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Compliance Officers Playbook

Effective Compliance Audits: The Basics

14 Dec 2024

Description

This podcast episode outlines the steps involved in conducting effective compliance audits. It details eight key stages, from defining the audit's scope and objectives to implementing corrective actions and pursuing continuous improvement. The script emphasises the importance of risk assessment, thorough data analysis, and clear reporting. It aims to provide listeners with practical advice to improve their organisation's compliance. The overall tone is informative and encouraging, offering a structured approach to a complex process.

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