. In today’s digital age, where data is abun...
31 Days to a More Effective Compliance Program - Day 27 - Compliance Function in an Organization
27 Jan 2024
Contributed by Lukas
The role of the compliance professional and the compliance function in a corporation has steadily grown in stature and prestige over the years. When i...
31 Days to a More Effective Compliance Program - Day 26 - CCO Authority and Independence
26 Jan 2024
Contributed by Lukas
The role of the CCO has steadily grown in stature and prestige over the years. In the 2020 FCPA Resource Guide, 2nd edition, under the Hallmarks of an...
31 Days to a More Effective Compliance Program: Day 25 – Responding to Investigative Findings
25 Jan 2024
Contributed by Lukas
There is nothing like an internal whistleblower report about a compliance violation, the finding of such an issue, or (even worse) a subpoena from the...
31 Days to a More Effective Compliance Program: Day 24 - Internal Reporting and Triaging of Claims
24 Jan 2024
Contributed by Lukas
The call, email, or tip comes into your office; an employee reports suspicious activity somewhere across the globe. That activity might well turn into...
31 Days to a More Effective Compliance Program: Day 23 – The Investigation Protocol
23 Jan 2024
Contributed by Lukas
Your company should have a detailed written procedure for handling any complaint or allegation of bribery or corruption, regardless of the means throu...
31 Days to a More Effective Compliance Program - Day 22 - Levels of Due Diligence
22 Jan 2024
Contributed by Lukas
Due diligence is generally recognized in three levels: Level I, Level II and Level III. Each level is appropriate for a different level of corruption ...
31 Days to a More Effective Compliance Program: Day 21 - Managing Your Third Parties
21 Jan 2024
Contributed by Lukas
The building blocks of any compliance program lay the foundations for a best practices compliance program. For instance, in the life cycle management ...
31 Days to a More Effective Compliance Program: Day 20 – The Third Party Risk Management Process
20 Jan 2024
Contributed by Lukas
The DOJ expects an integrated approach that is operationalized throughout the company. This means you must have a process for the full life cycle of t...
31 Days to a More Effective Compliance Program: Day 19 - Evaluating a Risk Assessment
19 Jan 2024
Contributed by Lukas
One way to evaluate risks as determined by the company’s risk assessment is through a risk matrix. Once risks are identified, they are then rated ac...
31 Days to a More Effective Compliance Program - Day 18 - Risk Assessments
18 Jan 2024
Contributed by Lukas
One cannot really say enough about risk assessments in the context of anti-corruption programs. This is because every corporate compliance program sho...
31 Days to a More Effective Compliance Program - Day 17 - Podcasts for Compliance Training and Corporate Culture
17 Jan 2024
Contributed by Lukas
One of the biggest benefits of podcasting is that it allows a compliance function to connect with their audience on a more personal level. Unlike trad...
31 Days to a More Effective Compliance Program: Day 16 - Tailored and Effective Compliance Training
16 Jan 2024
Contributed by Lukas
One of the key goals of any compliance program is to train employees in awareness and understanding of the FCPA, your specific company compliance prog...
31 Days to a More Effective Compliance Program: Day 15 - Monitoring and Improvement of Internal Controls
15 Jan 2024
Contributed by Lukas
What happens when controls are continually overridden? Does that necessarily mean that companies are engaging in activities that violate the FCPA or s...
31 Days to a More Effective Compliance Program: Day 14 - Internal Controls
14 Jan 2024
Contributed by Lukas
What are internal controls? The best definition I have come across is from Jonathan Marks, partner at BDO, who defined internal controls as: An intern...
Day 31 to a More Effective Compliance Program: Day 13-Policies and Procedures
13 Jan 2024
Contributed by Lukas
There are numerous reasons to put some serious work into your compliance policies and procedures. They are certainly a first line of defense when the ...
31 Days to a More Effective Compliance Program: Day 12 - Your Code of Conduct
12 Jan 2024
Contributed by Lukas
What is the value of having a Code of Conduct? In its early days, a Code of Conduct tended to be lawyer-written and lawyer-driven to wave in a regulat...
31 Days to a More Effective Compliance Program: Day 11 - Moving Compliance Tone Down Through an Organization
11 Jan 2024
Contributed by Lukas
The 2023 ECCP made clear a company must have more than simply good ‘Tone-at-the-Top’; it must move down through the organization from senior manag...
31 Days to a More Effective Compliance Program: Day 10 - Leadership's Conduct at The Top
10 Jan 2024
Contributed by Lukas
The 2022 Monaco Memo emphasized the basic point that the key to every company is culture. The bottom line is that corporate culture matters, and corpo...
31 Days to a More Effective Compliance Program: Day 9 - Continuous Monitoring and Continuous Improvement
09 Jan 2024
Contributed by Lukas
Continuous monitoring and continuous improvement are two of the most important phrases for any compliance program. These twin concepts were further en...
31 Days to a More Effective Compliance Program: Day 8 - Operationalizing Compliance Through Payroll
08 Jan 2024
Contributed by Lukas
One of the areas articulated in the 2023 ECCP was around payments and payroll. For both the compliance professional and the corporate payroll function...
31 Days to a More Effective Compliance Program: Day 7-Compliance Program Use of Data Analytics
07 Jan 2024
Contributed by Lukas
Matt Galvin, Counsel, Compliance & Data Analytics at the DOJ and one of the experts leading the DOJ's data analytics initiative, highlighted in anothe...
31 Days to a More Effective Compliance Program: Day 6 - DOJ M&A Safe Harbor
06 Jan 2024
Contributed by Lukas
In October 2023, Deputy Attorney General Lisa Monaco announced a new policy regarding M&A. It is a Mergers & Acquisitions Safe Harbor policy that e...
31 Days to a More Effective Compliance Program: Day 5 - Kenneth Polite on Clawbacks
05 Jan 2024
Contributed by Lukas
Assistant Attorney General Kenneth A. Polite Jr. began his speech on the clawback policy developed by the DOJ to promote “innovative approaches to c...
31 Days to a More Effective Compliance Program: Day 4 - The March 2023 Monaco Speech
04 Jan 2024
Contributed by Lukas
In March, Deputy Attorney General (DAG) Lisa Monaco reviewed a number of initiatives by the DOJ that every compliance professional needs to study in s...
31 Days to a More Effective Compliance Program: Day 3 - 2023 Evaluation of Compliance Programs: Messaging Apps, Internal Controls and Adequate Compensation
03 Jan 2024
Contributed by Lukas
Messaging Apps There was a significant addition to the language around messaging apps. The ECCP opened this section by noting, “Messaging applicatio...
31 Days to a More Effective Compliance Program: Day 2 - 2023 Evaluation of Compliance Programs: Incentives and Consequences
02 Jan 2024
Contributed by Lukas
The 2023 ECCP had significant changes regarding compliance-based incentives, both financial and non-financial; consequence management; messaging apps;...
31 Days to a More Effective Compliance Program: Day 1 - What 2023 Brought to Compliance
01 Jan 2024
Contributed by Lukas
2023 was a very significant year for every compliance practitioner and compliance program. While there was a paucity of corporate enforcement actions ...
One Month to a More Effective Compliance Program: Day 18-Strategic Considerations for Implementing AI in Compliance
29 Dec 2023
Contributed by Lukas
What are the key factors that impact these strategic considerations for implementing AI in compliance, exploring the tradeoffs, challenges, and import...
One Month to a More Effective Compliance Program Through Data Analytics: Day 17-Adapting Compliance Programs for Cloud Technologies
28 Dec 2023
Contributed by Lukas
As organizations transition to remote work and embrace cloud technologies, it is crucial to adapt compliance programs to ensure regulatory obligations...
One Month to a More Effective Compliance Program Through Data Analytics: Day 16 - AI and Data Driven Compliance for Remote Work
28 Dec 2023
Contributed by Lukas
To address this challenge, AI-powered data cleansing capabilities have been developed. These capabilities sift through content and focus on relevant a...
One Month to a More Effective Compliance Program Through Data Analytics - Day 15: Data Analytics - Fuel that Powers Both Law and Compliance
21 Dec 2023
Contributed by Lukas
Data analytics is revolutionizing the field of law and compliance, providing valuable insights and enhancing effectiveness. Data analytics is often re...
One Month to a More Effective Compliance Program Through Data Analytics: Day 14 - Continuous Converged Compliance
20 Dec 2023
Contributed by Lukas
How can you integrate compliance, risk management, and your security framework? Igor Volovich, Vice President, Compliance Strategy at Qmulos, introduc...
One Month to a More Effective Compliance Program Through Data Analytics: Day 13 - Data Management Automation
19 Dec 2023
Contributed by Lukas
Data automation not only streamlines the compliance process but also provides transparency and visibility into the decision-making process. There is a...
One Month to a More Effective Compliance Program Through Data Analytics: Day 12- The Master Data Plan
18 Dec 2023
Contributed by Lukas
As with all other components of a best practices compliance program, robust policies and procedures in data governance need to be in place to effectiv...
One Month to a More Effective Compliance Program Through Data Analytics: Day 11 - The Importance of Data Governance
15 Dec 2023
Contributed by Lukas
In today's digital landscape, compliance, data governance, and cybersecurity have become crucial aspects of running a successful business. The converg...
One Month to a More Effective Compliance Program Through Data Analytics: Day 10 - The Impact of Privacy Regulations on Compliance
14 Dec 2023
Contributed by Lukas
What is the impact of privacy regulations on data-driven compliance? Every CCO must be aware of the importance of privacy in data-driven compliance ...
One Month to a More Effective Compliance Program Through Data Analytics: Day 9 - Enhancing Compliance Through Automation
13 Dec 2023
Contributed by Lukas
“Reg Ops" or Regulatory Operations has the potential to revolutionize compliance. Reg Ops focuses on automating software development and compliance ...
One Month to a More Effective Compliance Program Through Data Analytics - Day 8 - Data Democratization
12 Dec 2023
Contributed by Lukas
In the world of compliance, data analysis plays a crucial role in identifying risks, making informed decisions, and ensuring legal and regulatory comp...
One Month to a More Effective Compliance Program Through Data Analytics: Day 7 - From Cutting Edge to Table Stakes
11 Dec 2023
Contributed by Lukas
Compliance programs play a crucial role in ensuring that companies adhere to legal and ethical standards. In today’s digital age, where data is abun...
One Month to a More Effective Compliance Program Through Data Analytics: Day 6 - Data Analytics and Business Decisions
08 Dec 2023
Contributed by Lukas
In today's rapidly evolving business landscape, compliance, enterprise performance management (EPM) systems, and data analytics play crucial roles in ...
One Month to a More Effective Compliance Program Through Data Analytics: Day 5 - Data Driven Compliance and ESG Integration
07 Dec 2023
Contributed by Lukas
ESG integration focuses on incorporating environmental, social, and governance considerations into business processes. This broader overview allows or...
One Month to a More Effective Compliance Program Through Data Analytics - Day 4 - AI Driven Risk Management and Fraud Prevention
06 Dec 2023
Contributed by Lukas
Through leveraging AI-driven solutions, companies can collect and analyze survey data to identify patterns and trends that may indicate potential risk...
One Month to a More Effective Compliance Program Through Data Analytics: Day 3 - Building An Effective Data Analytics Program
05 Dec 2023
Contributed by Lukas
Chief Compliance Officers (CCOs) are increasingly turning to data analytics programs to enhance their compliance efforts. These programs leverage the ...
One Month to a More Effective Compliance Program Through Data Analytics: Day 2-Data-Driven Solutions for Compliance and Risk Management
04 Dec 2023
Contributed by Lukas
In today's rapidly evolving business landscape, compliance and risk management have become critical components of any successful organization. With th...