A New World For Broker-Dealers: FINRA'S Haimera Workie

One benefit of my work is that I get to spend time with the innovators who are reshaping regulatory agencies all over the world. I have my favorites, and one of those is today's guest. He is Haime Workie, who leads the innovation team at FINRA. Haimera Workie is the Head of Financial Innovation and Senior Director at FINRA. He is responsible for leading FINRA's Office of Financial Innovation, which focuses on analyzing financial technology (FinTech) innovations and emerging risks and trends related to the securities market. As part of these responsibilities, he works to foster an ongoing dialogue with market participants in order to build a better understanding of FinTech innovations and their impact on the securities markets.  

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