Securities Arbitration System Works Effectively and Benefits Investors

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Recorded23 Apr 2021

Publisherfeeds.buzzsprout.com

Handlerec:9812438

Show notes

In this podcast – originally published in March 2020 - Kenneth E. Bentsen, Jr., SIFMA’s President and CEO, and Kevin Carroll, SIFMA’s Managing Director and Associate General Counsel, discuss the long-standing securities arbitration system and the rather confounding animus toward it by some policymakers. They also dive more specifically into the FINRA arbitration forum, and the securities industry’s experience in that forum.

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“What did the council decide on item 42?” — answered with the speaker and the moment.

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