104 - When Compliance Templates Don't Work

Compliance templates can be hugely beneficial, but they can also cause a lot of confusion if you don't know how or when to use them. If you've ever wondered about which situations are suitable for compliance templates and which are not, this episode is for you!  If you found value in this episode, I would really appreciate if you could leave a review! My mission is to help and support as many FinTech startups as possible, and when you leave a positive review, more people can find this podcast and help their companies! If you are on Apple, just click here to review, select "Ratings and Reviews" and "Write a Review" and tell me what your favorite part of the podcast is.    Today's episode: [00:40] The commonly asked questions that I am going to address in this episode. [01:10] Benefits of using compliance templates.  [02:19] Why templates can cause confusion.  [04:38] How to approach the creation of a risk appetite statement when you are asked for one.   [07:24] What it means to describe your internal assurance processes.  [08:36] My advice on what to do when someone asks to see your GDPR compliance policy. [10:18] Why you don't need to panic when you are asked to produce a detailed flow of funds.  [11:07] Additional examples of situations where templates will not work.   [14:20] The additional service that I offer alongside my templates.  [17:57] Don't overthink compliance templates!    Show links: Click here to view the Compliance That Makes Sense Helpline. Interested in FinTech compliance? – Consider investing in the FinTech Compliance Self-Starter Package! Want more insights about FinTech and Compliance delivered directly to your inbox? Let's stay in touch! Click here.    

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