Captivated Audience: A Financial Crime Podcast
Activity Overview
Episode publication activity over the past year
Episodes
Ina Rothe, Managing Director and Founder, Co-managing director and Co-founder of ALL AML GmbH, (KYC and Germany's Transparency Register)
11 Aug 2021
Contributed by Lukas
Marie Lundberg and Sam Sheen are joined by Ina Rothe who explains the twists and turns of using Germany's Company Register (referred to as the Tr...
Jane Jee, Chair Kompli-Global Limited and Chair Project Financial Crime, Emerging Payments Association (UK)
31 Jul 2021
Contributed by Lukas
Jane Jee, Chair Kompli-Global Limited and Chair Project Financial Crime, Emerging Payments Association (UK) talks to Marie Lundberg and Sam Sheen abou...
Financial Crime - Compliance & Change: Alistair Catto, Managing Director, Beyond (United Kingdom) - Part 2 of 2
23 May 2021
Contributed by Lukas
Marie Lundberg and Sam Sheen are joined again by Al Catto, Managing Director of Beyond, to discuss all things change related when it comes to AML/CFT ...
Financial Crime - Compliance & Change: Alistair Catto, Managing Director, Beyond (United Kingdom)
20 May 2021
Contributed by Lukas
Ch-ch ch-ch changes! Al Catto joins Sam Sheen and Marie Lundberg to talk about his company, Beyond and their speciality - change transformation involv...
Financial Crime Innovators: David Christie, Chairman, Bleckwen (Paris) (recorded on 6 May 2021)
19 May 2021
Contributed by Lukas
David Christie, Chairman of Bleckwen, joins Marie and Sam to chat about the amazing world of behaviour detection and how Bleckwen has harnessed machin...
Financial Crime Fighters: Cracking the Code of Free Trade Zones: Aamir Hanif, MLRO Stripe (United Kingdom)
15 May 2021
Contributed by Lukas
Sam Sheen and Marie Lundberg are joined by Aamir Hanif, a globe-trotting financial crime compliance expert, to talk about all things related to free p...
Financial Crime Fighters: The New US AML Law - Elizabeth Slim, Senior Consultant, Volkov Law & ACAMS Co-Chair, Southern California Chapter (USA) Part 2
09 May 2021
Contributed by Lukas
Elizabeth Slim joins Sam Sheen and Marie Lundberg for part 2 to chat about the Anti-Money Laundering Act 2020 (AMLA) and how this significant reform w...
Financial Crime Fighters: The new US AML Law - Elizabeth Slim, Senior Consultant, Volkov Law & ACAMS Co-Chair, Southern California Chapter (USA) Part 1
09 May 2021
Contributed by Lukas
Elizabeth Slim joins Sam Sheen and Marie Lundberg to chat about the Anti-Money Laundering Act 2020 (AMLA) and how this significant reform will impact ...
Financial Crime Fighters - Sanctions: Eric Sohn, Mr Watchlist Host and Dow Jones SME (United States)
05 May 2021
Contributed by Lukas
Eric Sohn joins Marie and Sam to talk about some recent decisions and fines imposed by the US sanctions regulator, OFAC, and their possible implicatio...
Financial Crime Innovation: KYC RegTech and IPA: Wayne Johnson, Co-Founder and CEO Encompass (recording on 1 April 2021)
07 Apr 2021
Contributed by Lukas
Marie Lundberg and Sam Sheen chat with Encompass Co-Founder and CEO Wayne Johnson currently in Australia, to chat about the goal of achieving a single...
Financial Crime Regulation: Sanctions - Iran & the EU Blocking Regulations - George Voloshin, Aperio Intelligence
07 Apr 2021
Contributed by Lukas
Sam Sheen and Marie Lundberg welcome George Voloshin back to the podcast, where they look at the European regulations that prevent businesses from ref...
Financial Crime Regulation: Part 4 - Remote Onboarding and Brexit - Opinion on Financial Crime Risks in the European Union
15 Mar 2021
Contributed by Lukas
In the final part of the series, Marie and Sam discuss how remote onboarding has proven to be an essential lifeline for many businesses during the pan...
Financial Crime Regulation: Part 3 - Crowdfunding and Fraud - Opinion on Financial Crime Risks in the European Union
15 Mar 2021
Contributed by Lukas
In Part 3 of this series, Sam and Marie discuss the concerns that EU AML regulators continue to have around crowdfunding platforms - both as customers...
Financial Crime Regulation: Part 2 - FinTechs and Terrorist Financing- Opinion on Financial Crime Risks in the European Union
15 Mar 2021
Contributed by Lukas
Continuing with a detailed review of the European Banking Authority's Opinion on the Financial Crime Risks facing financial services businesses i...
Financial Crime Regulation: Part 1 - Virtual Currencies - Opinion on Financial Crime Risks in the European Union
15 Mar 2021
Contributed by Lukas
After a short hiatus, Sam and Marie return and kick off 2021 with a detailed review of the European Banking Authority's Opinion on the Financial ...
Financial Crime Innovators: Araliya Samme, Head of Financial Crime, Featurespace (UK)
08 Nov 2020
Contributed by Lukas
Marie and Sam chat with Araliya Samme about her role at RegTech firm, Featurespace, the detection of unusual behaviour using machine learning as part ...
Financial Crime Innovators: AI and Fraud Detection - Gavin Keeley, CEO Search 365 (Queensland, Australia)
04 Nov 2020
Contributed by Lukas
Gavin Keeley, CEO of Search 365 in Queensland, Australia joins Marie and Sam to chat about his company's search engine technology and his par...
Financial Crime Innovators - Biometrics: Vincent White and John Lloyd, FacePoint (UK/ USA)
18 Oct 2020
Contributed by Lukas
Marie and Sam chat with Vincent and John from Facepoint about identity fraud concerns including identity impersonation versus identity theft, tactics ...
Female Crime Fighters: Elizabeth Slim, Senior Consultant, Volkov Law & ACAMS Co-Chair, Southern California Chapter (USA)
18 Oct 2020
Contributed by Lukas
Elizabeth Slim joins Marie Lundberg and Sam Sheen to chat about the recent FinCen Guidance on politically exposed persons ("PEPs") in the ...
Financial Crime Fighters - Investigations: Dr Annalise Vineer, Subject Matter Expert (UK)
07 Oct 2020
Contributed by Lukas
Dr Annalise Vineer joins Sam Sheen and Marie Lundberg for a chat about the thorny issue of financial crime investigations - are banks hitting the mark...
Financial Crime Case Studies: FinCen Leaks - Now What? Marie Lundberg and Sam Sheen (October 2020)
07 Oct 2020
Contributed by Lukas
Just like the recent raining weather, yet more leaks have taken place in the financial crime community. Sam Sheen interviews Marie Lundberg on how f...
Financial Crime Innovation: Adverse Media Screening - Ben McKee, Basis Technology (Northampton, UK)
30 Sep 2020
Contributed by Lukas
Marie Lundberg and Sam Sheen chat with Ben McKee about why natural language processing is the "secret sauce" behind effective adverse media ...
AML Innovation - Transaction Monitoring: Francisco Mainez, Head of Data and Analytics, Business Financial Crime Risk, HSBC (London, September 2020)
19 Sep 2020
Contributed by Lukas
Marie Lundberg and Sam Sheen chat with Francisco Mainez, on his career transition from military intelligence to financial services technology, the rol...
AML Innovators: Computational linguistics, semantic similarities and name / text screening - Chris Brown, VP International Basis Technology (UK)
13 Sep 2020
Contributed by Lukas
Chris Brown, VP International Basis Technology chats with Marie Lundberg and Sam Sheen about his career move from professional footballer to financial...
AML Innovators: KYC, TM and Behavioural AI - Gudmundur Kristjansson & Justin Bercich, Lucinity (Reykjavík, Iceland) Recorded on 3 July 2020)
08 Jul 2020
Contributed by Lukas
Gudmundur Kristjansson, Founder and CEO of Lucinity and its Principal Data Scientist Justin Bercich chat with Sam Sheen and Marie Lundberg about their...
KYC, CDD and Open Source Data - Chris Taggart, CEO and CO-Founder, OpenCorporates (UK, recorded on 26 June 2020)
01 Jul 2020
Contributed by Lukas
Chris Taggart, CEO and Co-Founder, OpenCorporates joins Marie Lundberg and Sam Sheen for a chat about the work of OpenCorporates, the biggest open com...
AML Innovators: KYC, Screening, Investigations and Biometrics - Vincent White, UK Director, Facepoint (United Kingdom, recorded on 15 June 2020)
24 Jun 2020
Contributed by Lukas
Vincent White, UK Director, Facepoint chats with Marie Lundberg and Sam Sheen about the use of biometrics and facial recognition technology for KYC an...
AML Innovators: Continuous KYC and Data Aggregation - David Buxton - Part II CEO and Founder, Arachnys
21 Jun 2020
Contributed by Lukas
Marie and Sam continue their discussion with David about how to find CDD or adverse media about an "invisible" or "disappearing" c...
eKYC, Digital Identity and eIDAS - Eric Wagner - Part II- Head of Financial Crime, Erste Group (Austria, recorded on 12 June 2020)
21 Jun 2020
Contributed by Lukas
Part II of Sam Sheen and Marie Lundberg's discussion with Eric Wagner, Head of Financial Crime, Erste Group where they review the changes that th...
KYC and Onboarding: Charlie Roberts, Head of UK and EU, IDNow (the Wirrall, England, recorded on 15 June 2020)
21 Jun 2020
Contributed by Lukas
Charlie Roberts, Head of UK and EU, IDNow (the Wirrall, England, joins Sam Sheen and Marie Lundberg to chat about this company's eKYC technolog...
Tax Evasion & AML KYC - Detecting Financial Crime: Mark Gilmartin, Senior Tax Advisor, Efficient Frontiers International Limited (Scotland, UK recorded on 17 June 2020)
17 Jun 2020
Contributed by Lukas
Mark Gilmartin, Senior Tax Advisor, Efficient Frontiers International Limited chats with Sam Sheen about the connection between AML KYC and tax KYC in...
eKYC, Digital Identity and eIDAS - Eric Wagner, Head of Group Financial Crime, Erste Group (Austria, Recorded on 12 June 2020)
17 Jun 2020
Contributed by Lukas
Eric Wagner, Head of Group Financial Crime, Erste Group talks with Sam Sheen and Marie Lundberg about his role as rapporteur of the European Commissio...
AML Collaboration: Detection and Disruption of Financial Crime - Nick Maxwell, Head of FFIS research partnership between the RUSI Centre for Financial Crime & Security Studies and NJM Research (UK, recorded on 9 June 2020)
14 Jun 2020
Contributed by Lukas
Nick Maxwell, Head of FFIS research partnership between the RUSI Centre for Financial Crime & Security Studies and NJM Research chats with Marie L...
AML Innovators: Open Source Data, Aggregation and CDD - David Buxton, CEO and Founder, Arachnys Information Services Limited - Part I (UK, recorded on 4 June 2020)
14 Jun 2020
Contributed by Lukas
David Buxton, CEO and Founder, Arachnys Information Services Limited chats with Marie Lundberg and Samantha Sheen in Part I of his podcast about the i...
Jeff Bateman, Director of Operations, Efficient Frontiers International Limited - Part II (UK recorded on 26 May 2020)
10 Jun 2020
Contributed by Lukas
Jeff Bateman, Director of Operations of EFI Limited continues his discussion with Sam Sheen about his work on the KYC Utility Clarience, challenges an...
Adam McLaughlin, EMEA Head of Financial Crime Solutions, NICE Actimize (UK, recorded on 5 June 2020) on
10 Jun 2020
Contributed by Lukas
Adam McLaughlin, EMEA Head of Financial Crime Solutions, Nice Actimize chats with Sam Sheen and Marie Lundberg about his career in financial crime pre...
Jeff Bateman, Director of Operations, Efficient Frontiers International Limited (UK recorded on 26 May 2020)
08 Jun 2020
Contributed by Lukas
Jeff Bateman, Director of Operations, Efficient Frontiers International Limited chats with Sam Sheen about the alchemy of operationalising KYC require...
Ben Marsh, Chief Executive, iMeta Technologies Limited Part II (Shropshire, recorded on 19 May 2020)
27 May 2020
Contributed by Lukas
Ben Marsh, Chief Executive, iMeta Technologies Limited joins Sam Sheen and Marie Lundberg for Part II of his podcast. They discuss an iMeta project ...
Martin Walker, Consultant, I&DM Advisors - Part II, (Stockholm, Sweden recorded on 19 May 2020)
27 May 2020
Contributed by Lukas
Martin Walker, Consultant, I&DM Advisors, (Stockholm, Sweden recorded on 19 May 2020) chats with Sam Sheen and Marie Lundberg for Part II of his p...
AML Technology: Detection, Investigation and Analytics - Christopher Ghenne, Global Lead - Banking Compliance Solutions - SAS (Brussels, recorded on 19 May 2020)
27 May 2020
Contributed by Lukas
Christopher Ghenne, Global Lead - Banking Compliance Solutions - SAS joins Marie Lundberg and Sam Sheen to chat about how he supervises 600 team membe...
Martin Walker, Consultant, I&DM Advisors, (Stockholm, Sweden recorded on 19 May 2020)
24 May 2020
Contributed by Lukas
Martin Walker, Consultant, I&DM Advisors talks with Marie Lundberg and Sam Sheen about working as a British ex-pat in Sweden, the importance of bu...
Ben Marsh, Chief Executive, iMeta Technologies Limited (Shropshire, UK recorded on 19 May 2020)
24 May 2020
Contributed by Lukas
Ben Marsh, Chief Executive, iMeta Technologies Limited chats with Marie Lundberg and Samantha Sheen about accelerating customer journeys, client lifec...
AML Technology: Transactions, pattern detection and networks - Alexon Bell, Executive Director & CPO, Quantexa (UK, recorded on 15 May 2020)
20 May 2020
Contributed by Lukas
Alexon Bell, Executive Director & CPO, Quantexa chats with Marie Lundberg and Sam Sheen about entity resolution, data curation, transaction patter...
Women Fighting Financial Crime: Denisse Rudich, Founder, Rudich Advisory (UK, recorded on 13 May 2020)
17 May 2020
Contributed by Lukas
Denisse Rudich, Founder, Rudich Advisory, speaks with Marie Lundberg and Sam Sheen about her career in banking, FinTech and AML/CFT compliance, workin...
AML Innovators: KYC, Privacy and Homomorphic Encryption: Dr Ellison Anne Williams, CEO and Founder, Enveil (Washington D.C. USA, recorded on 12 May 2020)
17 May 2020
Contributed by Lukas
Dr Ellison Anne Williams, CEO and Founder, Enveil (Washington D.C. USA,on the securing of data in use, the data security triad, the "holy grail&q...
Tax KYC, Technology and Collaboration: Jayne Newton & Joanna Ricketts, Efficient Frontiers International (UK, Recorded on 8 May 2020)
13 May 2020
Contributed by Lukas
Jayne Newton & Joanna Ricketts, Efficient Frontiers International talk about their collaborative working experience on developing in-house complia...
Tax Evasion Subject Matter Gurus: Mark Gilmartin, Expert Tax Advisor, Efficient Frontiers International (UK, recorded on 1 May 2020)
10 May 2020
Contributed by Lukas
Mark Gilmartin, Expert Tax Advisor, Efficient Frontiers International chats with Sam Sheen about the different financial crime tactics used to commit ...
KYC, Transaction Monitoring and Economic Sanctions: George Voloshin, Corporate Intelligence and Investigation Specialist, Aperio Intelligence, (Paris, recorded on 27 April 2020)
10 May 2020
Contributed by Lukas
George Voloshin, Corporate Intelligence and Investigation Specialist, Aperio Intelligence joins Marie Lundberg and Sam Sheen where they look at second...
Tax Evasion Subject Matter Gurus: Mark Gilmartin, Expert Tax Consultant, Efficient Frontiers International (UK, recorded on 1 May 2020)
06 May 2020
Contributed by Lukas
Mark Gilmartin, Expert Tax Consultant, Efficient Frontiers International, takes Sam through her paces on why tax KYC matters, how to work with it in c...
AML Training and Ongoing Awareness: EFI Limited Case Study: Sometimes Life is Not a Box of Chocolates - Research Grant Fraud
06 May 2020
Contributed by Lukas
Sam Sheen chats with Matthew Pedley-Thomson about an elaborate fraud scheme involving the misuse of government grants, student accounts carrying cash ...
AML Subject Matter Gurus: George Voloshin, Corporate Intelligence and Investigation Specialist, Aperio Intelligence, (Paris, recorded on 27 April 2020)
03 May 2020
Contributed by Lukas
George Voloshin, Corporate Intelligence and Investigation Specialist, Aperio Intelligence, joins Marie and Sam to discuss Sectoral Sanctions and tacti...
Eric A. Sohn, Global Market Strategist and Product Director, Mr Watchlist Curator (USA recorded on 22 April 2020)
03 May 2020
Contributed by Lukas
Eric A. Sohn, Global Market Strategist and Product Director, Mr Watchlist Curator chats with Sam Sheen and Marie Lundberg about his favourite sanction...
Women Fighting Financial Crime: Namita Bhide, Managing Director, Denim Consulting (Singapore, Recorded on 28 April 2020)
01 May 2020
Contributed by Lukas
Namita Bhide, Managing Director, Denim Consulting talks to Marie Lundberg and Sam Sheen about her Banking and Technology expertise, effective project ...
AML Subject Matter Gurus: Eric A Sohn, Global Market Strategist and Product Director, Dow Jones Risk & Compliance; & "Mr. Watchlist" curator (USA, recorded on 22 April 2020)
29 Apr 2020
Contributed by Lukas
Eric A Sohn, Global Market Strategist and Product Director, Dow Jones Risk & Compliance; & "Mr. Watchlist" curator chats with Sam ...
Financial Crime Prevention Leadership: Peter Oakes, Non-Executive Director Services, Central Banking. Regulatory, FinTech, RegTech, GDPR and Brexit (Ireland, recorded on 22 April 2020)
25 Apr 2020
Contributed by Lukas
Peter Oakes, all-round financial crime and FinTech subject matter expert and former Central Bank of Ireland regulator, chats with Sam Sheen and Marie ...
Jayne Newton, Practice Lead, Efficient Frontiers International Limited (Leeds, recorded on 23 April 2020)
24 Apr 2020
Contributed by Lukas
Jayne Newton, Practice Lead at Efficient Frontiers International Limited, chats with Sam Sheen about the Blue Print Report by the European Banking Fed...
AML Training and Ongoing Awareness: EFI Limited Case Study: The Amberscam: Gemcoin
24 Apr 2020
Contributed by Lukas
EFI Limited's Ramway Weir joins Sam Sheen as they analyse the tactics by illicit actors behind the Gemcoin scam - a multi-level marketing pyrapon...
Women Fighting Financial Crime: Rachel Waldren, Partner, Murray Waldron Consulting (Melbourne, Australia, recorded 21 April 2020)
22 Apr 2020
Contributed by Lukas
Rachel Waldren, Partner, Murray Waldron Consulting speaks with Sam Sheen and Marie Lundberg about AML compliance in Australia, the sector benefiting m...
KYC Utilities in Action: Tim Andrews, Founder & Director, The ID Register (Guernsey, recorded on 21 April 2020)
22 Apr 2020
Contributed by Lukas
Tim Andrews, Founder & Director, The ID Register talks with Sam Sheen and Marie Lundberg about creating a KYC Utility for investment customers, op...
AML Collaboration: Risk Based Planning and Preparation - James Nurse, Managing Director, Fintrail (UK, recorded on 16 April 2020)
19 Apr 2020
Contributed by Lukas
James Nurse, Managing Director, Fintrail talks to Sam Sheen and Marie Lundberg about Part II of Fintrail's research into the use of social media ...
AML Training and Ongoing Awareness: EFI Limited Case Study: Merchants, Miners and Mules: the Bayrob Case
19 Apr 2020
Contributed by Lukas
Sam Sheen is joined by Craig Wright of EFI Limited to examine the Bayrob case and the financial crime scheme involving online auctions, money mule rec...
Women Fighting Financial Crime: Joanna Ricketts, Technology Lead Efficient Frontiers International Limited (London, recorded on 16 April 2020)
19 Apr 2020
Contributed by Lukas
Joanna Ricketts, Technology Lead at EFI Limited, speaks with Sam Sheen on EFI's upcoming release of its AML "tax tech", her role as lea...
Tomo Whinstanley - Director, Client Onboarding Transformation Lead, Deutsche Bank (London/Global recorded on 4 April 2020)
19 Apr 2020
Contributed by Lukas
Tomo Whinstanley - Director, Client Onboarding Transformation Lead, Deutsche Bank, joins Sam Sheen and Marie Lundberg to discuss building an eKYC plat...
AML Innovators: Unsupervised Machine Learning - ThetaRay - Mark Sully and Yaron Hazan (UK/Israel, recorded on 7 April 2020)
15 Apr 2020
Contributed by Lukas
ThetaRay - Mark Sully and Yaron Hazan discuss with Marie and Sam the use of unsupervised machine learning and AI to detect patterns of illicit activit...
The Swedbank Case - High Risk Customers and KYC (Sweden/UK recorded on 6 April 2020)
15 Apr 2020
Contributed by Lukas
The Swedbank Case - High Risk Customers and KYC Marie Lundberg and Samantha Sheen and a special guest examine high risk non-resident customers, playin...
Financial Crime Prevention Leadership: Karl-Johan Karlsson, Head of Compliance, Handelsbanken and Co-Chair ACAMS Nordics Chapter (Denmark, recorded on 24 March 2020)
15 Apr 2020
Contributed by Lukas
Karl-Johan Karlsson, Head of Compliance, Handelsbanken & Co-Chair ACAMS Nordics Chapter on navigating the choppy waters of remote working arrangem...
The First 18 Days
13 Apr 2020
Contributed by Lukas
The podcast team review the highlights of the first 18 episodes covering a whole host of financial crime prevention topics and some heart-warming insi...
Women Fighting Financial Crime: Susanna Mills, Lead Anti-Financial Crime Specialist, OP Financial Group (Finland, on 6 April 2020)
13 Apr 2020
Contributed by Lukas
Sam and Marie speak to Susanna Mills, Lead Anti-Financial Crime Specialist, OP Financial Group about some of Finland’s financial crime risks, transa...
AML Leaders in Action: Alexandre Pinot, MLRO and Head of Vilnius Office, Sonect (Lithuania, on 31 March 2020)
09 Apr 2020
Contributed by Lukas
Alexandre Pinot, MLRO and Head of Vilnius Office, Sonect on his global team, the use of cash and Coronavirus, regulatory support in Lithuania and miti...
Tax Evasion Leaders in Action: Jayne Newton Practice Lead at Efficient Frontiers International (Leeds, UK on 5 April 2020)
09 Apr 2020
Contributed by Lukas
Sam Sheen and Jayne Newton discuss tax KYC requirements introduced by the 5AMLD, the (zb) amendment to the UK's Anti-Money Laundering Regulations...
John Paul Eaton and Ricky Virdee, Executive Coach, Raising Your Game (UK, on 8 April 2020)
09 Apr 2020
Contributed by Lukas
John Paul Eaton and Ricky Virdee, Executive Coach, Raising Your Game (UK, on 8 April 2020) joins the podcast to share their expertise on NLP measures ...
AML Leaders in Action: Ketil Clorius, FVP Head of Global Fraud Managment, Danske Bank (Denmark, on 5 April 2020)
09 Apr 2020
Contributed by Lukas
Ketil Clorius, FVP Head of Global Fraud Managment, Danske Bank talks about his global fraud prevention team, the Bank's initiative to raise aware...
AML Leaders in Action: Paul Burleton, Associate Director at Lysis Group (Cardiff, Wales on 25 March 2020)
05 Apr 2020
Contributed by Lukas
Paul Burleton, Associate Director at Lysis Group, on financial institutions BCPs, capital market crime risks, remote AML reviews and fraud risk mitiga...
Jayne Newton Practice Lead at Efficient Frontiers International (Leeds, UK on 30 March 2020)
05 Apr 2020
Contributed by Lukas
Jayne Newton Practice Lead at Efficient Frontiers International. provides an easy to follow tutorial on tax KYC, its key requirements and how its impo...
Financial Crime Collaboration: Greg Wlodarczyk, Senior Consultant at Fintrail (London, UK on 30 March 2020)
05 Apr 2020
Contributed by Lukas
Greg Wlodarczyk, Senior Consultant at Fintrail on the importance of technology and people for FinTechs, the FinTech Financial Crime Exchange (FFE), ho...
Financial Crime Prevention Leadership: Ulrika Valassi, Head of Credit at DBT (Recorded on 24 March 2020, Stockholm, Sweden)
05 Apr 2020
Contributed by Lukas
Ulrika Valassi, Head of Credit at DBT on the challenges for Swedish SMEs, the importance of teamwork, “sticking to your knitting” to mitigate fina...
AML Leaders in Action: Erik Morgan, Managing Director, Global Due Diligence, Royal Bank of Canada I&TS (London. Recorded 25 March 2020)
01 Apr 2020
Contributed by Lukas
Erik Morgan, Managing Director, Global Due Diligence, Royal Bank of Canada I&TS (London. Recorded 25 March 2020)Sam and Marie discuss with Erik th...
AML Leaders in Action: Gregory Dellas, Chief Compliance and Innovation Officer, ECOMMBX (Cyprus, Recorded 25 March 2020)
01 Apr 2020
Contributed by Lukas
Gregory Dellas, Chief Compliance and Innovation Officer, ECOMMBX (Cyprus, Recorded 25 March 2020)Sam and Marie discuss with Greg payment fintechs, inn...
EFI Limited Case Study Podcast: It's a Family Affair - The Stratos Sanctions Case
01 Apr 2020
Contributed by Lukas
Case Study Podcast: It's a Family Affair - The Stratos Sanctions Case 1st case study of our podcast series analyses the tactics used to circumna...
AML Leaders in Action: Nassos Paltayian, Head of Compliance & Information Security Officer, Abacus Limited (Cyprus, Recorded 24th March 2020)
31 Mar 2020
Contributed by Lukas
Nassos Paltayian, Head of Compliance & Information Security Officer, Abacus Limited. Sam & Marie discuss the COVID-19 restrictions in place ...
The Swedbank Case - Transaction Monitoring - Thresholds, Scenarios and Customer Activity
31 Mar 2020
Contributed by Lukas
The Swedbank Case - Transaction Monitoring - Thresholds, Scenarios and Customer Activity. Following the fine imposed on Swedbank in March 2020, host...
AML Leaders in Action: Matt McGuire, Co-Founder & Practice Leader The AML Shop
30 Mar 2020
Contributed by Lukas
Matt McGuire of The AML Shop on Canada's changing AML's laws, BCP planning,criminal minds taking advantage of this current environment, and ...
Introduction
29 Mar 2020
Contributed by Lukas
Words of welcome form Marie and Sam
Tina Sorqvist, HR Professional (Sweden) - work, remote supervision and "cabin fever"
28 Mar 2020
Contributed by Lukas
Tina Sorqvist, HR Professional on working from home, evaluating work performance during self-isolation, remote supervision advice and mitigating the r...
AML Subject Matter Gurus: Economic Sanctions and OFAC - Jason Rhoades, KPMG (USA) - OFAC, sanctions KYC, and evasion tactics
28 Mar 2020
Contributed by Lukas
Jason Rhoades, Senior Manager, KPMG on OFAC sanctions, sanctions KYC, monitoring of trade activities, detection of evasion tactics, ongoing training a...
AML Leaders in Action: Samar Pratt, Managing Director, Exiger, on Tech-enabled working, audit planning, Corona-fraud, & "New BAU"
28 Mar 2020
Contributed by Lukas
Samar Pratt, Managing Director, Exiger on financial crime risk management capabilities, tech-enabled working, audit planning, Corona-fraud and the &qu...