Scoping Financial Crime Audits

This podcast episode explains how to prepare a scoping document for a financial crime audit. It outlines the document's key components, including the audit's objectives, scope, timeline, resources, methodology, risk assessment, and deliverables. The episode stresses the importance of collaboration, clarity, and flexibility in creating this crucial roadmap for a successful and efficient audit. Best practices are highlighted to ensure the document is comprehensive and effective in identifying and mitigating financial crime risks within an organisation. Finally, the episode emphasises the value of a well-prepared scoping document for maintaining compliance and strengthening organisational defences.🎧 Tune in now for expert insights and get actionable strategies for your organization. Follow The Compliance Officers Playbook show/page and tap the (🔔) for 𝐝𝐚𝐢𝐥𝐲 𝐜𝐨𝐦𝐩𝐥𝐢𝐚𝐧𝐜𝐞 𝐢𝐧𝐬𝐢𝐠𝐡𝐭𝐬, 𝐭𝐫𝐞𝐧𝐝𝐬, 𝐚𝐧𝐝 𝐦𝐨𝐫𝐞. If you enjoyed this episode, we’d love to hear from you! Follow us to stay updated on future episodes, and don’t forget to leave a review and rating ⭐️⭐️⭐️⭐️⭐️Your feedback helps us improve and reach more listeners like you. Thank you for your support! ❤️🙏

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