SEC-Compliant Mobile Archiving: How Efani + Smarsh Are Solving the Billion-Dollar Messaging Problem

Financial institutions are getting hit with billions in fines — not because of fraud, but because of non-compliant mobile communication. In this episode of the Efani Features Podcast, host Mark Kreitzman is joined by Mark Meyer, Partner Manager at Smarsh/TeleMessage, to break down a growing crisis: why SEC-regulated firms are struggling to archive mobile messages, and how a new partnership with Efani offers a fully compliant, secure, and fast-to-deploy solution.If you're a compliance officer, RIA, broker-dealer, or manage any business regulated by the SEC, FINRA, or CFTC, this episode is a must-listen.📲 What you’ll learn:Why over $8.2 billion in fines were handed out in 2024 for mobile message violationsWhy traditional archiving solutions only cover email — and miss critical mobile communications like SMS, MMS, WhatsApp, and SignalHow Efani’s secure mobile service (AT&T-powered) integrates directly with Smarsh’s archiving platformWhat happens during a compliance audit — and how this partnership ensures you passWhy most firms still rely on insecure messaging channels, even when they know betterThe step-by-step onboarding process: provisioning, integration, and capture in under 10 daysSupport structures: full 24/7 tech support from both Smarsh and Efani teamsWhy this is built not just for large enterprises, but for SMBs and mid-market firms who lack in-house compliance teamsYou’ll also hear about Efani’s game-changing guarantee: if you're using Efani’s mobile service with Smarsh archiving and still get fined for noncompliance on mobile — Efani will pay the SEC fine.🛡️ One secure solution. One compliance vendor. One fixed price.🔗 Learn more & book a call: https://efani.com/compliance 📤 Explore Smarsh archiving solutions: https://smarsh.com 🎙 Hosted by Mark Kreitzman, General Manager at Efani

There are no comments yet.

Please log in to write the first comment.