First We Kill All the Lawyers

Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. This week, Matt and Tom take look at a recent speech by SEC Commissioner Alison Herron Lee where she considered the role of lawyers as gatekeepers under SOX 307. Some of the issues we consider  ·      Who do lawyers represent? ·      What is the difference between lawyers and gatekeepers? ·      How can or should lawyers represent multiple interests on SOX issues? ·       How does this comport with state bar requirements?  ·      How, if at all, does SOX 307 impact compliance professionals? ·      Was the speech a policy change announcement, trial balloon or something else.  Resources Matt in Radical Compliance SOX 307 Learn more about your ad choices. Visit megaphone.fm/adchoices

There are no comments yet.

Please log in to write the first comment.