Following the Rules
Episodes
Special episode: How to prepare for the next wave of crypto regulation
16 Dec 2025
Contributed by Lukas
Today’s episode is part of a special series of Following the Rules, produced in association with Simmons & Simmons, an international law firm su...
Market Structure Partners' Niki Beattie on why, and how, we need to rethink how markets work
02 Dec 2025
Contributed by Lukas
Today’s guest delivers a blunt warning to policymakers, arguing the UK has made “a massive mistake” by failing to stop trading venues from charg...
Special episode: How to navigate a dawn raid with the SFO's Emma Isaac and Simmons & Simmons' Camilla de Silva
18 Nov 2025
Contributed by Lukas
Today’s episode is part of a special series of Following the Rules produced in association with Simmons & Simmons, an international law firm sup...
Graham Kent, Deutsche Bank's Group Chief Compliance Officer, on the compliance challenges shaping the industry’s future
04 Nov 2025
Contributed by Lukas
Today’s guest outlines how the accelerating pace of regulatory change poses significant challenges for global financial institutions. He highlights ...
Special episode: How to cut red tape for financial leaders while raising conduct standards with Penny Miller and Andrea Finn of Simmons & Simmons
20 Oct 2025
Contributed by Lukas
Today’s episode is part of a special series of Following the Rules produced in association with Simmons & Simmons, an international law firm sup...
Special episode: How to master compliant voice surveillance in financial services with Smarsh’s Ryan Kahan
06 Oct 2025
Contributed by Lukas
Today’s episode is a special one produced in association with Smarsh, a technology firm providing global financial institutions with the tools to ca...
Special episode: How to future proof your business with Charlotte Stalin and Sarah James of Simmons & Simmons
22 Sep 2025
Contributed by Lukas
Today’s episode is a special one produced in association with Simmons & Simmons, an international law firm supporting financial institutions acr...
FCA’s Charlotte Clark on the firms ‘over-interpreting’ Consumer Duty, how the watchdog plans to help City firms navigate compliance, and its role in supporting firms through rapid AI adoption
08 Sep 2025
Contributed by Lukas
Today’s guest discusses how some wholesale financial institutions may be unnecessarily “gold-plating” their efforts to comply with the Financial...
Special episode: How to track non-financial misconduct within your business with Smarsh's Shaun Hurst and former Standard Chartered surveillance chief Emily Wright
04 Aug 2025
Contributed by Lukas
Today’s episode is a special one produced in association with Smarsh, a technology firm providing global financial institutions with the tools to ca...
Mark Watson, SVB’s former management governance head, on the crisis policymakers, regulators, and financial institutions are sleepwalking into and how to avoid it
21 Jul 2025
Contributed by Lukas
Today’s guest outlines where governments and financial regulators are going wrong in their supervision of the sector. He details where he sees poten...
FMSB CEO Myles McGuinness on his plans to help the City tackle non-financial misconduct, and bolstering the standard setters' future in an increasingly polarised world
07 Jul 2025
Contributed by Lukas
Today’s guest explains why global standards for financial conduct could help counter the risk of rising regulatory fragmentation - providing, as he ...
Jillien Flores of the Managed Funds Association on how rulemakers can best rethink overly-onerous regulations for alternative asset managers, and the "misguided" policies they should avoid
23 Jun 2025
Contributed by Lukas
Today’s guest calls on regulators and policymakers to stop seeking to regulate alternative asset managers like they’re banks. She details how poli...
Edwin Schooling Latter, ex-FCA regulator now Mizuho's UK compliance head, on the reforms that could unlock "big savings" and the lessons we missed from recent failures of major financial institutions
09 Jun 2025
Contributed by Lukas
Today’s guest pinpoints the “very technical” but overly complex regulatory requirements underpinning financial markets that he believes regulato...
ESMA chair Verena Ross on her to-do list for 2025, simplifying the EU financial rulebook, and life at the helm of the watchdog
26 May 2025
Contributed by Lukas
Today’s guest discusses the European Securities and Markets Authority’s to-do list for 2025, and she explains the regulator’s priorities as it r...
Capstone's Mathew Gilbert on navigating Trump 2.0, and the regulatory changes needed to drive "tangible" growth in the UK and EU
05 May 2025
Contributed by Lukas
Today’s guest outlines how he expects financial services regulators in the UK and European Union to react to President Trump’s increasingly errati...
Governance expert Vera Cherepanova on why ethics and compliance professionals need a more influential voice in the boardroom, and the obstacles standing in their way
21 Apr 2025
Contributed by Lukas
Today’s guest is on a mission to bring ethics and compliance to the top table. She explains why ethics and compliance professionals should be given...
TP ICAP's Nik Bunney on rethinking surveillance at the world’s largest interdealer broker and what the City needs from the FCA on non-financial misconduct
07 Apr 2025
Contributed by Lukas
Today’s guest explains how the world’s largest interdealer brokers is rethinking its approach to surveillance. He outlines the benefits of adopt...
Melissa Gallagher, JP Morgan's EMEA head of compliance, on future-proofing the back office amidst technological and regulatory change
25 Mar 2025
Contributed by Lukas
Today’s guest outlines how the compliance function, and those working within it, can best navigate today’s rapidly changing technological and regu...
Alan Houmann, Citigroup's former government affairs head in Emea, on navigating rising populism and what not to do in response to "disturbing" government policies
11 Mar 2025
Contributed by Lukas
Today’s guest outlines how he expects the rightward shift in global politics, from Trump’s resurgence to Europe’s own populist movements, is lik...
London Stock Exchange CEO Julia Hoggett on the changes needed to boost the City and its capital markets
25 Feb 2025
Contributed by Lukas
Today’s guest outlines why she believes the government’s efforts to boost the UK’s economic growth are more likely to succeed if they include a ...
Special episode: Smarsh's Kim Crawford Goodman and CallCabinet's Ryan Kahan on the regulatory trends set to shape communications surveillance in 2025
11 Feb 2025
Contributed by Lukas
Today’s episode is a special one produced in association with Smarsh, a global technology firm providing financial services companies of all sizes a...
FCA CEO Nikhil Rathi on his to-do list for 2025, the regulator's future, and life at the helm of the City watchdog
28 Jan 2025
Contributed by Lukas
Today’s guest discusses the Financial Conduct Authority’s to-do list for 2025 and outlines what City firms should and should not expect from the r...
IA's Chris Cummings calls on lawmakers and regulators to agree a 'common vision' with the investment management sector and outlines the rules that must be cut in the drive to boost UK growth
14 Jan 2025
Contributed by Lukas
Today’s guest calls on the government and City regulators to agree a “common vision” with the investment management industry to better enable th...
Behavioural risk experts Dr. Wieke Scholten and David Grosse outline where the banking sector and its regulators are going wrong in their approach to managing their cultural concerns
10 Dec 2024
Contributed by Lukas
Today’s guests explain where they believe banks and their regulators are going wrong in their efforts to “fix” the sector’s cultural issues. T...
UK Finance's David Postings on what should follow the government's drive to bolster the City's growth and competitiveness, and why it's time for Meta to step up its efforts to combat fraud
26 Nov 2024
Contributed by Lukas
Today’s guest discusses how finance executives and their regulators can best support the government’s efforts to drive growth and competitiveness ...
Special episode: Smarsh's Shaun Hurst and Paul Taylor on the mistakes finance bosses are making in their efforts to better track non-financial misconduct within their workforce, and how to avoid them
12 Nov 2024
Contributed by Lukas
Today’s episode is a special one produced in association with Smarsh, a global technology firm providing global financial services companies with th...
Natixis' Britt Johnston and portfolio NED Tina Mavraki on the common mistakes finance bosses make when addressing conduct failings, and how regulators can stop cultural 'window dressing'
29 Oct 2024
Contributed by Lukas
Today’s guests outline where financial institutions are going wrong in their efforts to address their cultural shortcomings. They discuss the practi...
Former Standard Chartered global surveillance chief Emily Wright on banks' surveillance blind spots and how best to monitor them
14 Oct 2024
Contributed by Lukas
Today’s guest outlines how she expects regulators to push financial institutions to keep better track of their employees’ behaviour. She discusses...
Special episode: Smarsh's Brandon Carl on the technology, regulatory challenges and industry trends shaping the future of communications surveillance
30 Sep 2024
Contributed by Lukas
Today’s episode is a special one produced in association with Smarsh, a global technology firm providing financial services companies with the tools...
Conor Sewell, former Treasury advisor now Forefront Advisers director, outlines what City bosses and their regulators should expect under Labour
16 Sep 2024
Contributed by Lukas
Today’s guest discusses how he expects the Labour administration will prioritise a long list of pending financial services reforms inherited from th...
PRA CEO Sam Woods on life at the helm of the UK's top finance regulator and his regulatory priorities for 2024 and beyond
02 Sep 2024
Contributed by Lukas
Today’s guest outlines what’s to come in a new package of tougher global capital requirements known as Basel 3.1. He explains how banks can best p...
Former FCA CRO Gavin Stewart on the compliance risks that City watchdogs may have missed, and how UK regulation and regulatory operations should be improved
22 Jul 2024
Contributed by Lukas
Today’s guest explains why the UK could be sleepwalking into a new compliance scandal, and he details where such a blow-up might originate. He outli...
Special episode: Symphony's Ben Chrnelich maps out the future challenges and trends in communications surveillance
15 Jul 2024
Contributed by Lukas
Today’s episode is a special one produced in association with Symphony, a secure and compliant communications and technology platform built for fina...
Hanbury Strategy's Sander Schol on the likely future for the City and its regulators under a Labour government and how a new approach to UK-EU relations could benefit financial services
01 Jul 2024
Contributed by Lukas
With just days to go until the UK goes to the polls, today’s guest outlines what City executives can expect from a Labour administration. He discuss...
Federated Hermes' Saker Nusseibeh on the need for less political ambivalence towards the City, and how fund managers and regulators could rethink their approach to ESG
24 Jun 2024
Contributed by Lukas
Today’s guest calls on politicians on both sides of the UK’s political spectrum to reconsider their ambivalence towards the City and to do more to...
Former FCA chair Charles Randell, Latham & Watkins' Mark Austin, QCA's Linda Main and Baroness Bowles on what lawmakers, regulators and City execs need to do to help London's capital markets thrive
10 Jun 2024
Contributed by Lukas
Today’s episode is a recording of a recent panel discussion at the annual conference for the Quoted Companies Alliance, which is an organisation tha...
Schroders' Jamie Ovenden, Julius Baer's Sarah Gadd, Slaughter and May's Jan Putnis and Turing fellow Professor Carsten Maple on how the City and its watchdogs can responsibly harness GenAI's potential
27 May 2024
Contributed by Lukas
Today’s episode is a little different to normal. It is a recording of a recent panel discussion from City Week’s AI in Financial Services Leaders ...
FRC CEO Richard Moriarty on the highs and lows of his role and his plans to make the accounting watchdog "more strategic"
06 May 2024
Contributed by Lukas
Today’s guest outlines how he is shaping the Financial Reporting Council into a “more strategic” organisation focused on proportionate oversight...
LGIM's Sonja Laud on boosting London's IPO market, navigating Trump 2.0 and being 'the only woman in the room'
29 Apr 2024
Contributed by Lukas
Today’s episode has been produced in partnership with City Week, an annual agenda-setting international financial services forum which brings toget...
Special episode: Global Relay's Alex Viall on the compliance tool helping finance bosses to better police their employees' use of unmonitored communications channels
08 Apr 2024
Contributed by Lukas
Today’s episode is a special one produced in association with Global Relay, a technology firm providing global financial services firms with the sof...
Government affairs guru Lisa Rabbe on what to expect from Trump 2.0, and how lawmakers and finance workers can best navigate 2024's mega election year and the AI technological revolution
26 Mar 2024
Contributed by Lukas
Today’s guest discusses the policy and regulatory outlook for artificial intelligence in the US, UK and EU and outlines how policymakers, regulator...
Special episode: Global Relay's Rob Mason outlines how finance bosses and their regulators are preparing for an expected clampdown on employees’ social media use
05 Mar 2024
Contributed by Lukas
Today’s episode is a special one produced in association with Global Relay, a technology firm providing global financial services firms with the sof...
Halsey Keetch's Alex Keetch outlines how finance bosses and those running their control functions can best navigate opportunities and challenges in today's job market
27 Feb 2024
Contributed by Lukas
Today’s guest outlines how finance bosses can best support those running their risk, audit, and compliance functions to avoid serious disruptions in...
Special episode: Global Relay's Jennie Clarke on the surveillance blind spots that could lead to compliance blow-ups at global finance firms
13 Feb 2024
Contributed by Lukas
Today’s episode is a special one produced in association with Global Relay, a technology firm providing global financial services firms with the sof...
Special episode: Smarsh’s Shaun Hurst on the compliance challenges ahead for those monitoring finance employees’ communications
23 Jan 2024
Contributed by Lukas
Today’s episode is a special one produced in association with Smarsh, a global technology firm providing regulated organisations of all sizes with c...
Tracey McDermott, former FCA boss and Standard Chartered's compliance chief, on UK regulators' diversity and inclusion push and how AI is changing the role of compliance
16 Jan 2024
Contributed by Lukas
Today’s guest discusses UK regulators’ recent proposals to foster diversity and inclusion in the City, including the aspects of the measures she w...
Political lobbyist Jon McLeod on a Labour government’s regulatory priorities for financial services and the City reforms the current government should avoid.
05 Dec 2023
Contributed by Lukas
Today’s guest outlines the three financial services reforms he expects the next government will prioritise. He details where he believes this gov...
Citi UK CEO Tiina Lee, Nationwide CEO Debbie Crosbie and Howden CAP’s executive chair Mary O’Connor outline how finance companies can best set, monitor and promote their purpose as an organisation
28 Nov 2023
Contributed by Lukas
Today’s episode is a little different to normal. It is a recording of a recent panel discussion from City & Financial Global’s ninth annual 'C...
StepChange’s Peter Tutton on the changes that UK lawmakers, regulators and finance bosses should implement to help the country better navigate the cost-of-living crisis
07 Nov 2023
Contributed by Lukas
Today’s guest outlines what UK lawmakers have missed in their efforts to address the fallout from the cost-of-living crisis. He details what policy ...
John Howells, CEO of LINK, outlines how lawmakers and regulators can best prepare the UK for a move to a digital economy
23 Oct 2023
Contributed by Lukas
Today’s guest outlines how the UK can best prepare for a move to a cashless society. He calls on lawmakers to do more to guide those uncomfortable w...
Activist Mark Bishop outlines why a more consumer-led approach to UK regulation would benefit financial services workers
02 Oct 2023
Contributed by Lukas
Today’s guest outlines why consumer advocacy should matter to those working in financial services and how those in the sector who agree can best get...
Special episode: Smarsh’s Tom Padgett maps out how finance bosses, compliance professionals and regulators can best navigate the new world of AI
25 Sep 2023
Contributed by Lukas
Today’s episode is a special one produced in association with Smarsh, a US-headquartered technology firm providing global financial services compani...
Rachel Kent, government adviser and Hogan Lovells partner, calls on City executives to do more to help lawmakers in their efforts to future-proof UK finance
18 Sep 2023
Contributed by Lukas
Today’s guest calls on City executives to play a more proactive role in guiding regulators and policymakers in their efforts to both future-proof an...
Investment banking veteran Craig Coben on the issues City regulators should prioritise to strengthen London as a financial centre
07 Aug 2023
Contributed by Lukas
Today’s guest discusses why he believes London has lagged other financial centres in recent years. He outlines the issues within UK financial servic...
Matthew Nunan, former FCA head of enforcement now Gibson Dunn partner, calls on the regulator and the SFO to start working better together
24 Jul 2023
Contributed by Lukas
Today’s guest outlines the changes he believes are necessary to future-proof both the UK’s finance regulator the Financial Conduct Authority and t...
Former FCA chair Charles Randell on the highs and lows of running the regulator and why he’s focusing now on calling for a government-led strategy to tackle financial exclusion
10 Jul 2023
Contributed by Lukas
Today’s guest discusses his tenure as chair of the UK finance regulator the Financial Conduct Authority including his highs and lows in the role, an...
UK Finance Academy’s Roger Miles and Slaughter and May’s Jan Putnis on navigating regulators’ myriad expectations on culture and the questions lawmakers need to answer on the City’s future
14 Mar 2023
Contributed by Lukas
As UK watchdogs continue their drive to stamp out aspects of poor culture within the financial services sector, those tasked with responding to the ma...
Revealed: FCA bosses were the subject of 30 internal reports of bullying, harassment, racism and discrimination between 2020 and 2022. What’s next?
07 Mar 2023
Contributed by Lukas
Today’s episode is a deep dive into the culture of the UK’s top financial watchdogs: the Financial Conduct Authority and the Prudential Regulation...
Geopolitics guru Tina Fordham on the changes to come in global market dynamics and how finance execs should respond
28 Feb 2023
Contributed by Lukas
Today’s guest outlines how she expects financial services bosses and the policymakers setting their rules will adapt to a “paradigm shift” in gl...
Galaxy Digital’s Alex Royle and Goodwin Procter’s Andrew Henderson on the opportunities lawmakers and regulators are missing in the crypto-asset sector
21 Feb 2023
Contributed by Lukas
Today’s guests detail the opportunities they believe that lawmakers missed when drafting their plans to regulate crypto-assets in the UK. They expla...
Culture and ethics adviser Roger Steare on the anthropological tools that City bosses should use to spot bad behaviour amongst their workers
14 Feb 2023
Contributed by Lukas
Today’s guest outlines what City bosses are getting wrong in their efforts to improve the culture of the organisations under their management. He ex...
Special episode: Clausematch’s Evgeny Likoded and LawtechUK’s Aleksandra Wawrzyszczuk discuss a new tool that could fundamentally reshape the way regulators and companies navigate changes to rules
07 Feb 2023
Contributed by Lukas
Today’s episode is a special one produced in association with Clausematch, a regulatory technology company providing financial services companies in...
Financial Conduct Authority’s COO Emily Shepperd on preparing the regulator for its expanding remit, and the need for a “bit more understanding” about the FCA’s limits
31 Jan 2023
Contributed by Lukas
Today’s guest outlines how the UK’s markets watchdog is adapting the way it works and resources its teams to ensure it is fit to meet its ever-exp...
Special episode: Smarsh’s Goutam Nadella maps out how finance firms can best modernise their approach to tracking staff communications during a tough economy and beyond
24 Jan 2023
Contributed by Lukas
Today’s episode is a special one produced in association with Smarsh, a US-headquartered technology firm providing global financial services compani...
Convicted Libor rigger Tom Hayes on his plans for the future and what the City should learn from his case
17 Jan 2023
Contributed by Lukas
Today’s guest was the first person in the world to be jailed for rigging the London interbank offered rate a benchmark that helped to determine in...
Rutherford’s Jonathan Skerrett on where finance’s compliance talent should look for new jobs and pay rises in 2023, and the mistakes bosses make when hiring in a tough job market
10 Jan 2023
Contributed by Lukas
Today’s guest outlines where in the financial services sector compliance professionals will be able to find new jobs and salary increases in the com...
Latham & Watkins’ Nicola Higgs and Credit Suisse’s Simon Welch outline how finance firms can best respond to fast-changing ESG rules and what bosses should do now to prep for greenwashing allegations
13 Dec 2022
Contributed by Lukas
Today’s guests set out how financial services firms should best respond to the now myriad and rapidly-changing environmental, social and governance ...
Coinbase’s Tom Duff Gordon on responding to the collapse of FTX exchange, how the UK can best build a competitive crypto hub and the regulatory questions arising from a move to decentralised finance
06 Dec 2022
Contributed by Lukas
Today’s guest explains what he believes the right regulatory response to the collapse of crypto exchange FTX would be. He details the policies UK la...
Financial Reporting Council’s Kate O’Neill on the case for speeding up the creation of the FRC’s replacement, and how to avoid over-complicating ESG requirements
29 Nov 2022
Contributed by Lukas
Today’s guest urges UK lawmakers to create a replacement body to the audit, actuarial and accounting watchdog the Financial Reporting Council “as ...
OBIE’s Charlotte Crosswell on moving the UK’s open banking initiative forward and her priorities as the first chair of the UK’s new Centre for Finance, Innovation and Technology
22 Nov 2022
Contributed by Lukas
Today’s guest outlines how she believes UK lawmakers and regulators can best retain and grow a competitive fintech hub both in a tough economic peri...
Fund industry veteran Philip Warland on the network of City spies that UK regulators must turn to now and why it’s ”constitutionally wrong” for watchdogs to oppose government call-in powers
15 Nov 2022
Contributed by Lukas
Today’s guest calls out UK finance regulators for their vocal opposition to proposed new government powers that would see lawmakers able to call wat...
Xavier Rolet, the former London Stock Exchange Group CEO, on how the UK can save its global clearing hub
08 Nov 2022
Contributed by Lukas
Today’s guest outlines the steps UK institutions, and their regulators could take now to prevent London from losing its status as a global clearing ...
Former regulator and criminal prosecutor Sasi-Kanth Mallela on the growing need for increasing the SFO’s budget and simplifying the FCA
01 Nov 2022
Contributed by Lukas
Today’s guest outlines why, in a time of significant cuts to public services, the UK government should consider increasing funding for the Serious F...
Lord Holmes, vice-chair of the All Party Parliamentary Group on Fintech, on how the next government should future-proof the City
24 Oct 2022
Contributed by Lukas
Today’s guest explains how he would like to see the UK parliament’s influential Treasury Select Committee change to best regulate new asset classe...
Compliance veteran Antony Whitehouse on the rising risk of a major financial scandal hitting the City and how to avoid it
17 Oct 2022
Contributed by Lukas
Today’s guest explains why the UK’s financial sector could be heading towards another major financial scandal and what City regulators and firms u...
Howden CAP’s Mary O’Connor on improving regulation in UK finance and how City bosses should change their approach to gender diversity
10 Oct 2022
Contributed by Lukas
Today’s guest discusses what regulators and lawmakers should consider in their efforts to rethink regulation for UK insurers post-Brexit. She explai...
PwC’s Michael Huertas on the tools EU watchdogs are missing and how Europe’s national regulators are filling in the gaps
03 Oct 2022
Contributed by Lukas
Today’s guest details how European regulators are changing their approach to regulating Europe’s markets and what that means for the financial ser...
Former City minister John Glen on the regulatory changes the UK really needs now and how he’d like to see his proposed Brexit reforms put to use
26 Sep 2022
Contributed by Lukas
Today’s guest explains why he was reluctant to pursue an aspect of Chancellor Kwasi Kwarteng’s proposed financial services reforms while in office...
Global Counsel’s Becca Park on why the Financial Conduct Authority needs to take a regulatory pause and rethink its industry levy
19 Sep 2022
Contributed by Lukas
Today’s guest outlines what she believes a UK government under prime minister Liz Truss will really mean for the country’s financial services sect...
Sidley Austin’s Leonard Ng on the regulatory change UK asset managers urgently need and the reforms set to keep hedge fund managers up at night
12 Sep 2022
Contributed by Lukas
Today’s guest details the EU and UK regulatory concerns that he believes should be keeping the world’s largest hedge funds up at night. He calls o...
Special episode: ComplyAdvantage’s Charlie Delingpole on the regulatory changes needed to stop the UK’s alienation of fintech execs
05 Sep 2022
Contributed by Lukas
Today’s episode is a special one produced in association with ComplyAdvantage, a UK-headquartered technology firm providing global financial service...
Former regulator and compliance chief Peter Haines on fixing the FCA and managing political interference in UK regulation
29 Aug 2022
Contributed by Lukas
Today’s guest details the problems he sees arising from the City reforms proposed by the candidates vying to become the UK’s new prime minister. H...
Roger Miles, UK Finance Academy’s culture and conduct guru, on what regulators and finance firms are getting wrong in their efforts to police bad behaviour
25 Jul 2022
Contributed by Lukas
Today’s guest outlines how he believes UK markets watchdog the Financial Conduct Authority is falling short in its efforts to clamp down on poor beh...
JP Morgan’s Richard Kaye on the skills and relationships you need to guide a banking giant through political and regulatory change
19 Jul 2022
Contributed by Lukas
Today’s guest reveals how one of the world’s largest banks navigates regulatory change. He outlines what his bosses want to know when the UK appoi...
Revealed: The FCA received 746 notifications of non-financial misconduct amongst senior City staff in 2020 and 2021. What’s next?
17 Jul 2022
Contributed by Lukas
Today’s episode is a deep dive into the Financial Conduct Authority’s efforts to tackle finance workers’ misbehaviour outside of the day job. In...
City veteran Martin Gilbert on how to prepare for your next compliance crisis, and what he really wants from rule-setters
10 Jul 2022
Contributed by Lukas
Today’s guest details what finance bosses should be doing now to better manage future compliance crises. He reveals what he really wants from his se...
Ninety One’s Richard Brearley on compliance’s ’PR problem’, navigating ESG, and why most regtechs are doomed to fail
04 Jul 2022
Contributed by Lukas
Today’s guest warns that the compliance sector risks a major skills shortage in its junior ranks. He reveals why the majority of regulatory technolo...
Eversheds Sutherland’s Charlotte Walker-Osborn reveals finance firms are ill-prepared for vast new AI rules and why that could cost them
27 Jun 2022
Contributed by Lukas
Today’s guest outlines the vast compliance challenges that financial services companies with a European presence must tackle to ready themselves for...
Nick Miller, former FCA regulator and Moody’s MD, on the UK watchdog’s future and what not to do when interacting with your supervisor
20 Jun 2022
Contributed by Lukas
Today’s guest outlines how he believes the Financial Conduct Authority’s ever-expanding remit could impact its drive to become a data-led regulato...
Kevin Hollinrake, Conservative MP and Chair of the APPG on fair business banking, calls on City bosses to help him fix London’s dirty money problem
13 Jun 2022
Contributed by Lukas
Today’s guests lays out the case for an ambitious clampdown on economic crime and the way it is currently policed in the UK. He calls out UK regulat...
Special episode: Smarsh’s Blane Warrene and TeleMessage’s Guy Levit on finance’s WhatsApp addiction and how to tackle it
06 Jun 2022
Contributed by Lukas
Smarsh is a US-headquartered technology firm providing global financial services companies with the tools to capture, store, and monitor their digital...
Andreas Dombret, former member of the ECB’s supervisory board, on the new financial order set to follow the Ukraine war
30 May 2022
Contributed by Lukas
Today’s guests details how the ongoing war in Ukraine could fundamentally change the established business models and regulatory policy-making in Wes...
Special episode: Smarsh’s Brandon Carl and Shaun Hurst on finance firms’ race to monitor staff effectively and ethically
23 May 2022
Contributed by Lukas
Smarsh is a rapidly-growing technology firm providing financial services companies with the tools to capture, store, and monitor their communications....
AFME’s Louise Rodger on the compliance officer of the future
16 May 2022
Contributed by Lukas
Today’s guests explains how financial services firms can best prepare now for the industry’s rapidly-changing compliance requirements, and outline...
Barclay Simpson’s Tom Boulderstone on recruitment challenges in compliance and how to navigate them
09 May 2022
Contributed by Lukas
Today’s guest outlines why some of the largest financial services firms in London risk serious knowledge gaps in the 'engine rooms' of their complia...
EY’s Chris Woolard on ESG, crypto and the future for UK fintechs
02 May 2022
Contributed by Lukas
Today’s guest lays out the case for more concrete rules around ESG investment, and for the UK government to deliver on the regulatory commitments it...
Trailer: Following the Rules
19 Apr 2022
Contributed by Lukas
Lucy McNulty introduces a new podcast for those seeking insight into the rules shaping UK and EU financial services and the people responsible for und...