Rule 10B5B

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2 mentions 1 recordings first heard Dec 2018 last heard Dec 2018 ±0 this month

Regulatory rule defining misstatement liability under the Exchange Act

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Noel J. FranciscoSupreme Court of the United States · Lorenzo v. SEC (17-1077) · 47:17 · Dec 2018
…So it makes sense that Rule 10B5B would mark out statements as a particular area of concern and would say if you can show that somebody made a statement, then you have shown liability under 10 B5.…
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Michael R. DreebenSupreme Court of the United States · Lorenzo v. SEC (17-1077) · 0:31 · Dec 2018
…However, the court below erred when it held that Lorenzo could nevertheless be liable for those very same misstatements under a theory that by producing and sending those statements he engaged in a deceptive act, uh artifice to defraud or practice for purposes of liability under section ten B, Rule ten B five A and C and Section seventeen A one.…
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