Compliance into the Weeds
Episodes
Proposed SEC Whistleblower Reform
23 Oct 2019
Contributed by Lukas
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more f...
Changes at the PCAOB
16 Oct 2019
Contributed by Lukas
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more f...
Mylan and Silos
11 Oct 2019
Contributed by Lukas
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more f...
Quad/Graphics FCPA Enforcement Action
02 Oct 2019
Contributed by Lukas
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more f...
PwC Spanked Edition
25 Sep 2019
Contributed by Lukas
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more...
Some of My Best Friends Are Lawyers
18 Sep 2019
Contributed by Lukas
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more f...
Sharpies, Leadership and Compliance
11 Sep 2019
Contributed by Lukas
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more f...
Juniper Networks FCPA Enforcement Action
04 Sep 2019
Contributed by Lukas
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more f...
Episode 137- Debating the Statement on the Purpose of a Corporation
28 Aug 2019
Contributed by Lukas
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more f...
Compliance into the Weeds: Episode 136- Scoping the Size of Compliance Workforce
21 Aug 2019
Contributed by Lukas
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more f...
Compliance into the Weeds: Episode 135-CEOs Modeling Corporate Values
14 Aug 2019
Contributed by Lukas
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more f...
Episode 134-Compliance Responses to El Paso and Dayton
07 Aug 2019
Contributed by Lukas
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more f...
Compliance into the Weeds: Episode 133-Facebook Settlement
31 Jul 2019
Contributed by Lukas
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more f...
Compliance into the Weeds: Episode 132-Internal Control Palooza
24 Jul 2019
Contributed by Lukas
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more f...
Compliance into the Weeds: Episode 131-Compliance Training
17 Jul 2019
Contributed by Lukas
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more f...
Compliance into the Weeds: Episode 130- Corrosive Subcultures
10 Jul 2019
Contributed by Lukas
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more f...
Compliance into the Weeds: Episode 129-Open Secrets
03 Jul 2019
Contributed by Lukas
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more f...
Compliance into the Weeds: Bonus Episode-Reflections on KPMG with Francine McKenna
26 Jun 2019
Contributed by Lukas
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more f...
Compliance into the Weeds: Episode 128- KPMG Scandal
19 Jun 2019
Contributed by Lukas
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more f...
Compliance into the Weeds: Episode 127- Robotic Process Automation
12 Jun 2019
Contributed by Lukas
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more f...
Compliance into the Weeds: Episode 126-Compliance and Complexity
05 Jun 2019
Contributed by Lukas
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more f...
Compliance into the Weeds: Episode 125-It’s Just Paper
29 May 2019
Contributed by Lukas
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more f...
Compliance into the Weeds: Episode 124-Food Fight
24 May 2019
Contributed by Lukas
This is a special Friday edition of Compliance into the Weeds, the only weekly podcast which takes a deep dive into a compliance related topic, litera...
Compliance into the Weeds: Episode 123-Whistleblower Protection
15 May 2019
Contributed by Lukas
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more f...
Compliance into the Weeds: Episode 121-The Role of the CRO in ERM
30 Apr 2019
Contributed by Lukas
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more f...
Compliance into the Weeds: Episode 120-On the Ethical Tarmac
24 Apr 2019
Contributed by Lukas
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more f...
Compliance into the Weeds: Episode 119-Rule Making Power Grab
17 Apr 2019
Contributed by Lukas
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more f...
Compliance into the Weeds: Episode 118-Hotline Metrics
11 Apr 2019
Contributed by Lukas
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more f...
Compliance into the Weeds: Episode 117-Wells Fargo Update
03 Apr 2019
Contributed by Lukas
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more f...
Compliance into the Weeds: Episode 116-Brexit Risks
27 Mar 2019
Contributed by Lukas
Learn more about your ad choices. Visit megaphone.fm/adchoices
Compliance into the Weeds: Episode 115-Regulatory Capture and Regulatory Approval at the FAA
20 Mar 2019
Contributed by Lukas
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more f...
Compliance into the Weeds: Episode 114-Lessons on Internal Control Overrides
13 Mar 2019
Contributed by Lukas
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more f...
Compliance into the Weeds: Episode 113-Corporate Governance Nightmare
06 Mar 2019
Contributed by Lukas
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more f...
Compliance into the Weeds: Episode 112-Robert Kraft and Compliance
27 Feb 2019
Contributed by Lukas
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more f...
Compliance into the Weeds: Episode 111- What is supply chain risk?
13 Feb 2019
Contributed by Lukas
Learn more about your ad choices. Visit megaphone.fm/adchoices
Compliance into the Weeds: Episode 110- the Ralph Northam edition
06 Feb 2019
Contributed by Lukas
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more f...
Compliance into the Weeds: Episode 109- Does the NFL Even Care?
30 Jan 2019
Contributed by Lukas
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more f...
Compliance into the Weeds: Episode 108- Distributors and Compliance
23 Jan 2019
Contributed by Lukas
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more f...
Compliance into the Weeds: Episode 107- Management Review Controls
16 Jan 2019
Contributed by Lukas
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more f...
Compliance into the Weeds: Episode 106- the Nine for 2019 Edition
09 Jan 2019
Contributed by Lukas
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more f...
Compliance into the Weeds: Episode 105- the Polycom FCPA Enforcement Action
02 Jan 2019
Contributed by Lukas
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more f...
Compliance into the Weeds: Episode 104- Culture and Compliance Structure Failures at CBS
19 Dec 2018
Contributed by Lukas
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more f...
Compliance into the Weeds: Episode 103- Conspiracy or Coincidence?
12 Dec 2018
Contributed by Lukas
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more f...
Compliance into the Weeds: Episode 102- a Rumination on Substantial Involvement
06 Dec 2018
Contributed by Lukas
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more f...
Compliance into the Weeds: Episode 100- Michigan State University Reorganizes Compliance
05 Dec 2018
Contributed by Lukas
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more f...
Compliance into the Weeds: Episode 101- the Vantage Drilling FCPA Enforcement Action
05 Dec 2018
Contributed by Lukas
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more f...
Compliance into the Weeds: Episode 98
17 Oct 2018
Contributed by Lukas
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more f...
Compliance into the Weeds: Episode 97
10 Oct 2018
Contributed by Lukas
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more f...
Compliance into the Weeds: Episode 96
03 Oct 2018
Contributed by Lukas
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more f...
Compliance into the Weeds: Episode 95
19 Sep 2018
Contributed by Lukas
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more f...
Compliance into the Weeds: Episode 94
12 Sep 2018
Contributed by Lukas
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more f...
Compliance into the Weeds: Quarterly Reporting Discussion
18 Aug 2018
Contributed by Lukas
In this episode, Matt Kelly and I take a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. In...
Compliance into the Weeds: Episode 90
25 Jul 2018
Contributed by Lukas
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more f...
Compliance into the Weeds: Episode 88
05 Jul 2018
Contributed by Lukas
In this episode Matt Kelly and I unpack the proposed changes to the SEC Whistleblower program. Learn more about your ad choices. Visit megaphone.fm/...
Compliance into the Weeds: Episode 87
28 Jun 2018
Contributed by Lukas
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more f...
Compliance into the Weeds: Episode 86
20 Jun 2018
Contributed by Lukas
In this episode, Matt Kelly and I take a deep dive back into the issue of the ZTE monitorship announced recently as a part of the settlement with the ...
Compliance into the Weeds-Episode 85
13 Jun 2018
Contributed by Lukas
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more f...
Compliance into the Weeds-Episode 84
06 Jun 2018
Contributed by Lukas
In this episode, Matt Kelly and I take a deep dive into the issue of two factor authentication of cloud-based solutions and the intersection with comp...
Compliance into the Weeds-Episode 83
31 May 2018
Contributed by Lukas
In this episode, Matt Kelly and I take a deep dive into the travails of Roseanne, her television network ABC and compliance over her vile and racist t...
Compliance into the Weeds-Episode 80
02 May 2018
Contributed by Lukas
In this episode, Matt Kelly and I take a continued deep dive the underlying assumptions around the reasons for lack of IPOs by small and mid-cap sized...
Compliance into the Weeds-Episode 78
18 Apr 2018
Contributed by Lukas
In this episode, Matt Kelly and I go meta as we go into the weeds about Weed, in the context of the recent announcement by the administration that it ...
Compliance into the Weeds-Episode 77
11 Apr 2018
Contributed by Lukas
Privilege and Arrogance at the EPA Learn more about your ad choices. Visit megaphone.fm/adchoices
Compliance into the Weeds-Episode 76
28 Mar 2018
Contributed by Lukas
Today we consider the plight of soon-to-be former Facebook Chief Information Security Officer Alex Stamos who was seemingly retaliated against for his...
Compliance into the Weeds-Episode 75
21 Mar 2018
Contributed by Lukas
In this episode, Matt Kelly and I take a deep dive into the recent SEC enforcement action against Elizabeth Holmes, the disgraced founder of Theranos,...
Compliance into the Weeds-Episode 74
13 Mar 2018
Contributed by Lukas
In this episode, Matt Kelly and I continue our exploration of the fallout from the recent Supreme Court decision in Digital Realty Trust v. Somers in ...
Compliance into the Weeds-Episode 73
06 Mar 2018
Contributed by Lukas
In this episode, Matt Kelly and I explore the recent revelations of systemic sexual harassment and abuse present in the front office of the Dallas Mav...
Compliance into the Weeds-Episode 72
27 Feb 2018
Contributed by Lukas
In this episode, Matt Kelly and I take a deep dive into the implications flowing from the Supreme Court’s decision last week in the Digital Realty T...
Compliance into the Weeds-71
21 Feb 2018
Contributed by Lukas
In this episode Matt Kelly and I go meta as we podcast about another podcast that Matt posted this week on his site, Radical Compliance, where he inte...
Compliance into the Weeds-Episode 70
14 Feb 2018
Contributed by Lukas
In this episode, Matt Kelly and I go into the weeds on the fascinating subject relating to the intersection of compliance and technology: AI and hotli...
Compliance into the Weeds-Episode 69
08 Feb 2018
Contributed by Lukas
In this episode, Matt Kelly and I take a deep dive into the events which led to the resignation of Steve Wynn as the CEO and Chairman of Wynn Casinos ...
Compliance into the Weeds-Episode 68
31 Jan 2018
Contributed by Lukas
In this episode Matt Kelly and myself take a deep dive into the weeds of the recent remarks by Neomi Rao, head of the Office for Information and Regul...
Compliance into the Weeds-Episode 67
24 Jan 2018
Contributed by Lukas
In this episode Matt Kelly and I take a deep dive into the absolutely stunning indictment of five former partners or employees of KPMG and one former ...
Compliance into the Weeds-Episode 66
17 Jan 2018
Contributed by Lukas
In this episode Matt Kelly and I take a deep dive into a fascinating paper from Harvard Business School. Boris Groysberg and George Serafeim, worked w...
Compliance into the Weeds-Episode 65
10 Jan 2018
Contributed by Lukas
In this episode Matt Kelly and I take deep dive into the issue of non-GAAP metrics and its implications. We were inspired an article in this quarter's...
Compliance into the Weeds-Episode 64
03 Jan 2018
Contributed by Lukas
In this episode, Matt Kelly and I take a look at some of the more intriguing issues in compliance and ethics, FCPA and greater GRC issues in the new y...
Compliance into the Weeds-Episode 60
14 Nov 2017
Contributed by Lukas
In this podcast, we consider the joint role of a GC-CCO and the potential corporate governance issues involved when the roles are held by one person. ...
Compliance into the Weeds-Episode 59
08 Nov 2017
Contributed by Lukas
What will be the fate of the Justice Department's Evaluation of Corporate Compliance Programs going forward under the Sessions Department of Justice. ...
Compliance into the Weeds-Episode 58
01 Nov 2017
Contributed by Lukas
In this episode, Matt Kelly and I take a deep dive into the scandal around Harvey Weinstein. We consider it from the compliance perspective, both prog...
Compliance into the Weeds-Episode 56
03 Oct 2017
Contributed by Lukas
In this episode, Matt Kelly and I take a deep dive into an article by Todd Haugh, in the most recent issue of the MIT Sloan Management Review entitled...
Compliance into the Weeds-Episode 55
26 Sep 2017
Contributed by Lukas
The Telia FCPA enforcement action is the Number 1 all-time for fines and penalties. What can you learn from it? Learn more about your ad choices. Visi...
Compliance into the Weeds-Episode 54
20 Sep 2017
Contributed by Lukas
Matt reports live from TEC 2017, the Workiva user summit Learn more about your ad choices. Visit megaphone.fm/adchoices
Compliance into the Weeds-Episode 52
06 Sep 2017
Contributed by Lukas
In this episode, Matt Kelly and I take a deep dive into the good, bad and ugly of Hurricane Harvey for the compliance professional. We discuss what le...
Compliance into the Weeds-Episode 51
23 Aug 2017
Contributed by Lukas
What is the intersection of the PCAOB, auditing and compliance? Matt Kelly and I explore in this week's episode. Learn more about your ad choices. Vis...
Compliance into the Weeds-Episode 50
16 Aug 2017
Contributed by Lukas
What is the upside to any US business engaging with the Trump Administration after its tepid response to the events in Charlottesville? Learn more abo...
Compliance into the Weeds-Episode 49
09 Aug 2017
Contributed by Lukas
The Mattis Memo on ethics is so significant that every CCO and compliance practitioner should read it and the Memo's substance into your compliance pr...
Compliance into the Weeds-Episode 48
02 Aug 2017
Contributed by Lukas
We consider the enforcement action around the issue of internal controls, their effectiveness (or lack thereof) and management over-ride of internal c...
Compliance into the Weeds-Episode 47
26 Jul 2017
Contributed by Lukas
In this episode, Matt Kelly and I take a deep dive into the Dodd-Frank and Sarbanes-Oxley reform initiatives in the House of Representatives and as ar...
Compliance into the Weeds-Episode 46
19 Jul 2017
Contributed by Lukas
In this episode, Matt Kelly and I discuss the recent Second Circuit Court of Appeals decision in HSBC v. Moore. In this case a federal district court ...
Compliance into the Weeds-Episode 45
11 Jul 2017
Contributed by Lukas
In this episode, Matt Kelly and I take a deep dive into the 4th of July weekend use of the New Jersey beaches by Governor Chris Christie. Governor Chr...
Compliance into the Weeds-Episode 44
28 Jun 2017
Contributed by Lukas
In this episode, Matt Kelly and I take a deep dive, literally into the weeds of the convergence of the compliance profession and the nascent cannabis ...
Compliance into the Weeds-Episode 43
22 Jun 2017
Contributed by Lukas
On June 16, 2017, the Department of Justice (DOJ) issued a Declination to Linde North American Inc. and Linde Gas North America LLC (collectively “L...
Compliance into the Weeds-Episode 42
14 Jun 2017
Contributed by Lukas
In this episode, Matt Kelly and I take a deep dive into the corporate governance fiasco which is Uber. We consider the revelations in the failures of ...
Compliance into the Weeds-Episode 40
31 May 2017
Contributed by Lukas
In this episode Matt Kelly and I take a deep dive into the revisions to the COSO ERM Framework, which were based on comments by practitioners. We cons...
Compliance into the Weeds-Episode 39
24 May 2017
Contributed by Lukas
In this episode Matt Kelly and I take a deep dive into the question of whether a company has a duty to disclose ransomware attacks. We consider it fro...
Compliance into the Weeds-Episode 38
17 May 2017
Contributed by Lukas
In this episode Matt Kelly and I take a deep dive into the cutting edge topic of artificial intelligence in many areas, including compliance. We discu...
Compliance into the Weeds-Episode 37
03 May 2017
Contributed by Lukas
In this episode, Matt Kelly and I take a deep dive into the weeds of the soon-to-be-released the House Financial Services Committee, the Financial Cho...
Compliance into the Weeds-Episode 36
25 Apr 2017
Contributed by Lukas
In this episode, Matt Kelly and I take a very deep dive into two recent speeches by Department of Justice (DOJ) Acting Principal Assistant Attorney Ge...
Compliance into the Weeds-Episode 35
12 Apr 2017
Contributed by Lukas
In this episode Matt Kelly and I take a deep dive into the recently released, Public Company Accounting Oversight Board (PCAOB) semi-annual white pa...
Compliance into the Weeds-Episode 34
05 Apr 2017
Contributed by Lukas
In this episode Matt Kelly and I take a deep dive into the recent kerfuffle involving United Airlines and its policy which prevented to teenaged girls...
Compliance into the Weeds-Episode 33
28 Mar 2017
Contributed by Lukas
In this episode, we take a look at a recent speech given by NY Fed Chairman William Dudley in London where he addressed improving corporate culture. D...