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Compliance Officers Playbook

Tone at the Top: Compliance's Cornerstone

05 Dec 2024

Description

This New Compliance Officer Playbook Podcast episode explores the critical role of "Tone at the Top" in establishing a strong compliance culture within organisations. Leadership's ethical behaviour and commitment to compliance significantly influence employee conduct and organisational integrity. A robust tone at the top fosters trust, mitigates risk, and strengthens an organisation's reputation. The text details characteristics of effective tone at the top, such as visibility, consistency, and accountability, and proposes strategies for strengthening it, including empowering middle management and measuring cultural impact. Ultimately, a strong tone at the top is presented as foundational for long-term ethical and financial success.

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