Eric Chu
speaker
359 appearances
1 recordings
1 series
first heard Jul 2026
last heard 27 Jul
Eric Chu’s voice in public audio — every appearance, attributed to the second.
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recordings per month · last 12 monthsRecordings per month over the last 12 months — 1 in all, peaking in Jul 2026 with 1.
Appearances
Almost everything that we have to follow, we have to do as a broker dealer, how to handle customer accounts, how to handle archiving, how to handle, how to manage our employees, how to supervise, you know, the residential representatives, how to work with clearing firms.
how to work with the other vendors, service providers, data providers, quotation providers, and other broker dealers, right?
It's a lot of things that we have to follow.
And then on a regular basis, we are also kind of, we'll be audited by the auditor, again, per regulation rules.
And then we also have full-time compliance staff
that's full-time with the firm that's taking care of and overseeing all the regulatory related aspects of the business.
So it's a lot.
There's a lot going on behind the scenes in order to be able to support a trading platform or a broker dealer or a boutique investment bank that's sort of on the front and that customers can see.
Yeah, so this is a big topic that involves a lot of moving parts.
I would say maybe we start from the basics, right?
So AIs and in general data centers.
So nothing happens for AI unless there is a data center and all the infrastructure that would support
would support it.
To give you an example, right?
You pull up one of the most popular sort of AI tools, right?
You know, interactive chat based tools you put in the prompt, right?
As soon as you hit the enter button, a lot of things happens in the background.
Right.
You know, that command after it hit the enter button gets sent through your local network into the closest wireless tower.
And then through a fiber, typically the wireless towers are connected through fiber network.
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