Regulation Tomorrow Podcast
Episodes
RT Plus - The Consumer Duty Series: The consumer understanding outcome
21 Jul 2022
Contributed by Lukas
In our second episode of our series focusing on the FCA’s new Consumer Duty, Matt Gregory is joined by Iain Hawthorn who explore the consumer unders...
Regulation Tomorrow Plus – HM Treasury’s proposals for buy now pay later
30 Jun 2022
Contributed by Lukas
HM Treasury has published its response to last November’s consultation on bringing buy now pay later businesses within scope of regulation from the ...
Regulation Around the World – Anti-money laundering
22 Jun 2022
Contributed by Lukas
In our latest edition of Regulation Around the World, our financial services partners from the United Kingdom, United States, Europe and Singapore cov...
RT Plus - Beyond Sanctions – Enforcement
30 May 2022
Contributed by Lukas
In the latest episode of our Beyond Sanctions series, David Harris and Katie Stephen, Co-Heads of our Contentious Financial Services Group in London, ...
RT - Australia financial services monthly wrap up - April
20 May 2022
Contributed by Lukas
The first instalment in our new series, Australia financial services monthly wrap up, is available now to stream and download. In this episode Jon Ire...
Regulation Around The World - Beyond Sanctions
17 May 2022
Contributed by Lukas
In our latest edition of Regulation Around the World, our financial services partners from the United Kingdom, United States, Luxembourg and Singapore...
RT Plus - The Consumer Duty series: Impact on the distribution chain
12 May 2022
Contributed by Lukas
In the first episode of our series focusing on the FCA’s new Consumer Duty, Matt Gregory is joined by Haney Saadah and Joe Bamford who consider some...
RT Plus – HMT response on the UK regulatory approach to cryptoassets, stablecoins and DLT
13 Apr 2022
Contributed by Lukas
In this episode of RT Plus, Albert Weatherill and Hannah Meakin discuss HM Treasury’s recent response to its earlier consultation and call for evide...
RT Plus – Beyond Sanctions – Cyber resilience
12 Apr 2022
Contributed by Lukas
In this next instalment of our Beyond Sanctions series, Haney Saadah and Steve Hadwin discuss the FCA’s recent announcement concerning cyber securit...
RT Plus - Evolution and Divergence: Markets in the EU and UK (Trading venues)
28 Mar 2022
Contributed by Lukas
This episode of RT Plus is the latest in our Evolution and Divergence series looking at the emerging differences between the EU and UK in the markets ...
RT Plus – Beyond Sanctions – Sanctions and governance insights
23 Mar 2022
Contributed by Lukas
In this episode of our Beyond Sanctions series, David Harris and Katie Stephen, Co-Heads of our Contentious Financial Services Group in London, discus...
Regulation Around the World - Horizon scanning
16 Mar 2022
Contributed by Lukas
In this month's podcast we take a look at what is coming ahead in a horizon scanning episode. We hear from Steven Howard in the US, who discusses the ...
RT Plus – Beyond Sanctions - Market manipulation
16 Mar 2022
Contributed by Lukas
In this next instalment of our Beyond Sanctions series, Katie Stephen and Joe Smallshaw discuss examples of market manipulation, red flags for firms a...
RT Plus - Beyond Sanctions - Market conduct and the Economic Crime Bill
08 Mar 2022
Contributed by Lukas
In the first instalment of our Beyond Sanctions series, Jonathan Herbst and Haney Saadah consider market conduct issues in light of the developments i...
RT Plus - CP22/2 Strengthening financial promotion rules for high risk investments
24 Feb 2022
Contributed by Lukas
In this episode of RT Plus, Jonathan Herbst and Hannah Meakin discuss the FCA's consultation paper, CP22/2, Strengthening our financial promotion rule...
RT Plus - Crypto Advertising
21 Feb 2022
Contributed by Lukas
In this episode of RT Plus, Hannah Meakin and Albert Weatherill from the financial services team meet with Verity Quartermain, a specialist in technol...
Regulation Around the World - Crypto-asset regulation
15 Feb 2022
Contributed by Lukas
In the first of our Global podcasts - Regulation Around the World - we will take a look at how crypto assets are regulated in various jurisdictions ar...
RT Plus - In conversation with PSR Head of Legal, Carole Begent
07 Feb 2022
Contributed by Lukas
In this special episode of RT Plus we are delighted to be joined by the Payment Systems Regulator's Head of Legal, Carole Begent. We discuss the recen...
RT Plus - PS 21/16 on issuing statutory notices: a new approach to decision makers
13 Jan 2022
Contributed by Lukas
In this episode of RT Plus, Katie Stephen, Co-Head of the Contentious Financial Services Group in London, is joined by Rebecca Dulieu, Senior Associat...
RT Plus - UK IFPR Series: ICARA
23 Dec 2021
Contributed by Lukas
Compliance Manager, Victoria Pridmore, returns to explain what the ICARA process is and what firms should be doing to meet the requirements. She discu...
RT Plus - FCA authorisations in focus
22 Dec 2021
Contributed by Lukas
In this special episode of RT Plus, Head of Risk Consulting for EMEA, Lisa Lee Lewis, is joined by Compliance Manager, Victoria Pridmore, to discuss t...
RT Plus - UK IFPR Series: Committees
16 Dec 2021
Contributed by Lukas
In this bite sized RT Plus we continue to look at the UK IFPR. In this episode, compliance specialist, Victoria Pridmore, examines the regime's requir...
RT Plus - The Future Regulatory Framework
14 Dec 2021
Contributed by Lukas
In this special episode of RT Plus, Jonathan Herbst and Matthew Gregory are joined by UK Finance's Director of Strategy and Policy, Matthew Conway, an...
RT Plus - UK IFPR Series: Group consolidation
08 Dec 2021
Contributed by Lukas
In the latest episode in this UK IFPR Series Jonathan Herbst and Jochen Vester discuss the group consolidations requirements under the UK IFPR. They l...
RT Plus - Evolution and Divergence: Markets in the EU and UK (Bonds and Derivatives)
24 Nov 2021
Contributed by Lukas
In the latest in our series looking at potential divergence between the EU and UK regimes in the wholesale markets space, Jonathan Herbst and Anna Car...
RT Plus - Recent U.S. Enforcement Developments
17 Nov 2021
Contributed by Lukas
In this episode of RT Plus, Celia Cohen and Samuel Ramer, both partners in NRF's US practice, discuss recent U.S. enforcement developments. Drawing o...
RT Plus - UK IFPR Series: Commodities firms
10 Nov 2021
Contributed by Lukas
In this episode of RT Plus, and the latest in our series on the UK IFPR, Jonathan Herbst, Hannah Meakin and Jochen Vester discuss the application of t...
RT Plus - HMT consultation paper on regulation of Buy Now Pay Later products
25 Oct 2021
Contributed by Lukas
In this latest episode we speak to Matthew Gregory and Joe Bamford about the Treasury’s consultation paper on the regulation of Buy Now Pay Later (B...
Episode 11
18 Oct 2021
Contributed by Lukas
In this episode we hear from Celia Cohen in New York who discusses privilege, particularly in the context of internal investigations; Joe Smallshaw an...
RT Plus - Evolution and Divergence: Markets in the EU and UK (Equities)
14 Oct 2021
Contributed by Lukas
In the second episode of this mini series, Jonathan Herbst and Anna Carrier discuss the Treasury’s proposals in respect of the equities regime, and ...
RT Plus - UK IFPR Series: The ICARA process and the new MiFIDPRU Remuneration Code
20 Sep 2021
Contributed by Lukas
In this latest podcast in our new mini-series focussing on the new UK Investment Firm Prudential Regime (or UK IFPR), brought to you as part of the Re...
Episode 10
26 Aug 2021
Contributed by Lukas
In this episode we hear from Norton Rose Fulbright’s US Head of Fintech, Stephen Aschettino, who gives an overview of the payments landscape in the ...
RT Plus - Evolution and Divergence: Markets in the EU and UK (Commodities)
25 Aug 2021
Contributed by Lukas
The first episode in a new RT Plus mini-series, Evolution and Divergence: Markets in the EU and UK, is available now to stream and download. This podc...
RT Plus - The PRA’s approach to branch and subsidiary supervision - PS19/21
24 Aug 2021
Contributed by Lukas
In this episode Jonathan Herbst and Matthew Gregory discuss policy statement PS19/21 which sets out the PRA's approach to branch and subsidiary superv...
RT Plus – UK IFPR series: Own funds requirements, fixed overheads requirements, K-AUM and K-COH
23 Aug 2021
Contributed by Lukas
In the latest episode of our mini-series on the UK Investment Firm Prudential Regime (or UK IFPR) we look at own funds requirements, fixed overheads r...
RT Plus - UK IFPR series: An introduction to UK IFPR and its application to different types of firm
16 Aug 2021
Contributed by Lukas
The first podcast in our new mini-series focusing on the new UK Investment Firm Prudential Regime (or UK IFPR), brought to you as part of the Regulati...
RT Plus - The Treasury's Wholesale Markets Review: A first look
19 Jul 2021
Contributed by Lukas
In this episode of RT Plus Jonathan Herbst and Hannah Meakin take a first look at the recent Wholesale Markets Review as published by the Treasury. Th...
Episode 9
14 Jul 2021
Contributed by Lukas
In this month's podcast we speak to Jonathan Herbst about the future of financial services in the UK and also the HMT Wholesale Markets Review. We are...
RT Plus - FCA takes action against Binance
30 Jun 2021
Contributed by Lukas
In this episode of RT Plus we speak to Albert Weatherill about the action taken by the FCA against the crypto trading firm, Binance. Albert looks at t...
RT Plus - Avoiding common pitfalls around market disclosure
28 Jun 2021
Contributed by Lukas
In this episode we’re playing a conversation that took place recently between Katie Stephen and Sonya Zywko regarding how to deal with enquiries fro...
Episode 8
15 Jun 2021
Contributed by Lukas
In this month's episode we receive an update on Brexit from Jonathan Herbst, as he discusses the future of financial services in the UK with Hannah Me...
RT Plus - FCA DP21/1: Strengthening our financial promotion rules
03 Jun 2021
Contributed by Lukas
In this latest RT Plus podcast Simon Lovegrove, Peter Snowdon and Matthew Gregory discuss the FCA’s recent discussion paper setting out proposals to...
RT Plus - Randell's recent speech on outcomes based regulation
27 May 2021
Contributed by Lukas
In this episode of RT Plus we hear from Peter Snowdon, Imogen Garner, John Coley and Matthew Gregory as they discuss the recent speech given by FCA Ch...
RT Plus - CP 21/13: The new Consumer Duty
25 May 2021
Contributed by Lukas
In this episode of RT Plus, Peter Snowdon and Matthew Gregory speak to Simon Lovegrove about the recent FCA consultation paper, CP21/13, on proposals ...
Episode 7
13 May 2021
Contributed by Lukas
In this month's podcast we speak to Celia Cohen in New York about recent enforcement trends in the US, with a focus on whistle-blowing; we hear from A...
RT Plus - CP21/9: Changes to UK MIFID's conduct and organisational requirements
11 May 2021
Contributed by Lukas
In this episode of RT Plus, Jonathan Herbst, Imogen Garner, Hannah Meakin and Matthew Gregory discuss the FCA's recent consultation paper, CP21/9, whi...
RT Plus - Spotlight on Product Governance
23 Apr 2021
Contributed by Lukas
In this episode of RT Plus, we shine a spotlight on product governance. The FCA recently published a review into product governance under MiFiD 2, giv...
Episode 6
08 Apr 2021
Contributed by Lukas
This month we begin with a look at the Woolard Review in the UK with Matthew Gregory, who focusses on the implications for the buy-now-pay-later secto...
RT Plus - The FCA's whistleblowing publications
26 Mar 2021
Contributed by Lukas
In this episode of Regulation Tomorrow Plus, Jonathan Herbst and Katie Stephen discuss this week's whistleblowing publications by the FCA and what thi...
Episode 5
11 Mar 2021
Contributed by Lukas
In this month's show we will be looking at ESG initiatives in Hong Kong with Etelka Bogardi, Albert Weatherill is joined by Hannah Meakin to provide a...
RT Plus - The NRF Conduct Healthcheck
09 Mar 2021
Contributed by Lukas
Welcome to our first episode of Regulation Tomorrow Plus - the spin off podcast from the Regulation Tomorrow Podcast. Regulation Tomorrow Plus is sho...
Episode 4
04 Feb 2021
Contributed by Lukas
After a Christmas hiatus, the Regulation Tomorrow Podcast is back with a bumper-sized episode to kick 2021 off with a bang. In episode 4, Jonathan He...
Episode 3
11 Dec 2020
Contributed by Lukas
In this month's episode we kick off with our usual Brexit update with Jonathan Herbst. We then take a global look at vulnerable customer initiatives w...
Episode 2
04 Nov 2020
Contributed by Lukas
The Regulation Tomorrow Podcast is back with the latest updates on financial services risk and regulatory issues. In this episode, we run through the ...
Episode 1
08 Oct 2020
Contributed by Lukas
The end of the Brexit transition period is fast approaching, and much of the future UK-EU relationship is yet to be decided, leaving many in financial...