Menu
Sign In Search Podcasts Charts People & Topics Add Podcast API Pricing
Podcast Image

Compliance Officers Playbook

Source of Funds and Wealth Verification Guide

30 Jan 2025

Description

This episode explains Source of Funds (SOF) and Source of Wealth (SOW) checks, crucial components of Know Your Customer (KYC) and Anti-Money Laundering (AML) compliance. SOF investigates the origin of funds in a specific transaction, while SOW examines a client's overall wealth accumulation. Both are vital for identifying potential money laundering and terrorist financing. The guide details the differences between SOF and SOW, provides examples, and discusses regulatory considerations and best practices, including the use of automated tools for efficient verification. Ultimately, it highlights the importance of these checks in mitigating financial crime risks and ensuring regulatory compliance.

Audio
Featured in this Episode

No persons identified in this episode.

Transcription

This episode hasn't been transcribed yet

Help us prioritize this episode for transcription by upvoting it.

0 upvotes
🗳️ Sign in to Upvote

Popular episodes get transcribed faster

Comments

There are no comments yet.

Please log in to write the first comment.