RegCast
Episodes
Sovereignty Shock: Which Laws Control Your AI Stack?
09 Mar 2026
Contributed by Lukas
AI infrastructure is no longer politically neutral.A leaked diplomatic cable suggests data sovereignty has moved from regulatory debate to geopolitica...
The AI Fines Have Started. Are You Next?
04 Mar 2026
Contributed by Lukas
The fines are no longer theoretical. Supervisors are alreadypenalising weak reporting controls, inadequate governance and fragile operating models. No...
MiFIR Correlation, Cost and Control: Your Live Inspection Has Started
04 Feb 2026
Contributed by Lukas
MiFIR reporting reform is no longer something firms are preparing for. Live inspection has started.Regulators are now correlating MiFIR data against p...
From Templates to Models: The Reporting Backbone Reset
27 Jan 2026
Contributed by Lukas
Supervisors are rebuilding reporting from the ground up.Regulators are moving away from prescriptive templates toward model-based reporting built on g...
From Pressure to Proof: How Governance Gets Examined
22 Jan 2026
Contributed by Lukas
2026 marks a decisive shift in financial supervision. The focus has moved from regulatory pressure and compliance narratives to supervisory testing ba...
FIXing Trust in Trading
05 Nov 2025
Contributed by Lukas
The financial markets run on data and after30 years of FIX messaging, trust in that data is under pressure.91% of firms report fragmented systems.70% ...
MiFIR Divergence 2026: The Race to Rebuild Reporting Control
23 Oct 2025
Contributed by Lukas
Episode 5: MiFIR Divergence 2026: The Race to Rebuild Reporting ControlEurope’s reporting machine processes 15 billion trades a year. In October 202...
Buy-Side Trading 2026: Fund AI or Watch Margins Collapse
17 Sep 2025
Contributed by Lukas
91% fragmented. 70% report compliance failures. As Connectivity in the Age of AI reveals, the buy side’s wiring is broken, and AI is making th...
Building for Control: MiFID III, DRR, and the Architecture of Trust
25 Jul 2025
Contributed by Lukas
Episode 3: Building for Control — MiFID III, DRR, and the Architecture of TrustOn 23 July 2025, the FCA issued its second major warning in 180 days....
MiFID III transaction reset - quality #shorts#
14 Jul 2025
Contributed by Lukas
MiFID III Reset: Why Transaction Reporting is Being RethoughtReporting now affects your capital. Are you sure your data looks 'good enough'?In this Re...
MiFID III transaction reset context
09 Jul 2025
Contributed by Lukas
MiFID III Reset: Why Transaction Reporting is Being RethoughtIf we had known it would end up here, would we have built it like this? In this RegCast S...
MiFID III Reset — What Just Happened, and What Now?
02 Jul 2025
Contributed by Lukas
MiFID III is no longer just a compliance update. It’s a regulatory reset with capital and architecture implications. In this episode, PJ Di Giammari...
What is RegCast
30 Jun 2025
Contributed by Lukas
RegCast brings you behind the scenes of global financial regulation. Hosted by PJ Di Giammarino, CEO of RegRisk Legal Solutions, it features expert vo...
From Watchdog to Workhorse: Why JWG Became RegRisk Legal Solutions
30 Jun 2025
Contributed by Lukas
RegCast returns with Season 6 and a bold new mission. In this special launch episode, host Corrina Stokes sits down with PJ Di Giammarino, Founder an...
RegCast Season 5: Episode 5 – Deadline DORA - The Supply Chain Countdown
17 Nov 2024
Contributed by Lukas
With DORA’s deadline fast approaching, financial services and their tech partners are in a countdown to meet Europe’s most rigorous resilience sta...
RegCast Season 5: Episode 4 – The OpRes Standards Mountain
20 Oct 2024
Contributed by Lukas
RegCast Season 5 offers a deep dive into the evolving landscape of risk management as dictated by regulatory authorities. Failing to address your org...
RegCast Season 5: Episode 3 - Building OpRes technology muscle
06 Oct 2024
Contributed by Lukas
In the wake of significant IT failures and looming regulatory deadlines, operational resilience has moved to the forefront of boardroom agendas. RegCa...
RegCast Season 5: Episode 2 - Digitalizing DORA with DLT
23 Sep 2024
Contributed by Lukas
In the wake of significant IT failures and looming regulatory deadlines, operational resilience has moved to the forefront of boardroom agendas. RegC...
RegCast Season 5: Episode 1 - Winning the OpRes Marathon
10 Sep 2024
Contributed by Lukas
In the wake of significant IT failures and looming regulatory deadlines, operational resilience has moved to the forefront of boardroom agendas. RegCa...
Season 4 Episode 6: Fear, Greed, and Safety in Surveillance RegTech
29 Jan 2024
Contributed by Lukas
As financial institutions face increasing pressure from regulators and customers to ensure transparency and ethical behavior, the importance of survei...
Season 4 Episode 5: The Future of Derivatives Reporting: Leveraging Data, Standards, and AI
27 Jan 2024
Contributed by Lukas
Regulators are doubling down on data quality and post trade reporting as 8 countries are switching to new derivatives reports this year. Firms are mut...
Season 4 Episode 4: Has AI forced banks to collaborate?
23 Jan 2024
Contributed by Lukas
AI is in the policy makers’ sights and European regulators took a big step towards implementing tough new Digital Operational Resilience standards t...
Season 4 Episode 3: Rethinking ESG reporting RegTech 2024
21 Jan 2024
Contributed by Lukas
Rethinking ESG regulatory reporting becomes a critical board-level challenge. Regulatory standard setters have been actively shaping the landscape a...
Season 4 Episode 2: A new era of ESG data auditability
12 Jan 2024
Contributed by Lukas
ESG and climate standard setters have been busy. Boards face an alphabet soup of voluntary, industry, regulatory bodies which are defining how ‘gree...
Season 4 Episode 1: RegCast Radar 2024
11 Jan 2024
Contributed by Lukas
It has been 3 years since we embarked on the RegCast journey and 48 episodes later we take stock of the progress we have made against our podcast goal...
Today’s AI-enabled Embedded Compliance journey
27 Oct 2023
Contributed by Lukas
In this RegCast, we discuss the findings from our JWG report "Embedded Compliance Unlocked" which we have published with support from Apiax ...
Unlocking Embedded Compliance
06 Aug 2023
Contributed by Lukas
Financial services RegRadars have been hot this summer with regulators dumping new demands for everything from AI to Quantum before hitting the beache...
Breaking surveillance silos
27 Jun 2023
Contributed by Lukas
In this episode of RegCast, we delve into the $2 billion recordkeeping fines that have impacted firms' communications infrastructure. We discuss...
ChatGPT in compliance
15 Apr 2023
Contributed by Lukas
Generative AI has had a profound impact on the 2023 RegTech agenda. It can help but needs safety rails that keep the business in control and gives c...
Could integrated risk controls have saved SVB?
14 Mar 2023
Contributed by Lukas
As the Silicon Valley Bank shock waves echo through the system, the market is asking: shouldn’t we have seen this coming? Integrated risk management...
Digital assets – a new line in the sand
09 Mar 2023
Contributed by Lukas
Description: Just when policy makers had pens poised to update rulebooks FTX spooked policy makers. In the famous words of Warren Buffet, many guiding...
Finding market data clarity
06 Mar 2023
Contributed by Lukas
Europe’s dream of transparency has turned into a market data nightmare plagued by extortionate costs and dubious quality. In Brussels, Paris and Lon...
RegTech radars 2023
08 Feb 2023
Contributed by Lukas
Public and private sectors are finding a path through the jungle of compliance to safe, compliant code. Firms have critical infrastructure decisions t...
De-risking ‘the how’
02 Nov 2022
Contributed by Lukas
By 2025, overlapping requirements to mitigate operational resilience, control third-party services and improve technology governance will requir...
DRR Music ups tempo
26 Oct 2022
Contributed by Lukas
Since 2017 Regulators have been experimenting with new technology to get better risk data via Digital Regulatory Reporting (DRR). JWG is proud to have...
TradFi trading & Digital Asset controls
18 Oct 2022
Contributed by Lukas
An errant trade in Q222 sparked a flash crash that should not have happened under MiFID II. The ‘fat finger error’ is still being investigated but...
Digitizing the regulatory horizon
12 Oct 2022
Contributed by Lukas
Global enforcement action shows firms failing to manage risk and compliance across their unwieldy organisations. Constant change and new rules add eno...
$2B reasons for surveillance RegTech
05 Oct 2022
Contributed by Lukas
On 27 September, US regulators served 16 Wall Steet firms nearly $2 billion in fines for doing business over personal applications like WhatsApp. The ...
Accountability RegTech in Ireland 2024
28 Sep 2022
Contributed by Lukas
The long-awaited Individual Accountability Framework Bill 2022 has been released and a new Senior Executive Accountability Regime (SEAR) is likely to ...
RegTech year 7: Digitally native
13 Sep 2022
Contributed by Lukas
Regulators have been busy over the summer and JWG is pulling together its 7th annual conference to discuss the next phase of RegTech. In this episode,...
Reviving FinCrime RegTech
17 Jul 2022
Contributed by Lukas
Financial crime is at a crossroads. The interconnectedness of the economy makes it easier to commit financial crimes without a hybrid workforce spotti...
FinCrime RegTech at the crossroads
12 Jul 2022
Contributed by Lukas
Regulators want financial crime risks for both TradFi and DeFi integrated and are dishing out large fines. RegTech solutions can help but only if we a...
An Interpol for sanctions
28 Jun 2022
Contributed by Lukas
Sanctions are not nearly as effective as they could be. JWG assembled an all-star panel to discuss the current difficulties by the public and private ...
Digitalising sanctions
20 Jun 2022
Contributed by Lukas
The political process by which sanctions are agreed is difficult but the process for implementing them is worse. The industry is plagued by operationa...
When DeFi catches the AML car
06 Jun 2022
Contributed by Lukas
TradFI has long been expected to perform AML/TF miracles with limited help from the public sector. By some estimates, 99% of economic crime goes undet...
Economic crime RegTech Priorities
29 May 2022
Contributed by Lukas
The way we look at economic crime risks and controls is changing. Sanctions and other drivers have forced institutions to take a more holistic view of...
Market Watch 69 & RegTech
25 May 2022
Contributed by Lukas
Gone are the days when compliance could assume all communications channels were monitored within the safety of the firm’s firewall. Communications b...
Economic crime & RegTech plans
11 May 2022
Contributed by Lukas
2022 is a tipping point for the next generation of economic crime RegTech. Decentralised services are presenting unquantified levels of risk to the sy...
Protecting Digital Asset Investors
21 Mar 2022
Contributed by Lukas
The old days of imaging digital assets as a way to evade regulation are gone. In fact, digital assets are bringing with them better, more digital appr...
Managing Digital Asset risk
16 Mar 2022
Contributed by Lukas
A recent industry report revealed tremendous opportunity for wholesale finance if we can get digital assets right. Faster payments, higher availabilit...
Trading Digital Assets on TradFi rails
14 Mar 2022
Contributed by Lukas
Purveyors of digital assets have faced a dichotomy of slow-moving regulatory expectations and fast-moving customer expectations. With the US President...
Good digital surveillance
11 Mar 2022
Contributed by Lukas
The great work-from-home experiment forced traders from the office and digital surveillance teams into overdrive. RegTech provides a path forwards for...
Top 5 RegTech themes 2022
08 Feb 2022
Contributed by Lukas
Regulation continues to move fast and PJ and Corrina summarise how the RegTech agenda is coming into focus for 2022. They discuss how RegTech is now a...
RegCast 20: Disrupting compliance
13 Dec 2021
Contributed by Lukas
Our 2021 wrap-up shines a spotlight on controls and the compliance function. Market turmoil, transparency demands, surveillance and new technologies h...
Digital supply chain transparency
14 Nov 2021
Contributed by Lukas
Regulators have introduced new, holistic resilience obligations to ensure that the financial system can withstand IT disruptions. In parallel, new cli...
Digitizing Compliance’s many dashboards
07 Nov 2021
Contributed by Lukas
Historically, regulatory expectations for Compliance officers have focused on identifying and remediating siloed risks which together provide an execu...
Digital compliance
02 Nov 2021
Contributed by Lukas
The pace and depth of regulation is breaking the traditional model for compliance, but new digital tools are emerging to fill the void. Through DLT, c...
Staying in control of a digital age
21 Oct 2021
Contributed by Lukas
Nobody has been further out in front of the financial industry’s data needs than Francis Gross, who works at the ECB but agreed to speak to us in a ...
Implementing RegTech control solutions
20 Oct 2021
Contributed by Lukas
Faced with mounting fines, banks are digitizing their regulatory obligation management process. Horizon scanning has leapt to the fore as one of the c...
Digital surveillance of democratized finance
13 Oct 2021
Contributed by Lukas
The democratization of finance has forced global regulators to shine their spotlights on market abuse. In September, Mass Mutual was fined $4m for fai...
RegTech from horizon to controls
12 Oct 2021
Contributed by Lukas
Fixing the disjointed nature of regulatory control management has become an imperative for regulators and their patience is wearing thin. Huge volumes...
NextGen SupTech reporting
30 Sep 2021
Contributed by Lukas
Regulatory reporting is moving out of the backwater and into the limelight. New tooling is here and leaders are deploying it now just as regulators ar...
NextGen RegTech meets SupTech - Virtual Conference sneak-peek
19 Sep 2021
Contributed by Lukas
NextGen RegTech meets SupTechWe're honoured to unveil a great cast of global regulators, academia, firms and suppliers discussing the next generation ...
MiFID III & Digitalizing markets
30 Jul 2021
Contributed by Lukas
Cries for faster, better, and cheaper access to financial services by millions of investors have shaken the markets this year. MiFID II’s mark...
Approaching the CBDC border
30 Jun 2021
Contributed by Lukas
CBDCs are now under central bankers’ microscopes as they explore ways to improve digital commerce, reinforce systemic resilience and preserve the fo...
Digital solutions for new culture audits
02 Jun 2021
Contributed by Lukas
5 years since introducing senior management regimes, global regulators are mandating front-office culture audits which apply behavioural science to ne...
Democratizing markets
28 Apr 2021
Contributed by Lukas
Cries for faster, better, and cheaper access to financial services by millions of investors have shaken the markets this year. In this episode, Jackso...
Digitizing derivative reporting with DRR
11 Apr 2021
Contributed by Lukas
Rachel Wolcott takes the chair to talk to Deutsche Bank, JWG and Regnosys about the industry’s ground-breaking collaborative effort to get derivativ...
ISLA CDM – safe, cheap, digital innovation
28 Mar 2021
Contributed by Lukas
In this episode, Andrew Dyson, Adrian Dale, and David Shone joins us from ISLA to discuss their sector’s implementation of a clause librar...
Transforming data collection – UK Bank of England / FCA spotlight
19 Mar 2021
Contributed by Lukas
This episode Angus Moir, Bank of England joins us to share UK’s plans for Transforming data collection and to pick up with former UK regulator Gavin...
Digital roars and new regulatory frameworks
02 Mar 2021
Contributed by Lukas
This episode shines a spotlight on the new. digital capabilities required to track neo brokers, digital influencers (e.g., roaring kitty) and the new ...
Digital fixes to broken regulatory machines – a UK case study
16 Feb 2021
Contributed by Lukas
RegCast 2 covers the UK’s fast moving political and regulatory review process, the key questions they are addressing, and what they are likely to me...
2021 Retail Madness, Digitized Markets and Future Regulatory Responses
02 Feb 2021
Contributed by Lukas
GameStop is now international broadsheet news, but what does it mean to both retail and wholesale financial services business strategies and regulator...