A Single Source of Truth

Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. Today, Matt and Tom take a the recently filed lawsuit by Shaquala Williams against JPMorgan for alleged retaliation for her internal whistleblowing. Williams was in a compliance function at the bank and claimed she was terminated for raising the issues that JPMorgan was not living up to its reporting requirements under a DPA.Some of the issues we consider are: Facts of the claim? Made in the context of an ongoing DPA. The lack of lack of documented policies and procedures. Siloed nature of compliance functions. Inconsistency in risk assessments. Why is a single source of truth so critical? Resources Matt in Radical Compliance, That Lawsuit Against JP Morgan Learn more about your ad choices. Visit megaphone.fm/adchoices

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