159 - Your FinTech CEO Is Not Your Boss

A common expectation of first-time MLROs and heads of compliance is that their CEO will be their boss. In this episode, I debunk this myth so you, as a new MLRO or head of compliance, can enter your new role with your eyes wide open to what your relationship with your CEO is really going to look like!  If you found value in this episode, I would really appreciate if you could leave a review! My mission is to help and support as many FinTech startups as possible, and when you leave a positive review, more people can find this podcast and help their companies! If you are on Apple, just click here to review, select "Ratings and Reviews" and "Write a Review" and tell me what your favorite part of the podcast is.    Today's episode: [00:38] Who I created this episode for.  [01:06] One of the biggest mistakes made by first-time heads of compliance.  [03:02] A hard truth about the majority of FinTech CEOs.  [04:16] Why CEOs don't want to deal with compliance issues.  [06:50] The kind of relationship that most FinTech CEOs want to cultivate with their heads of compliance.  [08:28] The strategy I recommend adopting when discussing compliance-related topics with your CEO.   [10:52] Pros and cons of working as the head of compliance in a startup environment.  [11:33] How to treat your CEO from your position as head of compliance.  [12:06] Updates from the FinTech Pro Compliance Certification Program.    Show links: Interested in FinTech compliance? - consider investing in the FinTech Compliance Self-Starter Package! I would love to invite you to sign up for my newsletter. If you are interested, please click here.

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