Innovation in Compliance with Tom Fox

Training Millennials with Alyson Van Hooser

15 Oct 2019

Contributed by Lukas

Alyson Van Hooser is a self-described ‘old school millennial’. From being on her own from age 13, to putting herself through college, to leadershi...

Celebrating 100 Episodes of Innovation in Compliance

08 Oct 2019

Contributed by Lukas

Tom Fox celebrates this special 100th episode of Innovation in Compliance with Megan Dougherty. Megan is the co-founder of One Stone Creative, the com...

Compliance in Finance Series Episode 5: Maintaining Oversight

04 Oct 2019

Contributed by Lukas

Welcome to the fifth and final episode in our 5-part series on financial compliance with the VP of Product Strategy for Verint, Phil Fry. In this epis...

Compliance in Finance Series Episode 4: Sustainability in a Changing Environment

03 Oct 2019

Contributed by Lukas

This is the fourth episode in this week’s 5-part series on Financial Compliance with VP of Go To Market Strategy from Verint, Phil Fry. With lots of...

Compliance in Finance Series Episode 3: Controlling the Environment with Automation

02 Oct 2019

Contributed by Lukas

This is the third episode in this week’s 5-part series on Financial Compliance with VP of Product Strategy from Verint, Phil Fry. As we talked about...

Compliance in Finance Series Episode 2: Capturing Huge Amounts of Information

01 Oct 2019

Contributed by Lukas

Welcome to the second episode in this week’s 5-part series on Financial Compliance with VP of Product Strategy from Verint, Phil Fry. This episode i...

Compliance in Finance Series Episode 1: Overview of Concepts

30 Sep 2019

Contributed by Lukas

Welcome to the first episode in the special 5-part series on Innovation in compliance. In this episode, Tom Fox talks to Phil Fry, the VP of Go To Mar...

Creating a Memorable Podcast Experience at Podfest Expo with Chris Krimitsos

24 Sep 2019

Contributed by Lukas

Host Tom Fox attended Podfest Expo in March and came away thinking that it was the best conference he had ever attended. He is excited about chatting ...

Repurposing Your Way to Great Content with Shaina Weisinger

17 Sep 2019

Contributed by Lukas

In today’s show, host Tom Fox speaks with Shaina Weisinger of Repurpose House, a company that repurposes long-form content into optimized social med...

Crisis PR with Eden Gillott

10 Sep 2019

Contributed by Lukas

What to Say During a Crisis with Eden Gillott When you’re dealing with drama and you want to know what to do and what to say, Eden Gillott is the pe...

Making Compliance Simple with Amy Kadomatsu

03 Sep 2019

Contributed by Lukas

In today’s show, Amy Kadomatsu joins host Tom Fox to share how her company makes compliance simple for their clients. Amy is the Chief Operating Off...

Automating Compliance with Jeff Kushner

27 Aug 2019

Contributed by Lukas

Jeff Kushner, Chief Marketing Officer at Allgress, speaks with Tom Fox about what companies should look for in a platform to innovate and automate the...

C-Suite Network and the Future of Podcasting with Jeffrey Hayzlett

20 Aug 2019

Contributed by Lukas

Our illustrious guest on this week’s show is Jeffrey Hayzlett, the founder and CEO of C-Suite Network. He chats with host Tom Fox about his podcast ...

Corporate Training Meets Artificial Intelligence

13 Aug 2019

Contributed by Lukas

On today’s episode of the Innovation in Compliance Podcast with host Tom Fox, we get to meet Neha Gupta, chief executive officer at True Office Lear...

Flipping the Script on the Value of Data with Erik Rind

06 Aug 2019

Contributed by Lukas

On this week’s episode of the Innovation in Compliance Podcast, our host TomFox, the Compliance Evangelist, has the pleasure of speaking with Erik R...

Innovation Through Showing Your Values with Alex Zlatin

30 Jul 2019

Contributed by Lukas

On today’s episode of the Innovation in Compliance Podcast, our host Tom Fox has the pleasure of speaking with Alex Zlatin. Alex is the author of “...

The Mindset of Culture with Arnie Malham

23 Jul 2019

Contributed by Lukas

When you think about personal injury lawyers, is the first thing that comes to mind “what great advertising they have”? No? What about “the guys...

The Human Element of Cyber Security with Eduardo Campos

16 Jul 2019

Contributed by Lukas

Today’s guest on the Innovation in Compliance Podcast is Eduardo Campos – an expert in cybersecurity. He spent 25 years advising clients as large ...

Finding Opportunities in a Crowded Industry with Squadcast

09 Jul 2019

Contributed by Lukas

Tom recently attended Podcast Expo, an event designed for the little, non-corporate podcaster, and one of the vendors he met was Squadcast. Squadcast ...

Moving Up to the Board with Louise Duffield

02 Jul 2019

Contributed by Lukas

Moving Up to the BoardToday’s guest on the Innovation in Compliance Podcast is Louise Duffield, from Gated Talent, a company that helps executives c...

Foundational Data Security

25 Jun 2019

Contributed by Lukas

IIC081 - Foundational Data Security In this episode of the Innovation in Compliance Podcast, Tom Fox has a discussion about data security for smaller ...

Structured Content Strategies with One Stone Creative

18 Jun 2019

Contributed by Lukas

Megan Dougherty and Audra Casino have been working with Tom, producing the Innovation in Compliance Podcast for a little over a year now. They’re th...

Rebooting your Mindset with Tanya Otterstein-Liehs

11 Jun 2019

Contributed by Lukas

Tom and Tanya met virtually years ago, and she’s one of the most interesting people Tom has ever come across. Tanya started her career in early chil...

Continuous Improvement in Compliance with Brian Beeghly

04 Jun 2019

Contributed by Lukas

Brian is the founder of Informed360, one of the most innovative companies Tom has come across in a very long time. Brian’s a little unique in the co...

Giving Across Borders with Ted Hart

28 May 2019

Contributed by Lukas

Today’s episode is a great one. Not only will we be talking about innovation in the field, but we’ll also address how today’s guest, Ted Hart, g...

Keeping Your Third Parties Secure with Dov Goldman

21 May 2019

Contributed by Lukas

It’s challenging enough to keep your own business secure. But when you also have hundreds of third-party suppliers, how can you make sure you aren’...

Innovation in Compliance: Episode 75-Taking the Digital Route with Syed Hussain

14 May 2019

Contributed by Lukas

How do you keep pace with innovation? Returning to the podcast is Syed Hussain, the Co-Founder & CEO at Liquidity Digital, a blockchain-based FinTech ...

Civility as a Workplace Innovation with Carrie Penman

07 May 2019

Contributed by Lukas

Is there still a place for good manners in today’s ruthless business world? Joining us today is Carrie Penman, the Chief Compliance Officer and Seni...

Innovative Ways to Communicate Online with Ben Adelberg

30 Apr 2019

Contributed by Lukas

Innovation comes in many ways, forms and inspirations. Today we consider the basic use of communication as an innovation for compliance. We’re chatt...

How Strong HR Processes Can Mitigate Risk with Deb Muller

23 Apr 2019

Contributed by Lukas

Do you have HR processes in place? Join us on this episode of the Innovation with Compliance Podcast with Deb Muller, the CEO and Founder of HR Acuity...

Leading with Accountability with Sam Silverstein

16 Apr 2019

Contributed by Lukas

What does it mean to be accountable and lead with accountability? Sam Silverstein is a consultant and author whose mission is to empower people to liv...

Making Compliance Training Fun with Andrew Rawson

09 Apr 2019

Contributed by Lukas

What if compliance training didn’t have to be boring? Joining us on this episode is Andrew Rawson, the Chief Learning Officer for Traliant, a compli...

Part 5: The Supply Chain Efficiency Premium

01 Apr 2019

Contributed by Lukas

In this concluding Episode V of special five-part podcast series on an innovative approach to managing third party risk we consider how to use of this...

Part 4: What are the challenges for Supply Chain Risk Management in 2019?

01 Apr 2019

Contributed by Lukas

We are on Episode IV of special five-part podcast series on an innovative approach to managing third party risk. This week I am joined by James Geller...

Part 3: Third Party Expansion

01 Apr 2019

Contributed by Lukas

We are on Episode III of special five-part podcast series on an innovative approach to managing third party risk. This week I am joined by James Gelle...

Part 2: Criticality and Extending the Reach of Compliance

01 Apr 2019

Contributed by Lukas

In this special five-part podcast series on innovation in managing third party risk, I am joined by James Gellert, the Chairman and Chief Executive Of...

Part 1: Introduction to Supply Chain Financial Health

01 Apr 2019

Contributed by Lukas

Welcome to a special five-part podcast series on innovative in managing third party risk. This week I am joined by James Gellert, the Chairman and Chi...

Marketing through Podcasting with Gordon Firemark

26 Mar 2019

Contributed by Lukas

What do you get when you mix podcasting with the law? Joining us on this episode is Gordon Firemark, an attorney in Los Angeles with a background in e...

Nimble and Strategic Compliance with Patrick Conroy

19 Mar 2019

Contributed by Lukas

On this episode of the Innovation in Compliance Podcast, we have Patrick Conroy, RegTech Leader and Managing Director at ACA Technology. What does ACA...

Using AI to Detect Bad Actors with Brandon Carl

12 Mar 2019

Contributed by Lukas

Can you pick up misconduct signals from a conversation? Joining us today is Brandon Carl, the Vice President of Product Management at Digital Reasonin...

The ‘Gmail for Accounting’ with Ian Crosby

05 Mar 2019

Contributed by Lukas

Why does accounting have to be so complicated? That was the question today’s guest, Ian Crosby, asked himself. And from that question, America’s l...

Managing the Extended Enterprise with Dan Kinsella

26 Feb 2019

Contributed by Lukas

Your organization’s ecosystem is probably bigger than you think, and a big ecosystem presents bigger risks. Dan Kinsella is the Extended Enterprise ...

Keeping Your Documents Secure with Tomas Suros

19 Feb 2019

Contributed by Lukas

What are you doing to keep your documents secure and your data protected? Today we have Tomas Suros, Chief Solutions Architect, Practice Automation, a...

Artificial Intelligence for Proactive Compliance with Keith Laska

12 Feb 2019

Contributed by Lukas

As the web gets more and more complicated, how can we keep up? Keith Laska, a board member at Hanzo, joins us today. Hanzo uses artificial intelligenc...

Accelerating Anti-Fraud Innovation with Vince Walden and Matt Galvin

05 Feb 2019

Contributed by Lukas

As the fraud risk landscape changes, how do you adapt? Today, we have Vince Walden and Matt Galvin. Vince is a Partner with Ernst & Young’s Forensic...

The TRACE Bribery Risk Matrix with Robert Clark

29 Jan 2019

Contributed by Lukas

When doing business in a new country, do you know what the bribery risks are? Robert Clark is the Manager of Legal Research at TRACE International, an...

Social Networking for Compliance Lawyers with Gyi Tsakalakis

22 Jan 2019

Contributed by Lukas

Are you using social media to get your message and your practice out there? Gyi Tsakalakis is the co-founder of AttorneySync, an internet marketing ag...

7 Mistakes that Derail M&A Transactions with Axel Kirstetter

15 Jan 2019

Contributed by Lukas

Innovation can come in many forms: a new product, or a new piece of technology. Today we’re talking about innovation in a process, specifically, mer...

Innovating with Smart Contracts with Jacob Enoch

08 Jan 2019

Contributed by Lukas

Is the smart contract a key innovation that will change the way we arbitrate agreements? Today on the show we have Jacob Enoch, a partner at M. Firon ...

Cinematic Storytelling in Compliance with Marc Havener

18 Dec 2018

Contributed by Lukas

“Compliance” and “cinematic” aren’t words you often see together — but for our guest this week, Marc Havener, the pairing makes perfect se...

Leveraging the Power of Blockchains with Syed Hussain

11 Dec 2018

Contributed by Lukas

What is blockchain, how does it work, and how can it apply to you? On the show we have Syed Hussain, the Global Chief Commercial Officer of BANKEX, a ...

Separate the Message from the Delivery Mechanism with Ronnie Feldman

04 Dec 2018

Contributed by Lukas

Today on the show, we have a guest who isn’t your typical compliance professional. Ronnie Feldman is the President and Creative Director at Learning...

What is Your Spark Score? With Kristy Grant-Hart

27 Nov 2018

Contributed by Lukas

On today’s show, Tom chats with Kristy Grant-Hart, CEO of Spark Compliance Consulting. She and her team have developed a Spark Score Report, a tool ...

Assessing Your Money Laundering Risk with Jennifer McEntire

20 Nov 2018

Contributed by Lukas

How can companies comply and keep up with the ever-evolving anti-money-laundering rules and regulations? Today we welcome Jennifer McEntire, the direc...

Creating Your Integrity Agenda with Jon Feig and Andy Reisman

13 Nov 2018

Contributed by Lukas

Today’s guests are Jon Feig and Andy Reisman, who both work in the Integrity section of Ernst & Young. They are part of a group that published an ar...

Moving to the Front Lines of Compliance, Part 3

07 Nov 2018

Contributed by Lukas

We're midway through Tom's five-part series that explores innovation in the compliance function. In today's episode, he considers how design thinking ...

Moving to the Front Lines of Compliance, Part 2

06 Nov 2018

Contributed by Lukas

What if you could create a team that would dramatically improve your company's forecasting ability? But to do so, you must expose those professional c...

Moving to the Front Lines of Compliance, Part 4

05 Nov 2018

Contributed by Lukas

What is the intersection of innovation in your compliance program and the requirements of an effective compliance program? Today, Tom Fox continues hi...

Moving to the Front Lines of Compliance, Part I

05 Nov 2018

Contributed by Lukas

This week, Tom begins a five-part series on innovation in the compliance function. Seeing as the compliance space is in constant evolution, now is a g...

Moving to the Front Lines of Compliance, Part 5

05 Nov 2018

Contributed by Lukas

So far in this 5-part series, we’ve dived deep into the different aspects of ‘front line’ compliance. For the final episode, Tom discusses the p...

Tropicalizing Your Compliance Program with Carlos Ayres

30 Oct 2018

Contributed by Lukas

What happens when a compliance program gets lost in translation? Or worse, what if you translate your compliance program but it's still missing import...

Adaptive Compliance and Ethics Training with Rebecca Turco

23 Oct 2018

Contributed by Lukas

We know what a bribe is and what to do to avoid it, but bribery often takes many forms. If that's the case, how can you prepare employees to identify ...

Innovation in Corporate Governance Training with Shawn Rogers

16 Oct 2018

Contributed by Lukas

Corporate training programs are a great investment. They’re designed to address specific needs to improve the organization and help minimize complia...

KPIs on Organizational Justice, Surveys, and Benchmarking with Philip Winterburn

09 Oct 2018

Contributed by Lukas

Today’s episode focuses on the measurability of KPIs in organizational justice. Tom is joined by Philip Winterburn, Chief Product Officer at Converc...

Innovation in Compliance Around M&A with Eric Feldman

02 Oct 2018

Contributed by Lukas

What happens when you acquire or merge with a company with FCPA violations? What are the risks that come from doing so? Eric Feldman, Senior Vice Pres...

The Power of Effective Due Diligence in Compliance with Jane Jee

25 Sep 2018

Contributed by Lukas

Your suppliers aren’t the only risk for your company. When was the last time you investigated your customers? There’s an estimated $800 billion to...

Proactive Use of Internal Reporting with Keturah Pestel

18 Sep 2018

Contributed by Lukas

Reporting a compliance infraction might sound easy until you’re the one who needs to make the call. Today, Tom and Keturah Pestel share an insightfu...

Blockchain as a Compliance Strategy with Paul Brody & Alexander Perry

11 Sep 2018

Contributed by Lukas

Blockchain technology stretches across a wide selection of corporate industries. This ever-evolving digital ledger chronologically and publicly record...

Managing Conflict of Interest Risks with David Bunker

04 Sep 2018

Contributed by Lukas

Conflict of interest can turn into a tricky conversation, especially with the steady rise of independent contractors working for multiple clients at a...

Supply Chain, CSR, and Compliance with Jared Connors

28 Aug 2018

Contributed by Lukas

Jared Connors is a subject matter expert on Corporate Social Responsibility and Compliance at Assent, an innovative company that helps businesses to l...

KPIs around Employee Engagement with Philip Winterburn

21 Aug 2018

Contributed by Lukas

Reporting compliance issues can be a complex problem for both frontline employees and compliance practitioners. In today’s episode, Tom talks with P...

The Role of the Board and C-Suite in Ethics and Compliance with Ellen Hunt

14 Aug 2018

Contributed by Lukas

Ellen Hunt in the Chief Audit Executive and Ethics and Compliance Officer at AARP. Her experience in the industry is impressive: running departments, ...

Sherlock Holmes & Innovation and Compliance: Part IV – Interpreting Data

06 Aug 2018

Contributed by Lukas

Have you even gotten the class "English, please!" when talking about analytics? This episode is for you. In the 4th episode of our weeklong Sherlock H...

Sherlock Holmes & Innovation and Compliance: Part II – Using the Digital Twin

06 Aug 2018

Contributed by Lukas

The best things come in pairs. In part two of this week’s 5-part series – centered on the Sherlock Holmes stories of Sir Arthur Conan Doyle - Tom ...

Sherlock Holmes & Innovation and Compliance: Part I – Digital Strategies

06 Aug 2018

Contributed by Lukas

Elementary, my dear Watson! In the first episode of this Sherlock Holmes themed 5-part series, Tom reviews how a CCO or compliance practitioner can de...

Sherlock Holmes & Innovation and Compliance: Part III – CCO as Data Translator

06 Aug 2018

Contributed by Lukas

Do you speak data? Does your boss? In part three of the Sherlock Holmes and compliance 5-part series, Tom discusses the role of the corporate complian...

Sherlock Holmes & Innovation and Compliance: Part V – The Digital Future

06 Aug 2018

Contributed by Lukas

Is your compliance function ready for the digital future? In the final episode of this week’s 5-part Sherlock Holmes and Innovation and Compliance c...

Live: Revamping your Swing with Data Analytics and AI

31 Jul 2018

Contributed by Lukas

Live from this year’s Podcast Movement Conference, Tom covers his two favorite things: innovation in compliance and the 2017 World Series winning te...

Taking Due Diligence to the Next Level with Jane Jee

24 Jul 2018

Contributed by Lukas

These days, it takes more than a Google search to find the dirt you’re looking for. Tom talks with Jane Jee, the CEO of Kompli-Global, about some of...

Identifying Fraud Schemes using Machine Learning with Vince Walden

17 Jul 2018

Contributed by Lukas

Despite their reputation for inevitable shrinkage, the cash register is no match for a smart machine. In this episode, anti-fraud, anti- corruption an...

Supply Chain "Health Checks" with Brian Alster

10 Jul 2018

Contributed by Lukas

Everyone should see a doctor for a check-up, even the largest and most far-reaching companies. Today, Tom talks with Brian Alster, the Global Head of ...

Replay: Digital Transformations in Compliance with Vince Walden

05 Jul 2018

Contributed by Lukas

Vince Walden is a partner at Ernst & Young, and he’s passionate about anti-fraud, anti-corruption and compliance-related analytics and innovations. ...

New Approaches to Compliance Training with Shawn Rogers

26 Jun 2018

Contributed by Lukas

While focusing on new tech, disruption, and regulation change, training often gets left behind in the compliance and innovation conversation. To bring...

Shared Risk Requires Shared Solutions with Greg Radner

19 Jun 2018

Contributed by Lukas

Building and operating an effective compliance program is a tall order if you don’t have the information or the tools – and people – to make it ...

Compliance in the Age of Big Data with Alexander Tsigutkin and Varun Singhal

12 Jun 2018

Contributed by Lukas

Forget the 1850’s California and Alaska gold rushes; today’s hot commodity is data. Today, Tom talks with AxiomSL’s CEO Alexander Tsigutkin and ...

Board Governance for the Future: Innovation Required with Sheila Hooda

05 Jun 2018

Contributed by Lukas

Keeping up with the times always requires aggressive change. Today, Tom Fox connects with Sheila Hooda, an independent board director and strategic ad...

The Future of A.I. and Compliance with Tim Estes

29 May 2018

Contributed by Lukas

Today, Tom Fox talks with Tim Estes, the President and Founder of the A.I. and software company Digital Reasoning. Tom asks about the work of his team...

The Insight Potential of Forensic Data Analytics with Todd Marlin

22 May 2018

Contributed by Lukas

In today’s episode, Tom Fox talks with Todd Marlin, the Americas Leader of Forensic Data Analytics & Financial Services Forensic Technology at Ernst...

The Risk of Doing Nothing with Joseph Howell

15 May 2018

Contributed by Lukas

In this episode, Tom Fox chats with Joseph Howell, the Executive Vice President of Strategic Initiatives at Workiva. With a background in all things c...

How ESG Factors will Change Compliance with J.R. Lowry

08 May 2018

Contributed by Lukas

When trying to understand the environmental, social and governmental dimensions of a potential investment, what kind of approach will provide the clea...

Prevention Always Beats Correction in Compliance with Ben Locwin

30 Apr 2018

Contributed by Lukas

Ben Locwin is a Ph. D. MDA, and MS who’s held many executive roles for top 10 companies including biotech, big pharma, and hospitals and clinics. In...

Demonstrating the ROI of Compliance with Ben Locwin

30 Apr 2018

Contributed by Lukas

Ben Locwin is a Ph. D. MDA, and MS who’s held many executive roles for top 10 companies including biotech, big pharma, and hospitals and clinics. In...

How Forecasting Allows Better Contingency Planning with Ben Locwin

30 Apr 2018

Contributed by Lukas

Ben Locwin is a Ph. D. MDA, and MS who’s held many executive roles for top 10 companies including biotech, big pharma, and hospitals and clinics. In...

Operationalizing Compliance at the Staff Level with Ben Locwin

30 Apr 2018

Contributed by Lukas

Ben Locwin is a Ph. D. MDA, and MS who’s held many executive roles for top 10 companies including biotech, big pharma, and hospitals and clinics. In...

Embedding Compliance as a Key Component to the Business Equation Ben Locwin

30 Apr 2018

Contributed by Lukas

Ben Locwin is a Ph. D. MDA, and MS who’s held many executive roles for top 10 companies including biotech, big pharma, and hospitals and clinics. Be...

Understanding the Fraud Pentagon with Jonathan Marks

24 Apr 2018

Contributed by Lukas

Jonathan Marks is a leading fraud expert. He’s helped companies across multiple markets uncover fraud. Jonathan has innovated compliance by creating...

The Future of Disrupting Risk with Dan Torpey

17 Apr 2018

Contributed by Lukas

Dan Torpey is a forensic accountant CPA and former auditor with over 30 years of public accounting experience. He’s a partner at Ernst & Young and t...

Malfeasance Prevention and Detection for Greater Profitablity with David McLaughlin

10 Apr 2018

Contributed by Lukas

Fighting crime with AI? Sounds like a great sci-fi movie, but it’s a reality. Today’s guest, David McLaughlin, founder and CEO of QuantaVerse, use...

Marrying Big and Small Data with Ben Locwin

03 Apr 2018

Contributed by Lukas

Ben Locwin is a Ph. D. MDA, and MS who has held many executive roles for top 10 companies including biotech, big pharma, and hospitals and clinics. He...

Rating Third Party Financial Health with James Gellert

27 Mar 2018

Contributed by Lukas

James Gellert is the Chairman and CEO of Rapid Ratings International, a cutting edge company that enables organizations to more effectively assess the...