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Compliance That Makes Sense

174 - Compliance Performance and Responsibility for Things Outside of Your Control

09 May 2024

Description

In your career, as in all facets of your life, there are always going to be circumstances that are out of your control! In the next few episodes, I am going to be exploring how you can differentiate between the things you can control and those you cannot and how to identify and avoid the traps that lead to unnecessary project delays and unintended results.  If you found value in this episode, I would really appreciate it if you could leave a review! My mission is to help and support as many FinTech startups as possible, and when you leave a positive review, more people can find this podcast and help their companies! If you are on Apple, just click here to review, select "Ratings and Reviews" and "Write a Review" and tell me what your favorite part of the podcast is.    Today's episode: [00:39] An overview of the upcoming series of episodes I will be releasing.  [02:50] The focal topic of today's episode.  [03:33] How to predict whether your compliance team is going to avoid their responsibilities.  [03:57] Why competing priorities are not a valid excuse for falling behind on projects. [06:29] The common problem with waterfall project planning processes.  [09:30] Examples of KPIs that compliance teams can and cannot control.  [12:17] Why the HR role needs to be redesigned.   [17:21] The importance of properly diagnosing a problem before trying to solve it.    Show links: Interested in FinTech compliance? - consider investing in the FinTech Compliance Self-Starter Package! I would love to invite you to sign up for my newsletter. If you are interested, please click here.

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