Compliance into the Weeds
Episodes
Compliance into the Weeds-Episode 32
15 Mar 2017
Contributed by Lukas
In this episode, Matt Kelly and I take a deep dive into a dramatic 48 hours in the life of the FCPA last week, which portends the trend of continued F...
Compliance into the Weeds-Episode 30
08 Mar 2017
Contributed by Lukas
The Justice Department Fraud Section recently revamped its website and it is quite an upgrade. I do not know when the Fraud Section did this update bu...
Compliance into the Weeds-Episode 30
01 Mar 2017
Contributed by Lukas
In this episode Matt Kelly and myself take a deep dive into SOX 404(b), what it requires and how companies comply with the reporting requirements set ...
Compliance into the Weeds-Episode 29
21 Feb 2017
Contributed by Lukas
In this episode, Matt Kelly and myself take a deep dive into the Department of Justice (DOJ) recent release, entitled “Evaluation of Corporate Compl...
Compliance into the Weeds-Episode 27
09 Feb 2017
Contributed by Lukas
In this episode, Matt and I take a look at the sorry story of Chris Correa, the St. Louis Cardinal executive convicted of hacking into the Houston Ast...
Compliance into the Weeds-Episode 25
18 Jan 2017
Contributed by Lukas
In this episode Matt Kelly and I take a deep dive into a couple of recent SEC enforcement actions. The first involved L-3 Technologies and accounting ...
Compliance into the Weeds-Episode 24
11 Jan 2017
Contributed by Lukas
In this episode Matt Kelly and myself take a deep dive into the compliance weeds by looking at a paper written by then SEC General Counsel James Doty ...
Compliance into the Weeds-Episode 23
05 Jan 2017
Contributed by Lukas
In this episode Matt Kelly and I take a deep dive into 6 compliance issues you should keep an eye on in 2017. They include the Wal-Mart FCPA resolutio...
Compliance into the Weeds-Episode 22
14 Dec 2016
Contributed by Lukas
In this episode Matt Kelly and I take deep dive into the United Airlines SEC enforcement action for violation of internal controls around its reinstit...