Section 10B

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2 mentions 2 recordings first heard Mar 2014 last heard Dec 2018 ±0 this week

Statutory provision of the Exchange Act prohibiting manipulative devices

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Michael R. DreebenSupreme Court of the United States · Lorenzo v. SEC (17-1077) · 0:12 · Dec 2018
…In Janice Capitol, this court held that only the maker of a misstatement can be held liable for that misstatement under section ten B and Rule ten B five B.…
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Ted B. WeedenSupreme Court of the United States · Halliburton Co. v. Erica P. John Fund, Inc. (13-317) · 57:10 · Mar 2014
…Congress did not even have a private cause of action in Section 10B, and the most analogous cause of action for somebody who purchased in the aftermarket context required a showing of actual reliance.…
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