FINRA

government

53 mentions 43 recordings first heard Oct 2016 last heard 3d ago ↑32 vs the 6 months before

American finance industry self-regulatory organization

Trend

mentions per week · public audio 7d 30d 6M 12M

Peak in the week of 16 Jul — 9 mentions across 7 series.

newest first · ▶ plays the moment

Tyler GardnerYour Money Guide on the Side · The 5 Biggest Red Flags of Financial Advising · 30:06 · 3d ago

…If it smells wrong after that conversation, you can file a complaint with Finra, and people genuinely do, and it genuinely matters.…

· Open transcript →

Dr. Alexander Wissner-GrossMoonshots with Peter Diamandis · Robinhood's Vlad Tenev on Tokenizing Everything, OpenAI's 6 ... · 16:21 · 4d ago

…So Vlad, if I understand correctly, with your Robin Hood hat on, you're presumably subject to regulation by FINRA.…

· Open transcript →

Ali GhodsiThe a16z Show · Databricks CEO on AI Pacing, Cyber Risk, and the Enterprise · 34:49 · 5d ago

…Like for instance, Finra um you know is not like a completely independent self program.…

· Open transcript →

David DayenThe Majority Report with Sam Seder · 2734 - Republicans Are Losing Ground in Deep-Red States w/ ... · 1:04:28 · 5d ago

…And it includes a uh, you know, or this has……

Howie GelfandMatthew Cox | Inside True Crime Podcast · The REAL Wolf of Wall Street Story - Fact vs Fiction · 45:48 · 5d ago

…Yeah, the SEC or the NASD.…

Howie GelfandMatthew Cox | Inside True Crime Podcast · Former Partner Reveals the Truth Behind The Wolf of Wall Str... · 47:23 · 6d ago

…Yeah, the SEC or the NASD.…

Saagar EnjetiBreaking Points with Krystal and Saagar · 9/15/26: Trump Panics On AI Slowdown, Bonds Hit 19 Year High... · 12:30 · 15 Sep

…FINRA is a fine well, I forget the exact name.…

53 moments · sign in to read them all