Culture of Compliance
Activity Overview
Episode publication activity over the past year
Episodes
Keeping Up with Compliance Trends
12 Jan 2022
Contributed by Lukas
What's new in the compliance industry and how can compliance leaders keep up with their peers? Sabrina Serafin interviews Carrie Penman, Chief Risk & ...
Fintech & Anti-Money Laundering with NASDAQ
14 Dec 2021
Contributed by Lukas
As financial criminals get smarter, so does the technology. Sabrina Serafin interviews Valerie Bannert-Thurner, Head of Anti-Financial Crime Technolog...
Introducing ESG to Your Company
30 Nov 2021
Contributed by Lukas
ESG or Environmental, Social and Governance is becoming a major part of the corporate vocabulary, but what does it mean? Sabrina Serafin interviews La...
Enterprise Risk on a Budget
28 Sep 2021
Contributed by Lukas
"Denial is never a good strategy." How do you understand and try to address risk across an organization? Sabrina Serafin interviews Kristi Atwater, SV...
Security as a Founding Principle
14 Sep 2021
Contributed by Lukas
As startups, entrepreneurs may find it difficult to set aside business development to focus on security. In this episode, Sabrina Serafin interviews C...
State Data Privacy Laws: A Moving Target
31 Aug 2021
Contributed by Lukas
As more states introduce new data privacy legislation, it is hard to keep up. Jodi Daniels from Red Clover Advisors returns to discuss recent updates ...
The Challenge of Ransomware
17 Aug 2021
Contributed by Lukas
Ransomware is the #1 cyber risk of 2021 with estimates that 50% of all businesses have been hit. On this episode of Culture of Compliance Sabrina Sera...
Did the Pandemic Affect Promotability?
03 Aug 2021
Contributed by Lukas
Changing work environments and work cultures due to the pandemic impacted how everyone sees their careers. Amii Barnard-Bahn, Executive Coach and form...
Did the Pandemic Affect Promotability?
03 Aug 2021
Contributed by Lukas
Changing work environments and work cultures due to the pandemic impacted how everyone sees their careers. Amii Barnard-Bahn, Executive Coach and form...
Did the Pandemic Affect Promotability?
03 Aug 2021
Contributed by Lukas
Changing work environments and work cultures due to the pandemic impacted how everyone sees their careers. Amii Barnard-Bahn, Executive Coach and form...
Did the Pandemic Affect Promotability?
03 Aug 2021
Contributed by Lukas
Changing work environments and work cultures due to the pandemic impacted how everyone sees their careers. Amii Barnard-Bahn, Executive Coach and form...
Did the Pandemic Affect Promotability?
03 Aug 2021
Contributed by Lukas
Changing work environments and work cultures due to the pandemic impacted how everyone sees their careers. Amii Barnard-Bahn, Executive Coach and form...
Did the Pandemic Affect Promotability?
03 Aug 2021
Contributed by Lukas
Changing work environments and work cultures due to the pandemic impacted how everyone sees their careers. Amii Barnard-Bahn, Executive Coach and form...
Defense Providers: The Cybersecurity Maturity Model Certification (CMMC)
18 May 2021
Contributed by Lukas
The State Department recently fined Honeywell $13M for cybersecurity shortcomings. In this episode, FD's Sabrina Serafin interviews Scott Edwards, CEO...
Anti-Money Laundering Under Biden Administration
03 May 2021
Contributed by Lukas
What's on the Biden Administration's priority list regarding Anti-Money Laundering? In our latest episode Sabrina Serafin and Jeff Horvath of DigiPli ...
Continuous Compliance
10 Mar 2021
Contributed by Lukas
Keeping up with compliance can be difficult, especially for those who operate in highly regulated industries. Sabrina Serafin interviews Anil Karmel a...
U.S. Data Privacy Laws: Where Are We Now?
02 Mar 2021
Contributed by Lukas
With more and more U.S. states creating their own data privacy laws, it's been harder to keep track of the changes. Which states are introducing new ...
Braving Brexit in 2021
16 Feb 2021
Contributed by Lukas
What happens when your European home base is no longer in the European Union? This episode of Culture of Compliance looks at the tax compliance implic...
Choosing a SOC Provider
02 Feb 2021
Contributed by Lukas
Not all SOC providers are the same and a one size fits all approach could mean disaster. What questions should you ask? Sabrina Serafin and Shelby Ne...
The State of HITRUST in 2021
07 Jan 2021
Contributed by Lukas
As we enter 2021, it is time to reflect on everything that happened in 2020 and how it will affect HITRUST in the new year. Sabrina Serafin interviews...
Global Mobility: What are the Compliance Risks?
15 Dec 2020
Contributed by Lukas
With employees working remotely as the norm, many have opted to shift their work location to a place far from the office. This could have tax implicat...
COVID-19's Impact on Compliance
03 Dec 2020
Contributed by Lukas
Is the "new normal" helping or hurting compliance? Sabrina Serafin interviews Amii Barnard-Bahn, Executive Coach and former Fortune Global 50 executi...
Culture & Mindset
10 Nov 2020
Contributed by Lukas
Since the global pandemic, leading a team has never been tougher. Sabrina Serafin interviews David Taylor-Klaus, founder of DTK Coaching and author of...
Level Up Your Security with Penetration Testing
27 Oct 2020
Contributed by Lukas
Data security has been a top concern of large organizations for many years, but over the last few years smaller companies have been more frequently at...
Fireside Chat with Bill Mulcahy
13 Oct 2020
Contributed by Lukas
As a leader in the internal audit community for decades, Bill Mulcahy has advice culled from his many years leading internal audit and mentoring prof...
Managing Contracts as Part of Your Digital Transformation
30 Sep 2020
Contributed by Lukas
Although accepting a contract these days is as simple as clicking "yes," there are data privacy and legal implications when accepting a contract. In 2...
Artificial Intelligence and Machine Learning
01 Sep 2020
Contributed by Lukas
Artificial intelligence and machine learning are getting a lot of attention in the board room, and they are becoming integral tools in today's culture...
Data Analytics in 2020
18 Aug 2020
Contributed by Lukas
2020 has brought many challenges to internal audit, but data analytics could be a helpful tool. Sabrina Serafin interviews Bradley Carroll, Principal ...
California Consumer Privacy Act (CCPA) Update
04 Aug 2020
Contributed by Lukas
On July 1, 2020, the California Consumer Privacy Act (CCPA) became enforceable. Some companies are still wondering if they are affected by this data p...
Communication and Culture
16 Jul 2020
Contributed by Lukas
Communication is a critical skill for any team, especially internal auditors seeking to do their jobs in a remote work environment. In this episode of...
Communication and Culture
16 Jul 2020
Contributed by Lukas
Communication is a critical skill for any team, especially internal auditors seeking to do their jobs in a remote work environment. In this episode of...
Is 2020 the Year of Agile Audit?
16 Jun 2020
Contributed by Lukas
This year has brought on unpredictable events which have disrupted everything, including audit procedures. With reduced resources and remote work, aud...
Examining the Impact of COVID-19 on Internal Audit
09 Jun 2020
Contributed by Lukas
In April 2020, the Institute of Internal Auditors (IIA) sent out a survey asking internal auditors how COVID-19 impacted their work. Sabrina Serafin...
Sarbanes-Oxley: The Journey Continues
12 May 2020
Contributed by Lukas
As leaders adapt to and anticipate emerging risks, evolving regulatory pressures and new accounting standards, Jason Sammons and Sabrina Serafin discu...
Cybersecurity Challenges: Data Protection in the M&A Process
28 Apr 2020
Contributed by Lukas
Cybersecurity should be a consideration for both the buyer and the seller in the transaction process. Sabrina Serafin, FD Partner and National PRG Pra...
Understanding Robotic Process Automation
31 Mar 2020
Contributed by Lukas
In this episode, Sabrina Serafin interviews Matt Kunkel, CEO of LogicGate. They discuss the areas of risk a business can encounter and how it may be i...
Data Security with a Remote Workforce
18 Mar 2020
Contributed by Lukas
Sabrina Serafin interviews Jodi Daniels of Red Clover Advisors. They discuss the unique data security challenges working from home may present to comp...
A New Era of Business Resiliency
14 Feb 2020
Contributed by Lukas
The definition of business resiliency has expanded to a digital frontier. Sabrina Serafin speaks with Eric Aslaksen of iVision, Inc. about this new er...
What Your CIO Isn't Telling You
12 Dec 2019
Contributed by Lukas
Small business owners sometimes have trouble understanding the details of how technology is supporting their company. Sabrina Serafin speaks with Rob ...
SOC Reports: Advantages & What to Expect
19 Nov 2019
Contributed by Lukas
A SOC report can demonstrate to your clients and vendors a dedication to trust and security, but what does the process look like? Sabrina Serafin disc...
Cybersecurity Board Oversight: Visibility, Validation & Reputation
18 Oct 2019
Contributed by Lukas
As cyber risks continue to evolve, how can Boards of Directors be sure they are doing what they can to protect their organization and assets? Sabrina ...
Lions and Tigers and Ransomware, Oh My!
11 Oct 2019
Contributed by Lukas
Ransomware attacks are becoming more and more common and can mean disaster for a small business. Sabrina Serafin meets again with Mary-Michael Horowit...
Protecting Your Assets: Avoiding Business Email Compromise
02 Oct 2019
Contributed by Lukas
Business email compromise remains an enormous risk for businesses of all sizes, as phishing and other attacks can seriously damage your operations and...
Small Businesses at Risk: The Strategic Advantage of Internal Controls
25 Sep 2019
Contributed by Lukas
The Association of Certified Fraud Examiners finds that Small Businesses are especially vulnerable to fraud and financial management errors. In this e...
Dodging Cyber Crime: How to "Stay Woke" in Today's Online World
19 Aug 2019
Contributed by Lukas
In today's cyber landscape, corporations adopting a"fingers crossed" security strategy can lead to huge losses for the company and individuals alike. ...
Marketing Internal Audit within Your Organization
30 Jul 2019
Contributed by Lukas
It sometimes seems like executives see the big risks associated with situations like data breaches or fraud, yet still view the internal audit functio...
Managing Cyber Risk: Understanding the NIST Control Framework
15 Jul 2019
Contributed by Lukas
Cybersecurity is a prevalent topic in the news today, with data breaches hitting the headlines every week. Not surprisingly, we are also seeing legisl...
Making the Shift to Agile Internal Audit
21 Jun 2019
Contributed by Lukas
Do you ever feel as though your internal audit methodology is somehow both too rigid and misses the mark? Sabrina Serafin meets with Danny Goldberg of...
Creating a Sustainable Culture of Compliance
06 Jun 2019
Contributed by Lukas
How do you rally your company's internal messaging around compliance and help turn compliance into an opportunity and strategy rather than a dirty wor...
Leveraging Biometrics & Document Data Security: Smart Eye Technology
23 Apr 2019
Contributed by Lukas
Data security is a top concern for modern organizations. What are your options to keep your information safe? Sabrina Serafin meets with Dexter Caffey...
One Size Fits One: Implementing Risk Strategy
08 Apr 2019
Contributed by Lukas
Sabrina Serafin speaks with Jason Sammons of our Process, Risk & Governance practice about implementing risk management as a strategy to help small an...
The Virtual CISO: An Emerging trend in Small Business Data Security
25 Mar 2019
Contributed by Lukas
Sabrina Serafin sits down again with Skeet Spillane of Pillar Technology Partners to discuss the VCISO, an information security officer who can provid...
Marketing Compliance in the Age of Data Privacy
11 Mar 2019
Contributed by Lukas
Jodi Daniels of Red Clover Advisors joins us again to talk about the importance of properly managing your marketing data in the age of privacy regulat...
New Privacy Laws and their Impact on US Businesses
27 Feb 2019
Contributed by Lukas
Join us as Sabrina speaks with Jodi Daniels of Red Clover Advisors about the California Consumer Privacy Act, a new privacy law in the United States...
HITRUST 1: Assess Once, Report Many
18 Feb 2019
Contributed by Lukas
Join our PRG National Practice Leader Sabrina Serafin in Part 1 of a three part discussion on HITRUST. A certified HITRUST assessor herself, Sabrina s...
A Different Approach to Internal Audit
29 Jan 2019
Contributed by Lukas
Join us as Sabrina talks with our new PRG Principal Bradley Carroll about the pros and cons of Co-Sourcing your internal audit.
All About GDPR
27 Nov 2018
Contributed by Lukas
Join Sabrina Serafin as she discusses the EU's strict new data privacy regulation, GDPR, with PRG partner Gina Gondron.
Managing Your HR Compliance with Insperity
15 Oct 2018
Contributed by Lukas
Sabrina Serafin, Partner and National Practice Leader of Frazier & Deeter's Process, Risk and Governance Practice talks with Matt Ficken an advisor wi...
Cybersecurity as an Essential Part of Risk Management
05 Sep 2018
Contributed by Lukas
Sabrina Serafin interviews Jack Healey, CEO of Bear Hill Advisory Group. His firm provides strategic planning and crisis management services. Topics...
Visual Data Analytics: An Integral Part of Any Compliance Toolkit
23 Jul 2018
Contributed by Lukas
Sabrina Serafin, National Practice Leader of Frazier & Deeter's Process Risk & Governance Practice, interviews Joe Oringel, Managing Director of Visua...
4 Critical Steps to Cyber Readiness with Pillar Technology Partners
25 Jun 2018
Contributed by Lukas
Sabrina Serafin, Partner and National Practice Leader of Frazier & Deeter's Process, Risk and Governance Practice talks with Tim Martin and Skeet Spil...
Update on the AICPA's SOC 2 Framework
11 Jun 2018
Contributed by Lukas
SOC 2 experts of Frazier & Deeter's own Process, Risk & Governance practice walkthrough the reporting changes. Moderator - Sabrina Serafin | Partner &...
The Evolution of Compliance
29 May 2018
Contributed by Lukas
In Culture of Compliance's first episode, Sabrina Serafin, Frazier & Deeter's National Process, Risk & Governance Practice leader, talks with Darryl C...