Regulation Tomorrow Podcast
Episodes
Let’s talk asset management: Episode 1 - UAE spotlight
06 Aug 2024
Contributed by Lukas
In our new podcast series, Let’s talk asset management, partners from our financial services and asset management teams provide listeners with a cra...
Global Regulation Tomorrow Plus: New EMEA Regulatory Insights Podcast Episode – Italy
05 Aug 2024
Contributed by Lukas
In our EMEA regulatory insights series colleagues from our EMEA offices provide an update on some of the key regulatory issues they are seeing in thei...
Inside investigations: Episode 2 | The rise of dawn raids
17 Jul 2024
Contributed by Lukas
In this episode, we look at what is driving the increase in dawn raids across the UK, EU and US, and what organisations can do to best prepare.
Regulation Tomorrow Plus: DE&I series “Non-financial misconduct”
16 Jul 2024
Contributed by Lukas
In the sixth podcast in our DE&I series, Jonathan Herbst, Katie Stephen, Rebecca Dulieu and Simon Lovegrove discuss non-financial misconduct including...
New EMEA Regulatory Insights Podcast Episode – Australia
03 Jul 2024
Contributed by Lukas
In our EMEA regulatory insights series colleagues from our EMEA offices provide an update on some of the key regulatory issues they are seeing in thei...
Global Regulation Tomorrow Plus: 30 June 2024 – MiCAR’s first milestone
02 Jul 2024
Contributed by Lukas
In our latest Global Regulation Tomorrow Plus podcast, Anna Carrier, Nikolai de Koning and Sebastien Praicheux discuss the first milestone of Regulati...
Risks Redefined: The UK General Election – Compliance considerations for financial services firms.
28 Jun 2024
Contributed by Lukas
In the first episode of our podcast series, Risks Redefined, brought to you by the Risk Advisory team, Hannah Meakin and Haney Saadah discuss the upco...
Global Regulation Tomorrow Plus: What does the general election mean for financial services?
26 Jun 2024
Contributed by Lukas
In our latest Global Regulation Tomorrow Plus podcast, Jonathan Herbst and Glen Hall discuss what it is like for a new government taking office and, f...
Inside investigations: Episode 1 | The early stages of an investigation
18 Jun 2024
Contributed by Lukas
What are the essential first steps of an investigation? We discuss the key priorities at the start of an investigation, and provide insight into how b...
New Split the Difference podcast: the EU DLT Pilot Regime and the UK Digital Securities Sandbox
12 Jun 2024
Contributed by Lukas
Our podcast series Split the Difference explores divergence between the EU and UK regulatory regimes in the markets space. In the latest episode, Hann...
Risk and Resilience: Episode 4: CRD VI | Future impact on bank reorganisations
06 Jun 2024
Contributed by Lukas
Risk and Resilience: Episode 4: CRD VI | Future impact on bank reorganisations by NRF Regulation Tomorrow Podcast
Consumer Duty – the annual governing body report
30 May 2024
Contributed by Lukas
In our latest Global Regulation Tomorrow Plus podcast, Matthew Gregory, Joe Bamford, Hishaam Khan and Anita Edwards discuss the first annual governing...
The Overseas Funds Regime – an update
29 May 2024
Contributed by Lukas
In the latest in our series of Global Regulation Tomorrow podcasts focusing on the future of asset management regulation in the UK, Claire Guilbert, U...
Global Regulation Tomorrow Plus: FCA’s anti-greenwashing guidance
22 May 2024
Contributed by Lukas
In our latest Global Regulation Tomorrow Plus podcast we focus on the FCA’s finalised guidance on the new anti-greenwashing rule. We consider the sc...
Global Regulation Tomorrow Plus: UK review and horizon scanning
21 May 2024
Contributed by Lukas
In our latest Global Regulation Tomorrow Plus podcast the financial services knowledge team – Simon Lovegrove, Anita Edwards and Catherine Pluck –...
Global Regulation Tomorrow Plus: EMEA regulatory insights series – UAE
21 May 2024
Contributed by Lukas
In our EMEA regulatory insights series colleagues from our EMEA offices provide an update on some of the key regulatory issues they are seeing in thei...
Global Regulation Tomorrow Plus: FCA CP24/7 on payment optionality for investment research
29 Apr 2024
Contributed by Lukas
In our latest Global Regulation Tomorrow Plus podcast, Partner Jonathan Herbst and Of Counsel Uzmah Yunis share their thoughts on the FCA’s recent c...
Financial services regulation and investment research: Regulation Around the World
23 Apr 2024
Contributed by Lukas
In our latest edition of Regulation Around the World, we discuss the latest financial services regulatory developments concerning investment research ...
Regulation Tomorrow Plus: The FOS’s motor finance decisions
18 Apr 2024
Contributed by Lukas
In the second in our series of Regulation Tomorrow Plus podcasts on the FCA’s intervention in the motor finance sector, we take a detailed look at t...
Regulation Tomorrow Plus: FCA CP23/24 on capital deduction for redress for personal investment firms
15 Apr 2024
Contributed by Lukas
In our latest podcast, Partner Matthew Gregory is joined by Senior Associate Joe Bamford, both of whom specialise in retail conduct, to discuss the FC...
Regulation Tomorrow Plus: DE&I series “Inclusivity”
10 Apr 2024
Contributed by Lukas
In the fifth podcast in our DE&I series, Simon Lovegrove, Hannah Meakin and Hannah McAslan-Schaaf are joined by Alasdair Scott from GP Strategies to d...
Global Regulation Tomorrow Plus: EMEA regulatory insights series – Hong Kong
08 Apr 2024
Contributed by Lukas
In our EMEA regulatory insights series colleagues from our EMEA offices provide an update on some of the key regulatory issues they are seeing in thei...
Risk and Resilience: Episode 3: M&A | Fraud
03 Apr 2024
Contributed by Lukas
In this episode, we focus on fraud and specifically on key recent developments that banks and other financial sector firms should have on their radar ...
Split the difference: European Market Infrastructure Regulation (EMIR)
20 Mar 2024
Contributed by Lukas
Our podcast series Split the Difference explores divergence between the EU and UK regulatory regimes in the markets space. In the latest episode, Hann...
Decisions Decoded: The latest London Capital & Finance plc decision
07 Mar 2024
Contributed by Lukas
In the latest episode of our Decisions Decoded series, we discuss the key points from the Final Notice issued against Floris Huisamen, former director...
Risk and Resilience: Episode 2: M&A | Correspondent Banking Arrangements
29 Feb 2024
Contributed by Lukas
In this episode, we focus on M&A and specifically on correspondent banking arrangements.
Global Regulation Tomorrow Plus: EMEA regulatory insights series – Germany
16 Feb 2024
Contributed by Lukas
In our EMEA regulatory insights series colleagues from our EMEA offices provide an update on some of the key regulatory issues they are seeing in thei...
Regulation Tomorrow Plus: FCA intervention in the motor finance sector
15 Feb 2024
Contributed by Lukas
In this latest Regulation Tomorrow Plus podcast we consider the FCA’s recent intervention in the motor finance sector including the action that firm...
Regulation Tomorrow Plus: Submitting better SARs - A guide for MLROs and in-house teams
05 Feb 2024
Contributed by Lukas
In our latest podcast, Senior Knowledge Lawyer Catherine Pluck is joined by Senior Associate Rebecca Dulieu and Associate Lizzie Cox, both of whom spe...
Regulation Tomorrow Plus: EMEA regulatory insights series – UK
01 Feb 2024
Contributed by Lukas
In our EMEA regulatory insights series colleagues from our EMEA offices provide an update on some of the key regulatory issues they are seeing in thei...
Risk and Resilience: Transaction risk in banking | Episode 1: No Creditor Worse Off principle
31 Jan 2024
Contributed by Lukas
In this episode, we focus on M&A and specifically on the No Creditor Worse Off (or NCWO) principle in the context of Bank M&A in a resolution scenario...
Regulation Tomorrow Plus: EMEA regulatory insights series – 2024 horizon scanning – APAC
27 Dec 2023
Contributed by Lukas
In this latest episode of our EMEA regulatory insights series colleagues from Australia, Hong Kong, and Singapore provide their thoughts and insights ...
Regulation Tomorrow Plus: EMEA regulatory insights series – 2024 horizon scanning – UAE
27 Dec 2023
Contributed by Lukas
In this latest episode of our EMEA regulatory insights series colleagues from Dubai provide their thoughts and insights on what 2024 holds for the UAE...
Regulation Tomorrow Plus: EMEA regulatory insights series – 2024 horizon scanning – EU
27 Dec 2023
Contributed by Lukas
In this latest episode of our EMEA regulatory insights series colleagues from Brussels, Netherlands, Germany, France and Luxembourg provide their thou...
Regulation Tomorrow Plus – FCA CP23/27 on commodity derivatives regulatory reform
18 Dec 2023
Contributed by Lukas
In this episode of Regulation Tomorrow Plus, Jonathan Herbst, Hannah Meakin, Georgia Karamani and Anita Edwards discuss the FCA's recent consultation ...
Regulation Tomorrow Plus: DE&I series “Data protection”
30 Nov 2023
Contributed by Lukas
In the fourth podcast in our DE&I series, Hannah McAslan-Schaaf and Lara White discuss the data protection aspects of the FCA’s recent consultation ...
Decisions Decoded: Lessons from enforcement in relation to cyber incidents
23 Nov 2023
Contributed by Lukas
Last month the FCA announced that it had fined Equifax Limited £11,164,400 for failing to manage and monitor the security of UK consumer data it had ...
Regulation Tomorrow Plus: EMEA regulatory insights series – Australia
22 Nov 2023
Contributed by Lukas
In our EMEA regulatory insights series colleagues from our EMEA offices provide an update on the key regulatory issues they are seeing in their local ...
Decisions Decoded: Key takeaways from the latest AML enforcement decision
09 Nov 2023
Contributed by Lukas
This podcast is the first in our new series, Decisions Decoded, focussing on decisions and themes in regulatory investigations and enforcement. In thi...
Regulation Tomorrow Plus: HMT final proposals for UK cryptoasset regulation
08 Nov 2023
Contributed by Lukas
On 30 October 2023, HM Treasury (HMT) published its final proposals for the future financial services regulatory regime for cryptoassets in the UK, co...
Regulation Tomorrow Plus: Consumer Duty and ESG
27 Oct 2023
Contributed by Lukas
In our latest Regulation Tomorrow Plus podcast Matthew Gregory and Simon Lovegrove discuss the Consumer Duty and ESG.
Regulation Tomorrow Plus: EMEA regulatory insights series – UAE
25 Oct 2023
Contributed by Lukas
In our EMEA regulatory insights series colleagues from our EMEA offices provide an update on the key regulatory issues they are seeing in their local ...
Regulation Tomorrow Plus: DE&I series ‘D&I and individual accountability’
24 Oct 2023
Contributed by Lukas
In the third podcast in our DE&I series, Simon Lovegrove and Hannah McAslan-Schaaf cover the interplay between the regulatory focus on diversity and i...
Regulation Tomorrow Plus: DE&I series ‘What should firms be doing now?’
20 Oct 2023
Contributed by Lukas
In the second podcast in our DE&I series, Simon Lovegrove and Hannah McAslan-Schaaf discuss what firms should be doing in light of the FCA and PRA con...
Financial services regulation and ESG: Regulation Around the World
17 Oct 2023
Contributed by Lukas
In our latest edition of Regulation Around the World, our financial services lawyers and risk consulting team from the United Kingdom, Singapore, the ...
Regulation Tomorrow Plus – DE&I series ‘The regulators recent consultations: the key requirements’
10 Oct 2023
Contributed by Lukas
In the first podcast in our DE&I series, Jonathan Herbst, Hannah Meakin and Hannah McAslan-Schaaf provide an overview of the recent FCA and PRA consul...
Regulation Tomorrow: Split the difference - Post Brexit landscape and equivalence
05 Oct 2023
Contributed by Lukas
In the latest episode of our Split the difference podcast series, which explores divergence and convergence between the EU and UK regulatory regimes i...
Regulation Tomorrow: The Consumer Duty and our new Pathfinder tool
28 Sep 2023
Contributed by Lukas
In our latest Regulation Tomorrow Plus podcast, Matthew Gregory, Joe Bamford and Anita Edwards discuss the Consumer Duty, which is now in force for al...
Regulation Tomorrow Plus: FCA policy statement on the new financial promotions gateway (PS23/13)
25 Sep 2023
Contributed by Lukas
On 12 September 2023, the FCA published policy statement PS23/13 on the new regulatory gateway for firms that approve financial promotions. In this la...
Regulation Tomorrow Plus: EMEA regulatory insights series - Netherlands
20 Sep 2023
Contributed by Lukas
In our EMEA regulatory insights series colleagues from our EMEA offices provide an update on the key regulatory issues they are seeing in their local ...
Regulation Tomorrow Plus: Access to cash
19 Sep 2023
Contributed by Lukas
The Financial Services and Markets Act 2023 introduces a requirement for the FCA to exercise new functions for the purpose of “seeking to ensure rea...
Regulation Tomorrow Plus: Firms’ obligations to record and retain communications under UK REMIT
19 Sep 2023
Contributed by Lukas
In this Regulation Tomorrow Plus podcast, Jonathan Herbst, Hannah Meakin and Anita Edwards discuss the obligations that firms have under UK REMIT to r...
Regulation Tomorrow Plus: FCA portfolio letter to principal trading firms
31 Aug 2023
Contributed by Lukas
On 4 August 2023, the FCA published a letter it had sent to the CEOs of firms categorised as ‘principal trading firms’, setting out its strategy f...
Regulation Tomorrow Plus: Culture – recent developments and practical steps
31 Aug 2023
Contributed by Lukas
In our latest Regulation Tomorrow Plus podcast, Senior Knowledge Lawyer Catherine Pluck is joined by London Financial Services partners Jonathan Herbs...
Split the difference: Consolidated Tape
23 Aug 2023
Contributed by Lukas
In the latest episode of our Split the difference podcast series, which explores divergence and convergence between the EU and UK regulatory regimes i...
Split the Difference: Regulatory approach to branches
28 Jul 2023
Contributed by Lukas
In the latest in our podcast series, Split the difference, which explores divergence between the EU and UK regulatory regimes in the markets space, Jo...
Regulation Tomorrow Plus – Mansion House speech: Key takeaways
17 Jul 2023
Contributed by Lukas
In our latest Regulation Tomorrow Plus podcast, Global Director of Financial Services Knowledge, Simon Lovegrove is joined by London financial service...
PRA consultation on solvent exit planning for non-systemic banks and building societies (CP10/23)
14 Jul 2023
Contributed by Lukas
On 28 June 2023, the Prudential Regulation Authority (PRA) published Consultation Paper 10/23 setting out proposals for non-systemic banks and buildin...
Recovery and resolution: Regulation Around the World
07 Jul 2023
Contributed by Lukas
In our latest edition of Regulation Around the World, our financial services lawyers and government relations team from the United States, Brussels an...
Regulation Tomorrow Plus – FCA Policy Statement on cryptoasset financial promotions
16 Jun 2023
Contributed by Lukas
On 7 June 2023, the government published The Financial Services and Markets Act 2000 (Financial Promotion) (Amendment) Order 2023 which is the statuto...
Split The Difference: Markets in EU and UK – equity secondary markets
08 Jun 2023
Contributed by Lukas
In the latest in our podcast series, split the difference, which explores divergence between the EU and UK regulatory regimes in the markets space, Ha...
Regulation Tomorrow Plus: ESG insight series
01 Jun 2023
Contributed by Lukas
In the second of our financial services ESG insight series, Haney Saadah covers three recent Regulation Tomorrow blogs that caught his eye: the Bank ...
MoU establishing a framework for EU/UK financial services regulatory cooperation
25 May 2023
Contributed by Lukas
In this podcast Jonathan Herbst, Matthew Gregory and Simon Lovegrove discuss the pros and cons of the Memorandum of Understanding establishing a frame...
Regulation Tomorrow Plus: AML - Key themes for firms from recent enforcement
22 May 2023
Contributed by Lukas
In our latest RT Plus Podcast, Senior Knowledge Lawyer Catherine Pluck is joined by Counsel Joe Smallshaw and Associate Lizzie Cox, both of whom speci...
Regulation Tomorrow: Asset Management series - The role of depositaries
15 May 2023
Contributed by Lukas
In the third in our series of Regulation Tomorrow podcasts on the future of asset management regulation in the UK, Hannah Meakin, Taher Ahmed and Anit...
Regulation Tomorrow: Asset Management series - The role of host AFMs and appointed representatives
09 May 2023
Contributed by Lukas
In the second in our series of Regulation Tomorrow podcasts on the future of asset management regulation in the UK, Hannah Meakin, Taher Ahmed and Ani...
Split the difference podcast: Markets in EU and UK – Recent and upcoming changes to EMIR
24 Apr 2023
Contributed by Lukas
In the latest in our podcast series, split the difference, which explores divergence between the EU and UK regulatory regimes in the markets space, Fl...
Regulation Tomorrow: Asset Management series - Macro-themes from FCA discussion paper DP23/2
18 Apr 2023
Contributed by Lukas
In the first in our series of Regulation Tomorrow podcasts focusing on the future of asset management regulation in the UK, Hannah Meakin, Taher Ahmed...
Regulation Tomorrow: Edinburgh Reforms – The Government’s plan to revoke the PRIIPs Regulation
13 Apr 2023
Contributed by Lukas
In this podcast, Matthew Gregory is joined by Claudia Trauffler (Head of Capital Markets, HM Treasury) who discusses the Government’s plans to revok...
New Regulation Tomorrow podcast – Edinburgh Reforms Series: SMCR
04 Apr 2023
Contributed by Lukas
In our latest podcast Simon Lovegrove, Matthew Gregory and Hannah Meakin discuss two important new papers implementing one of the Edinburgh Reforms, w...
Regulation Tomorrow Plus: ESG insight series – what are we seeing in the market?
23 Mar 2023
Contributed by Lukas
In the first of our financial services ESG insight series, Haney Saadah discusses what he is seeing in the market and some of the key ESG pressure poi...
Beneficial ownership registers: Regulation Around the World
14 Mar 2023
Contributed by Lukas
In our latest edition of Regulation Around the World, our financial services lawyers from the United States, Australia and the Netherlands discuss the...
Split the difference: Markets in EU and UK – Cryptoassets
08 Mar 2023
Contributed by Lukas
In the latest in our podcast series, Split the difference, which explores divergence between the EU and UK regulatory regimes in the markets space, Ha...
Regulation Tomorrow plus podcast – HM Treasury final consultation on the regulation of BNPL products
21 Feb 2023
Contributed by Lukas
In this podcast, Matthew Gregory and Simon Lovegrove discuss HM Treasury’s final consultation on the proposed legislative changes to bring currently...
Regulation Tomorrow: Split the difference: Markets in EU and UK – The trading venue perimeter
09 Feb 2023
Contributed by Lukas
In the latest in our podcast series, Split the difference, which explores divergence between the EU and UK regulatory regimes in the markets space, Jo...
RT Plus – HM Treasury consults on the UK’s financial services regime for cryptoassets
08 Feb 2023
Contributed by Lukas
On 1 February 2023, HM Treasury issued its latest proposals for the UK’s financial services regime for cryptoassets. It also issued a policy stateme...
Regulation Tomorrow - The Consumer Duty series: FCA review of firms’ implementation plans
03 Feb 2023
Contributed by Lukas
In this episode, Matthew Gregory and Simon Lovegrove discuss the FCA’s findings following its review of larger fixed firms’ Consumer Duty implemen...
The Edinburgh Reforms: What do they mean for markets?
26 Jan 2023
Contributed by Lukas
In our latest podcast on the Edinburgh Reforms, Hannah Meakin discusses what the reforms mean from a markets perspective.
Split the difference: Markets in EU and UK – what we should be expecting and hoping to see in 2023
17 Jan 2023
Contributed by Lukas
In our new podcast series, Split the difference, which explores divergence between the EU and UK regimes in the markets space, Jonathan Herbst, Hannah...
Regulation Tomorrow Plus – Cost of living: Economic crime & takeaways for financial services firms
22 Dec 2022
Contributed by Lukas
In this episode of RT Plus, Haney Saadah, Head of Risk Consulting for EMEA, and Risk Advisory Executive Fiona Burke discuss some practical considerati...
Regulation Tomorrow Plus – FCA Consults On New Core Investment Advice Regime
16 Dec 2022
Contributed by Lukas
In this episode of RT Plus, Matthew Gregory and Simon Lovegrove cover some of the key points in the FCA’s recent consultation for a new core investm...
Regulation Tomorrow Plus - UK 2022 wrap up
16 Dec 2022
Contributed by Lukas
In this episode, our London Financial Services & Regulation partners reflect on some of the key UK regulatory themes from the past year and what we ex...
Regulation Around The World - Buy Now Pay Later
13 Dec 2022
Contributed by Lukas
In our latest edition of Regulation Around the World, our financial services partners from the United Kingdom, United States, and Australia cover the ...
Regulation Tomorrow - Global Financial Services Conduct Stream - Cross Border Funds Distribution
12 Dec 2022
Contributed by Lukas
In the second in our global series of regulatory podcasts focusing on conduct issues, financial services partners from Australia, Hong Kong, Luxembour...
RT Plus – Edinburgh Reforms: Initial takeaways
09 Dec 2022
Contributed by Lukas
On 9 December 2022, HM Treasury announced a series of proposals to amend the existing financial services regulatory framework in the UK, referred to a...
Regulation Tomorrow Plus - FS&M Bill sound bytes
23 Nov 2022
Contributed by Lukas
In this episode of RT Plus on the Financial Services and Markets Bill, Jonathan Herbst provides a general update on the Bill following its passage thr...
Regulation Tomorrow Plus – The importance of terminology and the “S” and “G” parts of ESG
23 Nov 2022
Contributed by Lukas
In this episode of RT Plus on ESG, Haney Saadah touches on the FCA’s recent consultation paper on sustainability disclosure requirements. He also lo...
RT Plus: The Consumer Duty Series: Post-Implementation Plan approval: Key issues for firms
03 Nov 2022
Contributed by Lukas
In this episode, following the FCA’s interim 31st October deadline, Jonathan Herbst, Matthew Gregory, Joe Bamford and Iain Hawthorn focus on where f...
Regulation Around The World - Operational Resilience
06 Oct 2022
Contributed by Lukas
In our latest edition of Regulation Around the World, members from our global financial services team consider the latest regulatory developments conc...
Global regulation and conduct series- Rising costs of living, vulnerable customers and consumer duty
21 Sep 2022
Contributed by Lukas
In the first in our global series of regulatory podcasts focusing on conduct issues, financial services partners from Australia, United Kingdom and th...
RT Plus - Politics Of The Bill
02 Sep 2022
Contributed by Lukas
In this episode of RT Plus on the Financial Services and Markets Bill, Jonathan Herbst and Glenn Hall cover the politics behind the Bill
RT Plus - The Consumer Duty Series: Implementation planning
26 Aug 2022
Contributed by Lukas
In this episode, Jonathan Herbst, Matthew Gregory and Iain Hawthorn focus on the fast-approaching 31st October deadline for firms’ management bodies...
RT Plus – 2022 UK Financial Services and Markets Bill – EU retained law
25 Aug 2022
Contributed by Lukas
In the latest episode of our Regulation Tomorrow Plus series covering the Financial Services and Markets Bill, Simon Lovegrove and Emily Stone take a ...
RT Plus – ESG: Key regulatory risks in the UK and US and practical steps to manage them
22 Aug 2022
Contributed by Lukas
In our next episode of RT Plus, Katie Stephen, Co-Head of our Contentious Financial Services Group in London, and Celia Cohen, Co-Head of Financial In...
RT Plus – 2022 UK Financial Services and Markets Bill – The provisions on financial promotion
16 Aug 2022
Contributed by Lukas
In our latest episode of RT Plus, Hannah Meakin and Matthew Gregory take a closer look at the provisions on financial promotion in the UK Government’...
RT Plus – Beyond Sanctions – Key updates
09 Aug 2022
Contributed by Lukas
In our sixth episode of our Beyond Sanctions series, David Harris, Co-Head of our Contentious Financial Services Group in London, discusses some recen...
RT Plus – 2022 UK Financial Services and Markets Bill – Key highlights
08 Aug 2022
Contributed by Lukas
In our latest episode of RT Plus, Jonathan Herbst and Hannah Meakin provide a high-level overview of the UK Government’s Financial Services and Mark...
RT Plus – 2022 UK Financial Services and Markets Bill – A focus on critical third parties
03 Aug 2022
Contributed by Lukas
In our latest episode of RT Plus, we explore the UK Government’s recently announced Financial Services and Markets Bill which was introduced on the ...
RT Plus - The Consumer Duty Series: Key takeaways from the FCA’s policy statement
01 Aug 2022
Contributed by Lukas
In the latest episode of our Consumer Duty series, Joe Bamford and Iain Hawthorn unpack the key takeaways from the FCA’s policy statement and finali...
RT Plus - The Consumer Duty Series: Monitoring and governance requirements
26 Jul 2022
Contributed by Lukas
In our third episode of our series focusing on the FCA’s new Consumer Duty, Joe Bamford and Iain Hawthorn discuss the importance of monitoring and t...