The SIFMA Podcast
Episodes
Retail Investor Trends: Insights from Broadridge's Investor Pulse
12 Feb 2026
Contributed by Lukas
In this episode of The SIFMA Podcast, Heidi Learner, Managing Director and Director of Research at SIFMA, speaks with Andrew Guillette, Vice President...
Inside the Outlook: SIFMA’s 2025 End-Year Economist Survey
25 Nov 2025
Contributed by Lukas
In this episode of The SIFMA Podcast, SIFMA President and CEO Kenneth E. Bentsen, Jr. reflects on the recent Member Briefing where he was joined by Sc...
Tokenized Securities: The Case for Investor Protection
22 Sep 2025
Contributed by Lukas
In this episode of the SIFMA Podcast, Kenneth E. Bentsen Jr., President and CEO of SIFMA, joins Charles DeSimone and Peter Ryan to discuss the critica...
A Recap of the Private Markets Valuation Roundtable
11 Sep 2025
Contributed by Lukas
In this new episode of The SIFMA Podcast, SIFMA COO Joe Seidel is joined by Lindsey Keljo, Head of SIFMA AMG, and Lisa Bleier, Head of Wealth Managem...
Valuation Practices for Private Market Investments in Retirement Accounts
11 Sep 2025
Contributed by Lukas
In this episode of The SIFMA Podcast, we share a replay from SIFMA’s Private Markets Valuation Roundtable. Panelists explore how private assets are ...
Valuation Principles and Existing Valuation Guardrails in the Private Markets
11 Sep 2025
Contributed by Lukas
In this episode of The SIFMA Podcast, we share a replay from SIFMA’s Private Markets Valuation Roundtable. Panelists explore valuation principles,...
Remarks from SEC Commissioner Mark T. Uyeda at SIFMA's Private Market Valuation Roundtable
11 Sep 2025
Contributed by Lukas
In this episode of The SIFMA Podcast, we feature a replay of the remarks made from SEC Commissioner Mark T. Uyeda.
Inside the Numbers: SIFMA’s US Economic Survey, Mid-Year 2025
16 Jul 2025
Contributed by Lukas
In this episode of The SIFMA Podcast, SIFMA President and CEO Kenneth E. Bentsen, Jr. reflects on the recent Member Briefing where he was joined by Sc...
Protecting Senior Investors from Financial Exploitation: A Recap of the World Elder Abuse Awareness Day Webinar
30 Jun 2025
Contributed by Lukas
In this episode of The SIFMA Podcast, SIFMA's President and CEO speaks with Lisa Bleier, Head of Wealth Management, Retirement, and State Governm...
SIFMA Consolidated Audit Trail (CAT) Reform Recommendations
26 Jun 2025
Contributed by Lukas
In this episode of The SIFMA Podcast, SIFMA President and CEO Kenneth E. Bentsen, Jr., is joined by colleague Joe Corcoran, Managing Director and Asso...
Recommendations and Considerations for the SEC’s Crypto Task Force RFI on Digital Assets
05 Jun 2025
Contributed by Lukas
In the latest episode of The SIFMA Podcast, SIFMA President and CEO Kenneth E. Bentsen Jr. is joined by colleagues Peter Ryan and Charles DeSimone to ...
Regulation, Innovation, and Risk: A Recap of SIFMA’s 25th Annual AML Conference
28 May 2025
Contributed by Lukas
In this episode of The SIFMA Podcast, we recap key moments from SIFMA’s 2025 Anti-Money Laundering & Financial Crimes Conference, held in Washin...
Insights on the Future of Operations: Highlights from SIFMA Ops
15 May 2025
Contributed by Lukas
In this episode of The SIFMA Podcast, we recap highlights from SIFMA’s 2025 Operations Conference & Exhibition, held in Orlando, Florida. SIFMA ...
Financial Literacy Month: Insights from the SIFMA Foundation and Charles Schwab
30 Apr 2025
Contributed by Lukas
In recognition of Financial Literacy Month, SIFMA President and CEO Kenneth E. Bentsen, Jr. hosts a discussion with Lisa Hunt, Managing Director and H...
Rethinking Leverage Ratios: Why US Treasuries Should Be Exempt
24 Apr 2025
Contributed by Lukas
In this episode of The SIFMA Podcast, SIFMA Chief Operating Officer Joseph Seidel is joined by Dr. Guowei Zhang, Managing Director at SIFMA, to unpack...
Shaping the 2025 Regulatory Roadmap: Insights from the SEC and FINRA at SIFMA’s C&L Seminar
16 Apr 2025
Contributed by Lukas
In this episode of The SIFMA Podcast, SIFMA President and CEO Kenneth E. Bentsen, Jr. sits down with SIFMA General Counsel Saima Ahmed to unpack key t...
What's In Store for the Equity Markets in 2025
20 Mar 2025
Contributed by Lukas
In this episode of The SIFMA Podcast, SIFMA’s President and CEO, Kenneth E. Bentsen, Jr., sits down with Katie Kolchin, CFA to discuss the latest U....
What’s In Store for Fixed Income Markets in 2025
13 Mar 2025
Contributed by Lukas
In this episode of The SIFMA Podcast, SIFMA’s President and CEO, Kenneth E. Bentsen, Jr., sits down with Katie Kolchin, CFA to discuss the themes an...
What the New Treasury Clearing Timeline Means for Markets
27 Feb 2025
Contributed by Lukas
In this episode of The SIFMA Podcast, SIFMA's Chief Operating Officer, Joseph Seidel, sits down with Robert Toomey, the head of SIFMA's ca...
SIFMA's 2025 Priorities
03 Feb 2025
Contributed by Lukas
Recently, SIFMA has met with our Board to set our 2025 priorities on behalf of our members and in support of our mission to promote effective and resi...
Considerations to Prepare for US Treasury Clearing
03 Dec 2024
Contributed by Lukas
Who is subject to the SEC's rules? When do they go into effect? What are the margin implications? How will firms account for increased volumes? I...
Highlights from SIFMA's 2024 Annual Meeting
08 Nov 2024
Contributed by Lukas
In this episode of The SIFMA Podcast, we highlight just some of the conversations that took place at SIFMA's Annual Meeting. Our discussions with...
How Markets Work: A Deep Dive on the Capital Markets Primer
15 Oct 2024
Contributed by Lukas
In this episode of the SIFMA Podcast, Ken Bentsen, SIFMA's President and CEO, is joined by Katie Kolchin, SIFMA Managing Director and Head of Res...
Top 5 Takeaways from SIFMA’s 2024 Ops Conference
07 Oct 2024
Contributed by Lukas
In this episode of the SIFMA Podcast, Ken Bentsen, SIFMA’s president, and CEO, sits down with Stephen Byron, Managing Director, Head of Technology, ...
An Update on the Path to Clearing US Treasuries
26 Sep 2024
Contributed by Lukas
In this episode of The SIFMA Podcast, we share a replay of the Treasury Clearing panel discussion at SIFMA’s recent Operations Conference & Exhi...
The Flawed Economic Analysis Underpinning SEC Rule Proposals
17 Sep 2024
Contributed by Lukas
In this episode of The SIFMA Podcast, SIFMA’s Chief Operating Officer Joseph Seidel sits down with Craig Lewis, former Chief Economist and Director ...
The Latest: Why the Basel III Endgame Must be Re-Proposed
01 Aug 2024
Contributed by Lukas
In this episode of The SIFMA Podcast, SIFMA's Chief Operating Officer Joseph Seidel sits down with Dr. Peter Ryan, Managing Director, and Head of...
Advocacy, Action, & Access: Q&A with the 2023-2024 Chair of SIFMA's Board of Directors
18 Jun 2024
Contributed by Lukas
In this episode of The SIFMA Podcast, SIFMA president and CEO Kenneth E. Bentsen, Jr. and Ken Cella, Principal and Head of External Affairs for Edward...
The Path to Clearing US Treasuries
29 May 2024
Contributed by Lukas
In this episode of The SIFMA Podcast, SIFMA president and CEO Kenneth E. Bentsen, Jr. sits down with Robert Toomey and William Thum, who outline SIF...
The SIFMA Podcast: Why the Basel III Endgame Must Be Re-Proposed
13 May 2024
Contributed by Lukas
In this episode of The SIFMA Podcast, SIFMA's Joseph Seidel and Dr. Peter Ryan identify and discuss three key takeaways from SIFMA's recent ...
The Move to T+1: The Final 30 Days
29 Apr 2024
Contributed by Lukas
In this episode of SIFMA's podcast, Ken Bentsen, SIFMA's President and CEO, and Tom Price, Managing Director of Technology Operations and Bu...
How the DOL’s Retirement Rule Conflicts with Investor Needs
28 Feb 2024
Contributed by Lukas
In this episode of the SIFMA Podcast SIFMA President & CEO Ken Bentsen sits down with Scott Smith, Director of Advice Relationships at Cerulli A...
Tapping Into the Talent Pool of Neurodiversity
08 Dec 2023
Contributed by Lukas
About 30% of the world is neurodivergent and these are major untapped talent pools. With some minor adjustments and accommodations to workplace proces...
Recruiting and Empowering Military Veterans
05 Dec 2023
Contributed by Lukas
The military is one of the most diverse organizations in the world. It requires a diverse skill set and grit to be in the service and we learn just ho...
Leveraging Diverse Mentors and Sponsors in Career Development
28 Nov 2023
Contributed by Lukas
We kick-off part II of our SIFMA DE&I Podcast series with PIMCO’s Head of Public Policy, Libby Cantrill, for a discussion on Libby’s career ...
Top Five Takeaways from SIFMA’s 2023 Market Structure Conference
21 Nov 2023
Contributed by Lukas
In this episode of The SIFMA podcast, Joe Siedel, SIFMA's Chief Operating Officer, and colleague Ellen Greene, Managing Director of Equity and Op...
Top of Mind with SIFMA Insights: September FOMC Rate Pause – What’s Next?
25 Sep 2023
Contributed by Lukas
In this episode of Top of Mind with SIFMA Insights, Katie Kolchin, CFA, Head of Research, is joined by Torsten Slok, Chief Economist and Partner at Ap...
Top of Mind with SIFMA Insights: What to Look For at Jackson Hole
16 Aug 2023
Contributed by Lukas
In this episode of Top of Mind with SIFMA Insights, SIFMA’s Head of Research, Katie Kolchin, CFA, is joined by Dr. Lindsey Piegza, Chief Economist a...
SIFMA Insights Spotlight - July 2023 Market Metrics
09 Aug 2023
Contributed by Lukas
In this episode of the SIFMA Podcast, SIFMA's Head of Research Katie Kolchin discusses the highlights from SIFMA Insights Monthly Metrics for Jul...
Developing Emotional Connections to Issues of DE&I
20 Jul 2023
Contributed by Lukas
In the last episode of Part I of SIFMA’s Diversity, Equity & Inclusion Podcast series, SIFMA EVP and Head of DE&I, Cheryl Crispen sits down ...
Prioritizing DE&I as a Business Imperative with a Client-Centered Focus
06 Jul 2023
Contributed by Lukas
In the next episode of our DE&I podcast series, SIFMA’s EVP and Head of DE&I, Cheryl Crispen sits down with HSBC Senior Executive Vice Presi...
SIFMA Insights Spotlight - June 2023 Market Metrics
05 Jul 2023
Contributed by Lukas
In this episode of the SIFMA Podcast, SIFMA's Head of Research Katie Kolchin discusses the highlights from SIFMA Insights Monthly Metrics for Jun...
Enhancing a Culture of Inclusion
29 Jun 2023
Contributed by Lukas
In the next episode of SIFMA’s Diversity, Equity, and Inclusion Podcast series, SIFMA’s EVP and Head of DE&I, Cheryl Crispen sits down with Ch...
Leveraging a Data-Driven Approach for DEI
14 Jun 2023
Contributed by Lukas
In the next episode of the 2023 SIFMA Diversity, Equity & Inclusion Podcast series, SIFMA EVP and Head of DE&I, Cheryl Crispen sits down with ...
Top 10 Takeaways from SIFMA’s Economist Roundtable Mid-Year Survey
12 Jun 2023
Contributed by Lukas
In this episode of the SIFMA Podcast, SIFMA's Katie Kolchin highlights the top ten results from our 2023 mid-year survey. After that, we’ll s...
Dedicating DE&I to LGBTQ+ and Other Underrepresented Communities
07 Jun 2023
Contributed by Lukas
In the first episode of our DE&I podcast series and to honor pride month, SIFMA EVP and Head of DE&I, Cheryl Crispen sits down with JPMorgan C...
SIFMA Insights Spotlight - May 2023 Market Metrics
06 Jun 2023
Contributed by Lukas
In this episode of the SIFMA Podcast, SIFMA's Head of Research Katie Kolchin discusses the highlights from SIFMA Insights Monthly Metrics for May...
SIFMA Insights Spotlight - April 2023 Market Metrics
01 May 2023
Contributed by Lukas
In this episode of the SIFMA Podcast, SIFMA's Head of Research Katie Kolchin discusses the highlights from SIFMA Insights Monthly Metrics for Apr...
Economist Roundtable Flash Poll: 1Q23
26 Apr 2023
Contributed by Lukas
The SIFMA Economist Roundtable brings together chief U.S. economists from nearly 30 global and regional financial institutions. Its semiannual survey,...
Creating Risk by Fixing What's Not Broken
11 Apr 2023
Contributed by Lukas
In this episode of The SIFMA Podcast, SIFMA President and CEO Kenneth E. Bentsen, Jr. sits down with our team to discuss the potential impacts of the ...
SIFMA Insights Spotlight - March 2023 Market Metrics
04 Apr 2023
Contributed by Lukas
In this episode of the SIFMA Podcast, SIFMA's Head of Research Katie Kolchin discusses the highlights from SIFMA Insights Monthly Metrics for Mar...
Top of Mind with SIFMA Insights: Can the Fed Have Its Cake and Eat It, Too?
28 Mar 2023
Contributed by Lukas
Top of Mind with SIFMA Insights is a new series within the SIFMA Podcast. We'll be talking with experts from across the industry about key issues...
SIFMA Insights Spotlight - February 2023 Market Metrics
03 Mar 2023
Contributed by Lukas
In this episode of the SIFMA Podcast, SIFMA's Head of Research Katie Kolchin discusses the highlights from SIFMA Insights Monthly Metrics for Feb...
The SIFMA Podcast: Digging into the SIFMA Insights Market Structure Compendium
28 Feb 2023
Contributed by Lukas
In this episode of The SIFMA Podcast, SIFMA’s President & CEO, Kenneth E. Bentsen, Jr., sits down with Katie Kolchin, Managing Director and He...
SIFMA Insights Spotlight - January 2023 Market Metrics
06 Feb 2023
Contributed by Lukas
In this episode of the SIFMA Podcast, SIFMA's Head of Research Katie Kolchin discusses the highlights from SIFMA Insights Monthly Metrics for Jan...
The SIFMA Podcast: Digitization, Hyper-Personalization and Self-Directed Investing: Key Trends in Wealth Management
31 Jan 2023
Contributed by Lukas
In this episode of the SIFMA Podcast, SIFMA President & CEO Kenneth E. Bentsen, Jr. sits down with Sabrina Bailey, Global Head of Investment &...
SIFMA Insights Spotlight - December 2022 Market Metrics
06 Jan 2023
Contributed by Lukas
In this episode of the SIFMA Podcast, SIFMA's Head of Research Katie Kolchin discusses the highlights from SIFMA Insights Monthly Metrics for Dec...
Top 10 Takeaways from SIFMA’s Economist Roundtable Year-End Survey
12 Dec 2022
Contributed by Lukas
In this episode of the SIFMA Podcast, SIFMA's Katie Kolchin highlights the top ten results from our survey. After that, we’ll share a convers...
One-on-One with Treasury Secretary Janet Yellen at SIFMA's 2022 Annual Meeting
09 Nov 2022
Contributed by Lukas
In this episode of The SIFMA Podcast, SIFMA's Ken Bentsen sits down with the Secretary of the U.S. Department of Treasury, Janet L. Yellen to dis...
The SIFMA Podcast: Additional Transparency for Secondary Market Transactions of Treasury Securities
25 Oct 2022
Contributed by Lukas
In this episode of The SIFMA Podcast, SIFMA’s Rob Toomey sits down with Bradley Ziff from Sia Partners to discuss a recent study on the impact of ad...
The Move to T+1
07 Sep 2022
Contributed by Lukas
In this episode of The SIFMA Podcast, SIFMA President & CEO Kenneth E. Bentsen, Jr. sits down with Tom Price, SIFMA Managing Director, Operations,...
A Conversation With Lindsey Piegza On The 2022 Mid - Year Economic Forecast
13 Jun 2022
Contributed by Lukas
In this episode of The SIFMA Podcast, SIFMA President & CEO Kenneth E. Bentsen, Jr. sits down with Lindsey Piegza, Ph. D, Chief Economist and Mana...
The State of the Markets, Their Regulation and Their Resiliency - A Conversation from SIFMA Ops
01 Jun 2022
Contributed by Lukas
In this far-ranging discussion at the 2022 Operations Conference & Exhibition, Kenneth E. Bentsen, Jr., SIFMA’s president and CEO, sits down wit...
The SIFMA Podcast: A Primer on Proposed Reforms to Money Market Fund Rules
06 Apr 2022
Contributed by Lukas
In this episode of The SIFMA Podcast, SIFMA President & CEO Kenneth E. Bentsen, Jr. sits down with Lindsey Keljo who is Managing Director and Head...
SIFMA Wealth Management Podcast Series - A Conversation With Ken Cella, Edward Jones
27 Oct 2021
Contributed by Lukas
In this episode of our Wealth Management Leadership podcast series, SIFMA President & CEO Kenneth E. Bentsen, Jr. sits down with Ken Cella, Princi...
SIFMA Wealth Management Podcast Series - A Conversation With Joe Sweeney
20 Oct 2021
Contributed by Lukas
In this episode of our Wealth Management Leadership podcast series, SIFMA President & CEO Kenneth E. Bentsen, Jr. sits down with Joseph E. Sweeney...
The SIFMA Podcast - Cybersecurity Readiness
19 Oct 2021
Contributed by Lukas
In this episode of The SIFMA Podcast, SIFMA President & CEO Kenneth E. Bentsen, Jr. sits down with Tom Price, Managing Director, Operations Techno...
SIFMA Wealth Management Podcast Series - A Conversation With Estee Faranda
13 Oct 2021
Contributed by Lukas
In this episode of our Wealth Management Leadership podcast series, SIFMA president & CEO Kenneth E. Bentsen, Jr. sits down with Primerica’s PFS...
SIFMA Wealth Management Podcast Series - A Conversation With Lisa Kidd Hunt
06 Oct 2021
Contributed by Lukas
In this episode of our Wealth Management Leadership podcast series, SIFMA President & CEO Kenneth E. Bentsen, Jr. is joined by Lisa Kidd Hunt, Exe...
SIFMA Wealth Management Podcast Series - A Conversation With Carey Shuffman
29 Sep 2021
Contributed by Lukas
In this episode of our Wealth Management Leadership podcast series, SIFMA President & CEO Kenneth E. Bentsen, Jr. sits down with Carey Shuffman, H...
SIFMA Wealth Management Podcast Series - A Conversation With Evamarie Schoenborn
22 Sep 2021
Contributed by Lukas
In this first episode of our Wealth Management Leadership podcast series, SIFMA President & CEO Kenneth E. Bentsen, Jr. sits down with Northwester...
Leading the Future of America’s Financial Growth: The Case for DE&I Business Initiatives
20 Sep 2021
Contributed by Lukas
In this episode of SIFMA's Diversity, Equity & Inclusion Podcast Series, SIFMA's Amena Ross sits down with Cetera's Chantalle Couba...
The SIFMA Podcast - A Guide To FRTB And Why It’s Important
16 Sep 2021
Contributed by Lukas
The Fundamental Review of the Trading Book (FRTB) was initiated by the Basel Committee on Banking Supervision in the years following the 2007-2009 fin...
Why Financial Services Are Vital To US International Economic Strategy
14 Sep 2021
Contributed by Lukas
International trade and investment in financial services is crucial to U.S. economic growth and job creation. In this podcast, SIFMA's Peter Math...
Modeling A Culture Of Inclusion
16 Jul 2021
Contributed by Lukas
Moderated by Rudy Rodriguez, Vice President of Diversity and Inclusion at Ameriprise and Chair of SIFMA’s Diversity & Inclusion Council, this fa...
The SIFMA Podcast: Breaking Down Barriers
30 Jun 2021
Contributed by Lukas
In this edition of SIFMA's Diversity, Equity & Inclusion (DEI) podcast series, SIFMA’s Amena Ross, Managing Director of Advocacy, sits down...
Operational Readiness: A Conversation with FIS on Reimagining the Playbook
29 Jun 2021
Contributed by Lukas
It is abundantly clear that COVID-19 will have lasting impacts.In this podcast, SIFMA president and CEO Kenneth E. Bentsen, Jr. sits down with Nasser ...
The Individual Investor Explained
04 May 2021
Contributed by Lukas
The face of the individual investor is changing.In part one of this two-part podcast, SIFMA president and CEO Kenneth E. Bentsen, Jr. sits down with K...
A Personal Perspective - the Importance of the Independent Contractor Model for Financial Advisors
30 Apr 2021
Contributed by Lukas
In the latest in SIFMA’s podcast series, SIFMA president and CEO Kenneth E. Bentsen, Jr. is joined independent financial planning professional Steve...
Securities Arbitration System Works Effectively and Benefits Investors
23 Apr 2021
Contributed by Lukas
In this podcast – originally published in March 2020 - Kenneth E. Bentsen, Jr., SIFMA’s President and CEO, and Kevin Carroll, SIFMA’s Managing D...
The SIFMA Podcast - The Meaning of Diversity, Equity & Inclusion with Siebert Williams Shank & Co.
19 Apr 2021
Contributed by Lukas
In this edition of SIFMA's Diversity, Equity & Inclusion (DEI) podcast series, SIFMA’s Amena Ross, Managing Director of Advocacy, sat down ...
The Need for Federal Legislation in the LIBOR Transition
19 Apr 2021
Contributed by Lukas
The Need for Federal Legislation in the LIBOR Transition by SIFMA
The SIFMA Podcast - Building and Investing in Communities with Fidelity
29 Mar 2021
Contributed by Lukas
In this edition of SIFMA's Diversity, Equity & Inclusion (DEI) podcast series, SIFMA’s Amena Ross, Managing Director of Advocacy, sat down ...
The Importance of the Independent Contractor Model for Financial Advisors
22 Mar 2021
Contributed by Lukas
In the latest in SIFMA’s podcast series, SIFMA president and CEO Kenneth E. Bentsen, Jr. is joined by Jason Plank, a financial planning professional...
The SIFMA Podcast - Investing in Racial Equity
09 Mar 2021
Contributed by Lukas
Explore how Goldman Sachs is seeks to address racial equity in the financial services industry and its work in back communities, with its clients, and...
Catching Up On the CAT
08 Mar 2021
Contributed by Lukas
In the latest in SIFMA’s podcast series, SIFMA president and CEO Kenneth E. Bentsen, Jr. is joined by Ellen Greene, SIFMA managing director, equity ...
What’s Next for Scaling-Up Climate Finance?
17 Dec 2020
Contributed by Lukas
SIFMA president and CEO Kenneth E. Bentsen, Jr. and CEO of the Global Financial Markets Association(GFMA)is joined by Allison Parent, Executive Direct...
Using Security Tokens to Facilitate Capital Formation
24 Nov 2020
Contributed by Lukas
In this podcast, SIFMA president and CEO Kenneth E. Bentsen, Jr. and managing director Tom Price discuss SIFMA’s new white paper on security tokens....
Intentional Inclusion – The Role of Culture in Recruiting and Retaining Diverse Talent
18 Nov 2020
Contributed by Lukas
For the second podcast in our D&I series, SIFMA’s Amena Ross, Managing Director of Advocacy, sat down with Jim Reynolds, Chairman & Chief Ex...
Clearing Up Regulatory Obligations in Cloud Services 2.0
09 Nov 2020
Contributed by Lukas
Melissa MacGregor, Managing Director and Associate General Counsel at SIFMA, sat down with Larry Bortstein, Founder of Bortstein Legal Group, and Lou ...
D&I Initiatives – Opportunities for Positive Impact
03 Nov 2020
Contributed by Lukas
In this first podcast of our Diversity & Inclusion (D&I) series, SIFMA’s Amena Ross, Managing Director of Advocacy, sat down with Edward Jon...
Considerations For Managing A Pandemic
30 Oct 2020
Contributed by Lukas
COVID-19 has been unsparing in its impact around the globe, permeating nearly every aspect of our lives. Beyond the direct and severe effects on healt...
Planning for Business Continuity and Disaster Recovery
26 Oct 2020
Contributed by Lukas
In this podcast, Ken Bentsen, SIFMA President and CEO, along with Tom Price, managing director, and Charles DeSimone, vice president, both of whom wor...
SIFMA Opposes the Proposed New Jersey Financial Transaction Tax
16 Oct 2020
Contributed by Lukas
SIFMA President and CEO Kenneth E. Bentsen, Jr. and SIFMA Managing Director Justin Sok discuss the proposed New Jersey financial transaction tax (FTT)...
Defining the Individual Investor
24 Jun 2020
Contributed by Lukas
Exploring the SIFMA - Cerulli Individual Investor Research Project
Searching for the 'New Normal' - A Business Continuity Planning Update
17 Jun 2020
Contributed by Lukas
The financial industry's response to the global coronavirus pandemic (COVID-19) and the search for a 'new normal'In the face of a globa...
CCAR 2020 During COVID-19: The Fed Should Stay the Course
10 Jun 2020
Contributed by Lukas
Following up on a pair of blogs published over the last two weeks, our latest podcast dives into the 2020 CCAR stress testing and additional considera...
Financial Firms’ Outreach to Clients Amid COVID-19
08 Jun 2020
Contributed by Lukas
SIFMA recently conducted a survey and released a report assessing how member firms are communicating with their financial advisors (FAs) and how, in t...
What the NYSE Floor Closure Means
13 May 2020
Contributed by Lukas
The global pandemic COVID-19 has caused extreme shocks to our economy and financial markets. A symbol of these unprecedented times, on March 23, the N...
VIX And The Virus
06 May 2020
Contributed by Lukas
The emergence of COVID-19 in the first quarter of 2020 caused severe shocks to the economy and capital markets. Volatility, as measured by the CBOE Vo...